Dylan Bowsky is a financial advisor at Citigroup Global Markets with Series 63 and Series 65 credentials and four years of industry experience. His prior roles include positions at Wells Fargo Bank, J.P. Morgan Securities, and Provident Credit Union. Citigroup Global Markets serves individual and institutional clients across various wealth segments, offering multi-asset, multi-manager investment advisory programs alongside broker-dealer execution and custody services. The firm combines large institutional scale with unique market roles, including in-house research and derivatives services, supporting tailored solutions for a broad client base.

Mason Fung is a financial advisor at IEQ Capital, LLC with a Series 65 designation and experience beginning in 2024. His prior roles include positions at Hamilton Zanze and Boston College. IEQ Capital provides portfolio management and advisory services primarily to high-net-worth individuals, families, trusts, and foundations, focusing on separately managed accounts and family-office services. The firm employs a centralized investment process with allocations to liquid and private alternative investments and manages approximately $35.4 billion in assets.

Nicolle Baria is a financial advisor at IEQ Capital, LLC with five years of industry experience. She holds a Series 65 designation and has worked at IEQ Capital since 2019, following roles at First Republic Investment Management and Northwestern Mutual Investment Services. IEQ Capital provides portfolio management and advisory services primarily to high-net-worth individuals, families, and institutional clients. The firm’s investment approach integrates centralized macro and manager research with allocations to liquid and private alternative investments, serving clients generally with net worth at or above $10 million.

Michael Henry is a CFP® professional with 10 years of industry experience, currently serving as an advisor at IEQ Capital, LLC since 2019. He previously worked at Bank of America, N.A. and Merrill. Based in Dallas, TX, he holds the Series 66 designation in addition to his CFP® credential. IEQ Capital provides discretionary and non-discretionary portfolio management and advisory services primarily to high-net-worth individuals, families, and institutional clients. The firm focuses on separately managed accounts and family-office services, utilizing a centralized investment process that includes independent managers and alternative investments across liquid and private markets.

Bradley Hamada is a financial advisor with Transamerica Financial Advisors who holds Series 63 and Series 65 licenses and has 20 years of industry experience. His career includes roles with LSPN Pro, LLC, the National Association of Registered Social Security Analysts, JAR Insurance Services, and Heartland Institute of Financial Education. Outside of advising, he works as a registered Social Security analyst helping clients optimize benefits and serves as a certified financial educator and college planner. Transamerica Financial Advisors provides investment advisory, brokerage, and retirement-plan services to a wide range of clients including individuals, employer-sponsored plans, trusts, and charitable organizations. The firm utilizes model portfolios and third-party managers to implement its advisory services and supports its large advisor network through multiple program platforms.

Michael Britton is a Series 66-credentialed advisor with PlanMember Securities Corporation, based in Alameda, CA, and has four years of industry experience. Prior to joining PlanMember, he worked at Raymond James Financial Services Advisors and has held a director role in supply planning and co-manufacturing at Peet's Coffee since 2017. Outside of his advisory work, he maintains a self-employed practice focused on investment-related insurance services. PlanMember Securities Corporation provides retirement-plan advisory services to employers and plan participants, focusing on ERISA Section 3(38) fiduciary responsibilities and participant-level investment options. The firm employs a top-down strategic asset allocation framework and manages risk-based mutual fund portfolios, while offering education and support services including seminars and personalized retirement planning.

Peter Young is a financial advisor with Transamerica Financial Advisors in Pleasanton, CA, holding Series 63 and Series 65 designations and 18 years of industry experience. His career includes roles at Provident Credit Union and World Financial Group, and he is a board member of the Chinese Historical and Cultural Project, which promotes and preserves Chinese and Chinese American history and culture in Santa Clara County. He also has participated as a background film extra with Anchor Media Studios and on a Lenovo film shoot. Transamerica Financial Advisors serves individual investors, pension and profit-sharing plans, trusts, estates, charitable organizations, and corporations, offering both advisory and broker-dealer services. The firm delivers advice through proprietary and third-party model portfolios with discretionary and non-discretionary program options.

Katherine Latypov is a financial advisor at Rockefeller Financial LLC with seven years of industry experience. She holds a Series 66 designation and previously worked at UBS Financial Services for eight years. Rockefeller Financial LLC serves high-net-worth and ultra-high-net-worth individuals, families, family offices, institutional clients, retirement plans, foundations, and corporations. The firm provides discretionary and non-discretionary portfolio management, financial planning, and consulting, and operates as a registered broker-dealer offering securities transactions, variable insurance products, and placement and investment banking services.

Thieu Pham is a financial advisor with Transamerica Financial Advisors, holding Series 63 and Series 65 licenses and bringing 13 years of industry experience. His professional background includes roles at various firms such as InheritGuard, LLC, MJ Marketing LLC, and World Financial Group, Inc. Outside of traditional advisory work, he is involved in estate planning services through several independent ventures and provides education on Social Security benefits as a Registered Social Security Analyst. Transamerica Financial Advisors, LLC serves a diverse client base including individual investors, retirement plans, trusts, and charitable organizations. The firm employs a model portfolio approach supported by third-party managers and platform providers, offering a range of advisory and brokerage services through an extensive advisor network.

