John Hannigan is a CFP® with 30 years of industry experience, currently serving as an advisor at Principle Wealth Partners, LLC since 2017. His prior experience includes roles at Essex Financial and Strategic Advisers, as well as Fidelity Brokerage Services. Principle Wealth serves individuals, trusts, estates, retirement plans, and corporations with discretionary wealth management, investment management, financial planning, and retirement plan advisory services. The firm manages $2.66 billion in assets and employs a long-term, fundamentals-driven investment approach that includes diversified portfolios of mutual funds, ETFs, individual equities, and other asset classes.

Christopher Foster is a Series 66 licensed financial advisor at Procyon with 18 years of industry experience. He has worked at UBS Financial Services and Purshe Kaplan Sterling Investments prior to joining Procyon, where he currently manages client investment advice and holds ownership roles in related business ventures, including insurance and tax referral services. Foster is also a managing director overseeing insurance operations and client engagement within the Procyon group. Procyon provides investment management, financial planning, retirement-plan advisory, and institutional consulting services to a diverse client base, including individuals, high-net-worth families, trusts, businesses, retirement plans, RIAs, pooled investment vehicles, and government clients. The firm manages approximately $9.2 billion in assets using both discretionary and predominantly non-discretionary strategies, employing fundamental analysis alongside AI tools and offering a range of portfolio management services, including private fund advisory and model portfolio solutions.

Megan Helbig is a financial advisor at DayMark Wealth Partners, LLC with 18 years of industry experience. She holds a Series 66 designation and previously worked at Wells Fargo Clearing and Wells Fargo Advisors LLC. Outside of her advisory role, she serves as a notary public in Westport, CT. DayMark Wealth Partners serves individuals, trusts, pension and retirement plans, and institutional clients, managing approximately $3.94 billion in assets through a team of 19 advisors. The firm offers comprehensive portfolio management and financial planning, utilizing a variety of investment strategies and products, and is involved in both insurance distribution and private fund management.

David Karpa is a CFA® charterholder with eight years of industry experience. He has worked at Clinton Investment Management, LLC since 2017 and previously spent twelve years at Cincinnati Asset Management. Clinton Investment Management, LLC specializes in managing municipal fixed-income portfolios for individuals, high-net-worth clients, institutions, insurance companies, and intermediaries. The firm uses an active, research-based investment approach focused on after-tax total return and serves as a sub-adviser to multiple MassMutual municipal funds.

Matthew Levens is a financial advisor at RMR Wealth Builders, Inc. with 26 years of industry experience. He holds Series 63 and Series 65 licenses and previously worked at Calton & Associates, Inc. from 2015 to 2023. Outside of his advisory role, he serves as a board member for After School Rocks, a music instruction organization. RMR Wealth Builders is a multi-team SEC-registered investment advisory firm managing approximately $2.2 billion in assets, primarily serving individual and high-net-worth clients. The firm offers portfolio management, financial planning, retirement consulting, annuity services, and digital-asset management, with a distinctive approach that includes insurance product sales and specialized service lines such as FDIC-sweep deposit programs and digital-asset custody through Fidelity Digital Assets.

Robert Villaflor is a financial advisor at Sprott Asset Management USA Inc. with 34 years of industry experience. He has held roles at Sprott, Inc. since 2019 and at affiliated Sprott entities since 2015. Villaflor holds Series 63 and Series 66 licenses. Sprott Asset Management USA, Inc. provides discretionary and non-discretionary investment advisory services to individuals, institutions, and pooled investment vehicles, specializing in resource- and metals-focused strategies. The firm employs a bottom-up, value-oriented fundamental analysis approach combined with top-down asset allocation and manages both actively managed and index-based ETFs, including physical commodities exposure.

