Sean Steady is a financial advisor at UBS Financial Services with 27 years of industry experience. He has been with UBS since 1998 and holds Series 63 and Series 65 licenses. Outside of his advisory role, he is the proprietor and master roaster of Steady Beans, a coffee business. UBS Financial Services supports individual, corporate, and institutional clients through a range of brokerage and investment advisory services, combining institutional trading capabilities with wealth management offerings. The firm utilizes proprietary research and model-based asset allocations to tailor financial plans and portfolio management to clients' goals and risk tolerances.

Nicholas Auger is a financial advisor with Ameriprise in Scarborough, ME, holding a Series 66 designation and six years of industry experience. He previously worked at Wells Fargo for eight years before joining Ameriprise. In addition to his advisory role, he is a co-owner of Collaboration Partners, LLC, where he manages an advisory business. Ameriprise provides a retirement-income planning service targeting individuals approaching or in retirement with significant investable assets, combining research, modeling, and tax-efficiency analysis to deliver tailored, non-discretionary recommendations. As a large institutional firm, Ameriprise also offers a broad range of advisory, brokerage, and insurance solutions through affiliated entities.

Sophie Lamb is a financial advisor at Ameriprise with two years of industry experience. She has been with Ameriprise since 2018, including roles at Ameriprise Financial Services, Inc. Prior to her advisory career, she worked at the University of Maine. Ameriprise offers a retirement-income planning service tailored to individuals approaching or in retirement with significant investable assets, providing detailed recommendation reports that incorporate income sources, Social Security options, and tax-efficient withdrawal strategies. The firm combines research and modeling with a centralized consulting team to deliver personalized, algorithm-assisted advice.

Adele Jacques is a financial advisor with Raymond James & Associates in Portland, ME, holding Series 63 and Series 66 licenses and bringing 26 years of industry experience. She has been with Raymond James & Associates since 2014. Outside of advisory work, she is a co-owner of a seasonal rental cabin business in Maine. Raymond James & Associates is a large broker-dealer and SEC-registered investment adviser serving a diverse client base, including individuals, institutions, and nonprofit entities. The firm offers financial planning and non-discretionary investment consulting, drawing on a wide range of portfolio management strategies and affiliated research resources.

Kendrik Doughty is a financial advisor at Merrill with Series 63 and Series 65 credentials and approximately one year of industry experience. Prior to joining Merrill, he was employed at Bank of America in various capacities. Merrill, together with its affiliate Managed Account Advisors LLC, provides managed account services to Bank of America fiduciary clients through the Select Portfolio Solutions Program, offering model-based and discretionary investment strategies for individuals, high-net-worth clients, retirement plans, corporations, and charitable organizations.

Frederick Caswell is a financial advisor at Morgan Stanley with 44 years of industry experience. He has been with Morgan Stanley Smith Barney since 2012 and holds Series 63, 65, and 66 licenses. Caswell serves as a trustee and co-trustee involved in estate administration in South Freeport, Maine. Morgan Stanley Wealth Management provides advisory programs and financial planning services to individuals and institutional clients, managing approximately $2.74 trillion in client assets. The firm utilizes structured planning tools and economic modeling while generally acting in an advisory capacity for client financial plans.

Matthew Ogier is a financial advisor at Robert W. Baird & Co. with 31 years of industry experience. He holds Series 63 and Series 65 licenses and has worked at Baird since 2017, following prior roles at Wells Fargo Clearing and Wells Fargo Advisors. He is part of The DDK Group within Baird’s Private Wealth Management practice, which serves individuals, families, pensions, corporations, charitable organizations, and institutional clients. The team provides tailored financial planning and portfolio management services, utilizing a range of strategies from traditional equity and fixed-income to more complex investments, alongside municipal advisory and public finance capabilities.

Stephen Thompson III is a financial advisor with Charles Schwab in Portland, ME, holding Series 63 and Series 66 licenses and bringing 10 years of industry experience. His background includes roles at Charles Schwab Bank, Charles Schwab and Co., TD Ameritrade Investment Management, TD Ameritrade, and Scottrade. Charles Schwab & Co., Inc. serves primarily high- and ultra-high-net-worth individuals through its Schwab Wealth Advisory wrap fee program and affiliated managed-account and financial planning services. The firm provides a combination of non-discretionary and discretionary investment management with access to multi-asset portfolios, alternative investments, and integrated custody and brokerage services.

Griffin Gribbel is a financial advisor at Morgan Stanley with 14 years of industry experience. He holds a Series 66 designation and has worked at Morgan Stanley and affiliated entities since 2015. Morgan Stanley Wealth Management is an SEC-registered investment adviser and broker-dealer that provides a broad range of advisory programs to individuals and institutional clients. The firm offers tailored financial planning and manages approximately $2.74 trillion in client assets.

Shaun Sullivan is a financial advisor with LPL Financial, holding Series 63 and Series 65 credentials and 16 years of industry experience. Prior to joining LPL in 2024, he spent nine years at Cambridge Investment Research Advisors and two years at Signator Investors, Inc. LPL Financial is a national broker-dealer and SEC-registered investment adviser serving individuals, retirement plan participants, banks, trust companies, and other institutions. The firm offers a range of advisory and brokerage services, including financial planning, model portfolio programs, and third-party asset management, supported by advanced operational tools and a broad platform that combines advisory services with non-advisory financial activities.

