David Prewette is a financial advisor with Cetera in Charlotte, NC, holding Series 63 and Series 65 licenses and bringing 35 years of industry experience. He has worked at several firms, including Center Street Advisors and Arete Wealth Advisors. Outside of his advisory role, he owns a real estate company he uses for family property and occasional referral fees, and is involved in providing brokerage and advisory services through his own DBA. Cetera Investment Advisers LLC is an SEC-registered firm serving individuals, employer-sponsored retirement plans, corporate, charitable, and institutional clients. The firm offers a multi-manager platform enabling advisors to implement a variety of model portfolios, bespoke strategies, and program options across discretionary and non-discretionary accounts, managing over $256 billion in assets through a nationwide network of more than 10,000 advisors.

Richard Freckleton is a financial advisor with LPL Financial in Fort Mill, SC, holding Series 63 and Series 65 credentials and five years of industry experience. His prior experience includes roles at Carillon Fund Distributors, Prudential Annuities Distributors, Prudential Insurance Company of America, and Trinity College. LPL Financial is a national broker-dealer and SEC-registered investment adviser serving individuals, retirement plan participants, banks, trust companies, and other institutions. The firm offers a range of financial planning and portfolio management services supported by both proprietary and third-party strategies, serving a network of over 22,800 advisors and overseeing more than $819 billion in discretionary assets.

David Peay is a financial advisor at LPL Financial with one year of industry experience. He holds the Series 66 designation and has prior work experience at CarMax and FedEx Express. LPL Financial is a national broker‑dealer and SEC‑registered investment adviser that serves individuals, retirement plan participants, banks, trust companies, and other institutions. The firm offers a range of advisory and brokerage services, including financial planning, model portfolio programs, and institutional platforms, supported by technology tools and oversight of over $819 billion in discretionary assets.

Cynthia Sherrill is a financial advisor at LPL Financial with 13 years of industry experience and holds a Series 66 designation. She previously worked at Commonwealth Financial Network for three years and has been associated with Sherrill, Blake & Harrison CPA PA since 2010. LPL Financial is a national broker-dealer and SEC-registered investment adviser serving individuals, retirement plan participants, banks, trust companies, and other institutions. The firm offers a range of advisory and brokerage services, including financial planning, model portfolio programs, third-party asset management, and institutional platforms.

Collin Proehl is a financial advisor with LPL Financial, holding a Series 66 designation and eight years of industry experience. He previously worked at Commonwealth Financial Network for nine years and spent one year at UMass Amherst. LPL Financial is a national broker-dealer and SEC-registered investment adviser serving individuals, retirement plan participants, banks, trust companies, and other institutions. The firm offers a range of advisory and brokerage services including financial planning, model portfolio programs, and institutional platforms, supported by a large network of over 22,900 advisors.

Connor Lee is a Series 66 licensed financial advisor with UBS Financial Services in Charlotte, NC. He has recently begun his advisory career, having worked at UBS and River North Capital since 2023. UBS Financial Services serves individual, corporate, and institutional clients through brokerage and investment advisory offerings, combining institutional trading capabilities with wealth management services. Its advisors utilize proprietary research and model-based asset allocations to tailor plans based on clients’ goals and risk tolerances.

Scott Brooks is a financial advisor at LPL Enterprise with a Series 66 designation and two years of industry experience. He previously worked at Wells Fargo for four years and has been the owner of Brooks and Associates LLC since 2014. LPL Enterprise provides investment advisory and brokerage services to a wide range of clients, including individual and high-net-worth investors, retirement plans, and corporate entities. The firm primarily uses model-driven investment strategies developed by its Research Department and third-party portfolio strategists.

Chad Ary is a financial advisor at LPL Financial with 21 years of industry experience. He has been with LPL Financial since 2009 and holds Series 63 and Series 66 licenses. LPL Financial is a national broker-dealer and SEC-registered investment adviser serving individuals, retirement plan participants, banks, trust companies, and other institutions. The firm provides advisory and brokerage services through a large network of investment adviser representatives, offering financial planning, model portfolio programs, third-party asset management, and institutional platforms.

Todd Rose is a financial advisor with LPL Financial in Charlotte, NC, holding a Series 66 designation and 20 years of industry experience. His prior firms include Securities America Advisors, Mass Mutual Investors Services, and TCA Financial Group. Outside of advising, he works as a background actor and serves as an international visitor liaison. LPL Financial is a national broker-dealer and SEC-registered investment adviser serving individuals, retirement plans, banks, trust companies, and institutions. The firm offers a range of advisory services including financial planning, model portfolios, and institutional platforms, with advice delivered by investment adviser representatives who may use proprietary research and third-party strategies.

Jeremy Peterson is a financial advisor with LPL Financial in Fort Mill, SC, holding a Series 66 designation and 7 years of industry experience. He has been with LPL Financial since 2013. Outside of his advisory work, he is a co-owner and designer for a clothing business. LPL Financial is a national broker-dealer and SEC-registered investment adviser serving individuals, retirement plan participants, banks, trust companies, and other institutions. The firm offers a range of advisory and brokerage services, including financial planning, model portfolio programs, third-party asset management, and institutional platforms.