Carlos Garcia is a financial advisor with Kovack Advisors, Inc. in Westport, CT, holding Series 63 and Series 65 licenses with 26 years of industry experience. His career includes roles at MSI Financial Services, Inc. and First Montauk Securities Corp. Among his other business activities, he spends time as a sales agent for fixed index annuities, life insurance, and group health benefits. Kovack Advisors, Inc. is a multi-team registered investment adviser with approximately 260 advisors and over $6 billion in client assets. The firm serves individuals, pension and profit-sharing plans, charitable organizations, banks, and government clients, employing an Envestnet-supported workflow and a mix of internally created models and third-party managers to manage portfolios across multiple custodians.

Samuel Sullivan is a financial advisor at Robertson Stephens with a Series 65 designation and one year of industry experience. He previously worked at WPP, Cogent World, Wasserman, and Strategic Agency. Robertson Stephens provides investment advisory services to individuals, families, trusts, family and multi-family offices, charitable organizations, and retirement and profit-sharing plans. The firm offers discretionary and non-discretionary portfolio management, investment consulting, and planning services, managing $8.76 billion in assets as of December 31, 2025.

Thomas Yao is a financial advisor at Moneco Advisors with two years of industry experience. He holds the Series 65 designation and previously worked at Hightower Advisors, DS Advisors, and Goudy Park Capital. Moneco Advisors provides fee-based investment advisory and financial planning services primarily to individual and high-net-worth clients, along with retirement plan consulting for plan sponsors. The firm offers customized investment programs that incorporate fundamental, technical, and cyclical analysis across a diverse range of securities and uses multiple custodial platforms and tax-aware strategies.

Charles Simmonds is a financial advisor at Robertson Stephens with one year of industry experience. He holds a Series 66 designation and has worked previously at Third Bridge US Inc and Rockefeller Financial LLC. Outside of his advisory role, he has been involved in a business operating under the name L&J MarketPlace Inc. DBA Fish Market. Robertson Stephens provides investment advisory services to individuals, families, trusts, family offices, charitable organizations, and retirement and profit-sharing plans. The firm offers discretionary and non-discretionary portfolio management, investment and pension consulting, and a range of planning services, managing $8.76 billion in assets as of December 31, 2025.

Daniel Baron is a financial advisor at DayMark Wealth Partners, LLC with 27 years of industry experience. He holds Series 63, 65, and 66 licenses and previously worked at Wells Fargo Clearing and Wells Fargo Advisors LLC. DayMark Wealth Partners serves individuals, trusts, pension and retirement plans, and institutional clients, managing approximately $3.94 billion in assets across a team of 19 advisors. The firm offers comprehensive portfolio and financial planning services, utilizing a mix of fundamental, technical, quantitative, and ESG analysis, and incorporates both in-house and third-party managers in its investment approach.

Dylan Raver is a financial advisor at Moneco Advisors with one year of industry experience. He holds a Series 65 designation and has worked with Moneco Advisors since 2024. Outside of advising, he has been involved with Bryant University and has experience working in the hospitality and recreation sectors. Moneco Advisors provides fee-based investment advisory and financial planning services primarily to individual and high-net-worth clients, along with retirement plan consulting for plan sponsors. The firm offers customized investment programs that incorporate fundamental, technical, and cyclical analysis across a broad range of asset classes.

Amanda Castellano is a financial advisor at Moors & Cabot, Inc. She holds a Series 66 designation and has six years of industry experience. Prior to joining Moors & Cabot, she worked at Sanford C. Bernstein & Co., LLC and Bank of America, N.A. She serves as a mentor at the UConn School of Business and is a board member and finance committee member at Homes with Hope in Torrington, CT. Moors & Cabot serves a diverse client base including retail and high-net-worth individuals, corporations, pension and profit-sharing plans, trusts, estates, and charitable organizations. The firm offers investment management through its Portfolio Management Program, fee-based financial planning, and consulting services, with tailored portfolio strategies and a combination of discretionary and non-discretionary arrangements.

