Marco Azizi is a financial advisor at Centaurus Financial, Inc. with 35 years of industry experience. He holds Series 63 and Series 66 licenses and has worked at Centaurus Financial since 2016. Prior to that, he was associated with Summit Brokerage Services, J P Turner & Company Capital Management, and JP Turner and Co. Azizi is involved in non-investment activities including evaluating client life insurance needs with MassMutual Pacific and participating in an estate planning team that explains deferred sales trusts. Centaurus Financial, Inc. provides advisory and brokerage services to a diverse client base including individuals, families, small businesses, corporations, trusts, and foundations. The firm offers financial planning, portfolio management through the CLASSIC Plus platform, retirement-plan consulting, and specialized services with a range of discretionary and non-discretionary arrangements.

Katherine Latypov is a financial advisor at Rockefeller Financial LLC with seven years of industry experience. She holds a Series 66 designation and previously worked at UBS Financial Services for eight years. Rockefeller Financial LLC serves high-net-worth and ultra-high-net-worth individuals, families, family offices, institutional clients, retirement plans, foundations, and corporations. The firm provides discretionary and non-discretionary portfolio management, financial planning, and consulting, and operates as a registered broker-dealer offering securities transactions, variable insurance products, and placement and investment banking services.

Thieu Pham is a financial advisor with Transamerica Financial Advisors, holding Series 63 and Series 65 licenses and bringing 13 years of industry experience. His professional background includes roles at various firms such as InheritGuard, LLC, MJ Marketing LLC, and World Financial Group, Inc. Outside of traditional advisory work, he is involved in estate planning services through several independent ventures and provides education on Social Security benefits as a Registered Social Security Analyst. Transamerica Financial Advisors, LLC serves a diverse client base including individual investors, retirement plans, trusts, and charitable organizations. The firm employs a model portfolio approach supported by third-party managers and platform providers, offering a range of advisory and brokerage services through an extensive advisor network.

Justin Bunger is a financial advisor at Integrity Alliance, LLC with three years of industry experience. He holds a Series 66 designation and has worked at Lion Street Financial, Legacy Capital Group California, and Bridge Bank San Jose. Integrity Alliance is a large enterprise firm serving individual investors, corporations, and retirement plans through a network of over 300 independent advisers managing approximately $5.4 billion in assets. The firm offers a range of advisory and brokerage services, including portfolio management, financial planning, and access to third-party managers, utilizing various investment approaches and operational features uncommon among large advisory enterprises.

Tingting Huang is a financial advisor at Transamerica Financial Advisors with Series 65 and Series 63 licenses and four years of industry experience. Her background includes roles in insurance, accounting, and administrative management across multiple companies. In addition to her advisory work, she has a longstanding involvement with World System Builders and operates TTH Services Corporation, which provides bookkeeping, consulting, and photography services. Transamerica Financial Advisors serves a broad client base, including individual investors, pension plans, trusts, and corporations, offering both advisory and broker-dealer services with a variety of proprietary and third-party investment programs.

Amit Patel is a financial advisor with Principal Financial Services in San Jose, CA. He holds Series 63 and Series 65 designations and has 18 years of industry experience. Prior to joining Principal Securities Inc in 2018, he worked at Morgan Stanley Smith Barney and Morgan Stanley Private Bank. Outside of finance, he is an instructor at The Academy of Self Defense, where he teaches self-defense and Krav Maga courses. Principal Securities offers brokerage and registered investment advisory services to a diverse client base, including individual investors, retirement plans, trusts, and charitable organizations. The firm’s advisory services emphasize direct advisory programs, financial planning, retirement consulting, and access to third-party money manager asset allocations and separately managed accounts.

Joshua Carroll is a financial advisor at Cerity Partners Retirement Plan Consultants with 11 years of industry experience. He holds a Series 66 designation and previously worked at Raymond James & Associates for nine years before joining Cerity Partners in 2023. Outside of his advisory role, Carroll is involved in nonprofit governance as a finance and investment committee member for the Friendship Foundation and serves as treasurer and board member for Partners for Pediatric Vision. Cerity Partners Retirement Plan Consultants advises plan sponsors of defined contribution and defined benefit plans, focusing on ERISA fiduciary work, participant advice, plan design, and administrative support. The firm emphasizes asset-allocation driven model portfolios, written investment policy statements, and IPS-based monitoring, managing a significant portion of assets on a non-discretionary basis.

Janet Josselyn is a financial advisor at Creative Planning with 12 years of industry experience. She holds a Series 65 designation and has previously worked at SageView Advisory, C-J Advisory, and Parkworth Wealth Management. Based in San Jose, CA, she joined Creative Planning in 2025. Creative Planning provides investment advisory and financial planning services to a diverse client base, including individuals, corporations, foundations, trusts, and retirement plans. The firm manages approximately $217 billion in client assets and employs a financial planning–led investment approach emphasizing low-cost indexing and buy-and-hold strategies, supplemented by specialized portfolio management techniques and integrated retirement plan services.

Ryan Yee is a financial advisor with Centaurus Financial, Inc. in San Jose, CA. He holds Series 63 and Series 65 licenses and has eight years of industry experience, including three years at AAA Mountain West Group prior to joining Centaurus Financial in 2018. Centaurus Financial, Inc. provides advisory and brokerage services to a diverse client base including individuals, families, small businesses, corporations, trusts, and foundations. The firm offers financial planning and portfolio management through its CLASSIC Plus platform, utilizing various analytical approaches and options such as FlexUMA and TPMM, with a notable emphasis on non-discretionary asset management.