Michael Owens is a financial advisor with LPL Financial in Fort Mill, SC, holding a Series 66 designation and 12 years of industry experience. His prior roles include a decade at Edward Jones and positions at Commonwealth Financial Network and Coastline Complete Wealth. He owns Sandlapper Wealth Advisory LLC, a private entity facilitating securities, advisory, and insurance business. LPL Financial is a national broker‑dealer and SEC‑registered investment adviser serving individuals, retirement plans, banks, trust companies, and institutions. The firm offers a range of financial planning and investment management services through a large network of advisors using both proprietary and third-party strategies.

Jennifer Griffin is a financial advisor with LPL Financial, holding a Series 66 designation and 24 years of industry experience. She has worked with LPL Financial since 2017 and previously spent eight years at Cetera Wealth Services, LLC. Outside of her advisory role, she serves as a notary and is involved with Independent Advisor Alliance, an independent investment advisory firm. LPL Financial is a national broker-dealer and SEC-registered investment adviser serving individuals, retirement plan participants, banks, trust companies, and institutions. The firm offers financial planning, model portfolios, third-party asset management, and institutional platforms, supporting a large network of investment adviser representatives with a range of discretionary and non-discretionary investment strategies.

Vanessa Striegel is a financial advisor at LPL Enterprise with 11 years of industry experience and holds the Series 66 designation. She worked at Cambridge Investment Research, Inc. for 12 years before joining LPL Enterprise in 2024. Outside of her advisory role, she owns a pet and home care business. LPL Enterprise provides investment advisory and brokerage services to a diverse client base, including individual and high-net-worth investors, retirement plans, and corporate entities. The firm utilizes model-driven investment approaches and offers financial planning, access to third-party asset managers, and affiliated insurance and trust services.

Christopher Baker is a financial advisor with LPL Financial and holds the CFP® designation and Series 63 license. He has 34 years of industry experience, including roles at Commonwealth Financial Network, Transamerica Financial Advisors, and as co-owner, CEO, and treasurer of Oaktree Financial Advisors, which provides securities, advisory, insurance, and tax preparation services. LPL Financial is a national broker-dealer and SEC-registered investment adviser that serves individuals, retirement plan participants, banks, trust companies, and other institutions, offering a range of financial planning and investment management solutions through a large network of investment adviser representatives.

Elliott Hill Jennings is a CFP® certificant with nine years of experience in the financial industry. He has worked at LPL Financial since 2019 and previously spent three years at The Vanguard Group, Inc. Jennings is based in Fort Mill, South Carolina. LPL Financial is a national broker-dealer and SEC-registered investment adviser that serves individuals, retirement plan participants, banks, trust companies, and institutions. The firm offers a range of advisory and brokerage services, including financial planning, model portfolios, and institutional platforms, employing a variety of investment strategies supported by technology and a large network of advisors.

Aaron Hausman is a financial advisor at LPL Financial with a Series 65 credential and one year of industry experience. His prior work includes roles at Stout Asset Management, Commonwealth Financial Network, and various positions outside finance, including Prime Therapeutics and Ragnar Events. LPL Financial is a national broker-dealer and SEC-registered investment adviser serving individuals, retirement plans, banks, trust companies, and institutions. The firm offers a range of advisory services, including financial planning and third-party asset management, supported by a large network of investment adviser representatives and advanced operational tools.

Daniella Diquez is a financial advisor at UBS Financial Services with four years of industry experience. She holds a Series 66 designation and has previously worked at Florida International University and Argos Nautic Manufacturing Inc. UBS Financial Services serves individual, corporate, and institutional clients through brokerage and investment advisory offerings, combining institutional trading capabilities with wealth management services. The firm provides tailored financial planning and portfolio management supported by proprietary research and model-based asset allocations.

Maurilio Ballines is a financial advisor with LPL Financial, holding a Series 66 credential and five years of industry experience. His prior work includes roles at Wells Fargo, Lowe's Companies Inc, and UNC Charlotte. LPL Financial is a national broker-dealer and SEC-registered investment adviser serving individuals, retirement plans, banks, trust companies, and institutions. The firm offers a range of advisory and brokerage services, including financial planning, model portfolio programs, third-party asset management, and institutional platforms.

Bryan Hickel is a financial advisor with LPL Financial, holding Series 66 and Series 63 licenses and bringing 17 years of industry experience. His career includes roles at Commonwealth Financial Network, Bank of America, Merrill, Castle Pines Investment Management, and Wells Fargo Investments. He also operates Bryan Hickel Investment Management. LPL Financial is a national broker-dealer and SEC-registered investment adviser serving individuals, retirement plan participants, banks, trust companies, and institutions. The firm offers a range of advisory and brokerage services, including financial planning, model portfolios, third-party asset management, and institutional platforms, supported by a large network of investment adviser representatives.

Angel Roseboro is a financial advisor with LPL Financial in Fort Mill, South Carolina, holding Series 65 and Series 63 licenses and 18 years of industry experience. Prior to joining LPL in 2026, Angel worked at Wells Fargo Clearing for nine years. Outside of financial advising, Angel owns a small business called Eyez Creations, focused on DIY projects, mask making, and t-shirt design, and also works as a designer for Pottery Barn. LPL Financial is a national broker-dealer and SEC-registered investment adviser that serves individuals, retirement plan participants, banks, trust companies, and other institutions through a large network of investment adviser representatives. The firm provides a broad range of advisory and brokerage services, including financial planning, model portfolio programs, third-party asset management, and institutional platforms.