David Rookasin is a financial advisor at Infinity Financial Services Advisory with 16 years of industry experience. He holds a Series 66 designation and has worked previously at Wells Fargo Clearing Services, UBS Financial Services, and Morgan Stanley. Outside of advising, he is involved in software licensing sales through a business called Checkmate and participates in a health and wellness information venture named Young for Life. Infinity Financial Services Advisory is a multi-advisor firm managing approximately $174 million for over 600 clients. The firm employs a multi-method investment approach, utilizing various analytical techniques and a range of investment products, including options and alternative investments, while serving individual and high-net-worth clients.

Phil Fiore Jr. is a financial advisor at Procyon with 31 years of industry experience. He holds Series 63 and Series 65 licenses and has worked at several firms including UBS Financial Services, Merrill, Wells Fargo Clearing, and Prudential Equity Group. Outside of advisory services, he is involved in health insurance brokerage and tax-related activities through affiliated businesses. Procyon provides investment management, financial planning, retirement-plan advisory, and institutional consulting services to a diverse client base including individuals, high-net-worth families, trusts, businesses, and government retirement plans. The firm manages approximately $9.2 billion in assets and employs a mix of discretionary and primarily non-discretionary management using fundamental analysis, internal portfolio construction, and access to independent managers and technology tools.

James Jeffery is a CFA® charterholder with 12 years of industry experience. He has worked at Procyon Advisors, LLC since 2019 and previously at Solaris Group and Jeffery Asset Management LLC. Procyon provides investment management, financial planning, retirement-plan advisory, institutional consulting, and model-portfolio services to a broad range of clients, including individuals, high-net-worth families, trusts, businesses, retirement plans, RIAs, pooled investment vehicles, and certain government entities. The firm manages approximately $9.2 billion in assets and employs both discretionary and primarily non-discretionary strategies using mutual funds, ETFs, individual equities, and fixed income guided by fundamental analysis.

Dana Preis is a financial advisor with Moneco Advisors, holding the ChFC® designation and Series 63 and 65 licenses. He has 27 years of industry experience and has been with Moneco Advisors since 2014, in addition to a long tenure at LPL Financial. Moneco Advisors provides fee-based investment advisory and financial planning services primarily to individual and high-net-worth clients, as well as retirement plan consulting for plan sponsors. The firm employs a range of investment strategies tailored to client goals and risk tolerances, utilizing multiple custodial platforms and various investment vehicles.

David Plouffe is a CFP® and holds a Series 65 license with two years of industry experience. He has worked at Moneco Advisors since 2023 and previously held positions at Barnum Financial Group, Intelisearch, Inc., and in the restaurant industry. Moneco Advisors provides fee-based investment advisory and financial planning services primarily to individual and high-net-worth clients, offering tailored investment programs that combine fundamental, technical, and cyclical analysis with ongoing portfolio monitoring and rebalancing. The firm manages a diverse range of investment instruments and operates a multi-team structure with approximately 49 advisors.

Steven Katz is a financial advisor at Moneco Advisors with 36 years of industry experience. He holds Series 63 and Series 65 designations and has worked at LPL Financial since 1998. Outside of advisory work, he is involved with Blue Chip Financial, LLC, which handles investments as well as life and disability insurance. Moneco Advisors provides fee-based investment advisory and financial planning services primarily to individual and high-net-worth clients, offering tailored portfolio management and a range of investment options across multiple custodial platforms.

Amber Kendrick is a financial advisor at Procyon with 18 years of industry experience. She holds Series 63 and Series 66 licenses and has worked at Procyon Advisors, LLC since 2017. Prior to that, she was with Connecticut Investors Group and Commonwealth Financial Network from 2014 to 2017. Kendrick is a member of the Retirement Advisory Council, which focuses on qualified plan and participant retirement outcomes. Procyon provides investment management, financial planning, retirement-plan advisory, and institutional consulting services to a diverse client base including individuals, high-net-worth families, businesses, retirement plans, and government clients. The firm manages approximately $9.2 billion in assets utilizing both discretionary and primarily non-discretionary strategies, combining internal portfolio construction with access to independent managers and AI-supported research.