Ian Stevens is a Planning Consultant at Fidelity Investments, a position he has held since 2024. In this role, he assists clients in preparing for and protecting their retirement goals. Prior to his current role, Ian worked as a Market Development Consultant at MassMutual from 2023 to 2024. He also held positions as a Senior Conversion Consultant at LPL Financial from 2022 to 2023, Regional Advisor Consultant at Columbia Threadneedle from 2020 to 2022, and Associate Regional Director at Wells Fargo Asset Management from 2014 to 2020. Outside of his professional career, Ian has interests in fitness, football, hiking, spending time at the lake, music, and snowboarding.

Jennifer Means is a financial advisor at Ameriprise with eight years of industry experience. She holds the Series 66 designation and has been with Ameriprise and its affiliate since 2016. Outside of her advisory role, she is involved in community theater as an actor. Ameriprise provides retirement-income planning services primarily for individuals nearing or in retirement with significant investable assets. The firm combines research, modeling, and tax-efficiency analysis to deliver tailored, non-discretionary recommendations through a centralized consulting team.

Deborah Erickson is a financial advisor at UBS Financial Services with 26 years of industry experience. She holds Series 63 and Series 65 designations and has worked at UBS since 2021. Prior to UBS, she was with Merrill and Bank of America. UBS Financial Services serves individual, corporate, and institutional clients through brokerage and investment advisory offerings, including fee-based financial planning and portfolio management. The firm combines institutional trading capabilities with wealth management services and utilizes proprietary research to tailor client solutions.

Dana Ricker is a financial advisor with Raymond James & Associates in Portland, ME, holding Series 63 and Series 65 credentials and bringing 30 years of industry experience. He has been with Raymond James & Associates since 2013. Outside of his advisory role, he is involved in business ownership, including serving as a proprietor of Valley Bowl Corp and as a partner in Little River Holdings, LLC. Raymond James & Associates is a large, dually registered broker-dealer and SEC-registered investment adviser managing approximately $501 billion in assets. The firm serves a diverse client base, including individuals, institutions, and municipal entities, offering financial planning and non-discretionary investment consulting supported by a range of portfolio management styles and affiliated research.

Micah Roberge is a financial advisor at UBS Financial Services with 22 years of industry experience. He holds the Series 66 designation and previously worked at Bank of America and Merrill. He serves as a non-fiduciary advisory board member for the New England Advisory Board of The Trust for Public Land, an organization focused on creating and preserving outdoor spaces. UBS Financial Services serves individual, corporate, and institutional clients through brokerage and investment advisory offerings, combining institutional trading capabilities with wealth management services. The firm provides tailored financial planning and portfolio management using proprietary research and model-based asset allocations.

Jane Stevens is a financial advisor with Morgan Stanley in Portland, Maine, holding Series 63 and Series 65 licenses and having 13 years of industry experience. Her prior career includes roles at Northwestern Mutual Wealth Management Company and Northwestern Mutual Investment Management. Outside of her advisory work, she is involved as a partner in JCS Legacy Group, LLC, a retail and online business. Morgan Stanley Wealth Management serves individual and institutional clients with a broad range of advisory programs, including tailored financial planning based on firm-approved tools and structured discovery conversations. The firm manages approximately $2.74 trillion in client assets and offers services both directly and through employer-sponsored agreements.

Conor Mc Cann is a financial advisor at UBS Financial Services with six years of industry experience. He previously worked at TD Bank and Bank of America before joining UBS in 2019. Mc Cann holds the Series 66 designation and is based in Portland, ME. UBS Financial Services provides brokerage and investment advisory services to individual, corporate, and institutional clients. The firm offers a range of financial planning and portfolio management solutions supported by proprietary research and institutional trading capabilities.

Katherine Dolan is a financial advisor at Ameriprise Financial Services with nine years of industry experience. She holds a Series 66 designation and has been with Ameriprise since 2005, working across both Ameriprise Financial Services, Inc. and LLC. Ameriprise is a large, diversified advisory firm serving individual and institutional clients, offering a Premier Retirement Income service that provides written recommendation reports and ongoing annual retirement planning advice focused on dependable income sources and tax-aware withdrawal strategies.

Jay Pearl is a financial advisor with Raymond James Financial in Portland, ME, holding a Series 66 designation and 34 years of industry experience. He has worked with Raymond James since 2005 and is also the owner of Pearl Financial Services, a support company focused on non-variable insurance products. Raymond James Financial Services Advisors, Inc. provides financial planning, investment consulting, and advisory services to a diverse client base that includes individuals, high-net-worth clients, corporations, and institutional clients. The firm offers tailored, non-discretionary planning using risk profiling and modeling tools and supports municipal and public-finance work through its affiliation with a municipal advisor.

Seth Cheikin is a financial advisor with Edward Jones in Falmouth, ME, holding a Series 66 designation and 18 years of industry experience. He has been with Edward Jones since 2009. Outside of his advisory role, he is involved in managing rental properties in Maine. Edward Jones is a full-service wealth management firm serving over four million individual and institutional clients. The firm manages approximately $1.01 trillion in assets and offers a range of advisory services, including discretionary and non-discretionary wrap fee strategies, separately managed accounts, and affiliated mutual funds, operating under a fiduciary standard.