Anne Ding is a CFP® certificant with 14 years of industry experience, currently affiliated with Primerica Advisors. She has worked extensively with Park Avenue Securities and Guardian Life Insurance Company and has operated her own CPA practice providing tax services since 2000. Primerica Advisors serves a wide retail client base, including individual and high-net-worth investors, offering both brokerage and advisory services with various proprietary and third-party investment programs.

Albert Law is a financial advisor with Transamerica Financial Advisors, holding Series 63 and Series 65 credentials and over 30 years of industry experience. He has been with Transamerica Financial Advisors since 2012 and is also affiliated with Dream Builder Financial, Silicon Valley Enterprise Inc, Matrix Group Insurance Agency, and WFGIA. His other business activities include marketing group health, dental, and vision insurance through Matrix Group Insurance Agency. Transamerica Financial Advisors serves a diverse client base including individual investors, pension and profit-sharing plans, trusts, estates, charitable organizations, and corporations. The firm provides both advisory and broker-dealer services through proprietary model portfolios and access to third-party money managers, offering a mix of discretionary and non-discretionary investment programs.

Stacie Bowman is a financial advisor at PlanMember Securities Corporation with 32 years of industry experience. She holds Series 63 and Series 65 licenses and has been with PlanMember since 2011. In addition to her role at PlanMember, Bowman has worked with Employee Benefits Services Group since 2004, where she is involved in insurance product sales and plan administration. PlanMember Securities Corporation provides retirement-plan advisory services to employers and plan participants, offering fiduciary services under ERISA Section 3(38) and a range of participant-level investment options. The firm’s investment approach includes a strategic asset allocation framework, risk-based mutual fund portfolios, and education and support services for plan sponsors and participants.

Richard Du is a financial advisor with Transamerica Financial Advisors, holding a Series 66 designation and nine years of industry experience. He has worked previously at Amazon.com Corporation and currently holds a position as a Software Developer Engineer II at Microsoft Corporation, where he focuses on software and hardware development. Transamerica Financial Advisors serves a broad client base including individual investors, retirement plans, trusts, and charitable organizations. The firm employs a model portfolio and third-party management approach, delivering services through multiple advisory programs and an extensive advisor network.

Robert Emens is a CFP® with 25 years of industry experience, currently serving at Focus Partners Wealth, LLC. His prior experience includes over two decades at G.W. & Wade, Inc. and its asset management company. Emens holds the Series 66 designation and is based in Palo Alto, CA. Focus Partners Wealth, LLC provides wealth advisory and investment management services to individuals, high-net-worth families, family offices, retirement plans, institutions, and businesses. The firm employs a long-term, tax- and fee-sensitive investment approach within an enhanced open architecture framework that combines active and passive strategies, separate account managers, private funds, mutual funds, and ETFs.

Duangdao Piyanontalee is a financial advisor with Primerica Advisors, holding Series 63 and Series 65 licenses and two years of industry experience. Their work history includes roles at Park Avenue Securities, Guardian Life Insurance, and Transamerica Financial Advisors. Outside of advisory work, Duangdao is involved in outside insurance sales. Park Avenue Securities serves a diverse retail client base, offering brokerage and advisory services along with financial planning and retirement consulting. The firm utilizes a combination of proprietary model portfolios, third-party managers, and digital advice solutions to implement investment strategies.

Sheac Yee Lim Hamilton is a financial advisor at Savant Wealth Management with three years of industry experience. She holds a Series 65 designation and previously worked at Parkworth Wealth Management for eight years. Savant Wealth Management provides comprehensive wealth management and related services to individuals, families, pension and profit-sharing plans, charitable organizations, corporations, and high-net-worth clients. The firm combines evidence-based, model-driven asset allocation with actively managed investment strategies and supports its advisory services through affiliated accounting, legal, and trust entities.

Eduardo Molina III is a financial advisor at Hightower Advisors with four years of industry experience. He holds the Series 66 designation and has previously worked at Merrill and Americor. Outside of financial advising, he has worked part-time in the hospitality industry at Fisherman's Restaurant and Bar. Hightower Advisors provides investment advisory and planning services to a diverse range of individual and institutional clients. The firm employs a manager selection and multi-manager approach, utilizing both affiliated and third-party managers, and offers services including portfolio management, financial planning, and retirement plan consulting.

Christian Glomb is a financial advisor with Sanctuary Advisors, LLC in Los Gatos, CA, holding Series 63 and Series 66 registrations and bringing 42 years of industry experience. His prior roles include over two decades at UBS Financial Services and long-term affiliations with Invesmart entities dating back to 1995. Sanctuary Advisors provides investment advisory and financial planning services to individuals, corporations, charitable organizations, trusts, estates, and retirement plans. The firm offers customized investment programs through various account types and utilizes sub-advisors and third-party platforms to implement strategies, supported by an integrated affiliate structure and recent consolidation activities.

Sruti Nln is a financial advisor at Citigroup Global Markets with a Series 66 designation and approximately 8 years of experience in the banking and wealth management industry. Her career includes roles at Citi Private Bank, CitiBank, and Comerica Bank. Citigroup Global Markets serves individual and institutional clients across various wealth segments, offering a wide range of investment advisory programs, broker-dealer execution, and custody services. The firm employs multi-asset, multi-manager investment strategies and maintains unique institutional roles, including swap dealing and futures commission merchant activities.

Sung Yu Liu is a registered representative with HSBC Securities (USA) Inc. and a Bank Officer at HSBC Bank USA, N.A., holding a Series 66 credential and having 18 years of industry experience. She has worked with HSBC Securities since 2013 and HSBC Bank USA since 2016. HSBC Securities (USA) Inc. provides managed account programs serving individuals, retirement accounts, charitable organizations, and corporations. The firm’s investment approach combines strategic and tactical asset allocation with model risk profiles, offering both client-directed and discretionary portfolio management options.