Judith Zeigler is a financial advisor with Planmember Securities Corporation, holding Series 63 and Series 65 licenses and bringing 24 years of industry experience. She has worked in various capacities including tax preparation and financial planning services, and since 2024, she has also been involved in pranic healing, coaching others in that practice. Planmember Securities Corporation provides retirement-plan advisory services to employers and plan participants, offering strategic asset allocation portfolios and educational support, while acting as an ERISA Section 3(38) fiduciary for many plans. The firm uses a risk-based mutual fund investment approach and maintains dual registration as both a broker-dealer and investment adviser.

David Won is a financial advisor at IEQ Capital, LLC and holds a Series 65 designation. He has one year of experience in the industry following a ten-year career with the United States Marine Corps. IEQ Capital provides portfolio management and investment advisory services primarily to high-net-worth individuals and families, as well as trusts, foundations, endowments, and non-profit organizations. The firm’s investment approach incorporates centralized macroeconomic research and client-specific Investment Policy Statements, utilizing a mix of liquid strategies, third-party independent managers, and private alternative investments.

Tingting Huang is a financial advisor at Transamerica Financial Advisors with Series 65 and Series 63 licenses and four years of industry experience. Her background includes roles in insurance, accounting, and administrative management across multiple companies. In addition to her advisory work, she has a longstanding involvement with World System Builders and operates TTH Services Corporation, which provides bookkeeping, consulting, and photography services. Transamerica Financial Advisors serves a broad client base, including individual investors, pension plans, trusts, and corporations, offering both advisory and broker-dealer services with a variety of proprietary and third-party investment programs.

Frank Mcfarland III is a financial advisor at IEQ Capital, LLC with 30 years of industry experience. He holds Series 63 and Series 65 credentials and previously worked at First Republic Securities Company, LLC from 2013 to 2019. IEQ Capital provides discretionary and non-discretionary portfolio management and advisory services primarily to high-net-worth individuals, families, trusts, foundations, and private funds. The firm combines centralized macro and manager research with investments in liquid and private alternative assets, serving clients generally with net worth at or above $10 million.

William Crocker is a financial advisor at IEQ Capital, LLC with one year of industry experience. He holds a Series 65 designation and has previously worked at Franklin Templeton, Bertram Capital, and Olukai. Prior to his advisory roles, he was involved with Camp Longhorn and Barbara Butler Artist Builder. IEQ Capital provides portfolio management and advisory services primarily to high-net-worth individuals, families, trusts, and foundations. The firm focuses on separately managed accounts and employs a centralized investment process that includes independent manager research and allocation to alternative investments.

Pei Ooi is a financial advisor with Transamerica Financial Advisors who holds Series 63 and Series 65 licenses and has 31 years of industry experience. He has worked at Transamerica Financial Advisors since 2012 and is also involved with Dream Builder Financial Services and World Financial Group, among other enterprises. Ooi is a co-owner of Penney Enterprise, Inc., a pass-through company affiliated with some of his business activities. Transamerica Financial Advisors, LLC serves a broad client base including individual investors, retirement plans, trusts, estates, charitable organizations, and businesses. The firm delivers services through a large advisor network and multiple program platforms, employing model portfolios and third-party managers to implement its advisory approach.

Rowan Bradlee is a financial advisor at IEQ Capital, LLC with a Series 65 designation and one year of industry experience. Prior to joining IEQ Capital in 2026, he held positions at Pathstone and Fidelity Investments, and has a background in education with roles at Skidmore College and Belmont Hill School. IEQ Capital provides portfolio management and investment advisory services primarily to high-net-worth individuals, families, and various institutional clients. The firm’s investment approach is guided by centralized macroeconomic research and involves diversified portfolios with liquid strategies, third-party managers, and private alternative investments.

Barbara Chie Leon is a financial advisor with Transamerica Financial Advisors, holding Series 63 and Series 65 licenses and 15 years of industry experience. She has worked at Transamerica since 2012 and has additional experience as an account manager and scientist in protein research at Novartis. Outside of her advisory role, she has volunteered with the Leukemia and Lymphoma Society’s Team in Training program for over a decade. Transamerica Financial Advisors provides investment advisory, brokerage, and retirement-plan services to a diverse client base, including individuals, retirement plans, trusts, and charitable organizations. The firm utilizes model portfolios and third-party managers to implement its advisory model, supported by a large network of advisors and multiple program platforms.

Kevin Burt is a CFP® and CFA® with 12 years of industry experience. He currently serves as a financial advisor at IEQ Capital, LLC, where he has worked since 2021. His prior experience includes roles at First Republic Investment Management and Professional Traveler. IEQ Capital specializes in portfolio management and investment advisory services for high-net-worth individuals, families, trusts, foundations, and nonprofit organizations. The firm’s investment process is driven by centralized macroeconomic research and uses a combination of liquid strategies, third-party managers, and private alternatives, with a focus on clients typically holding net worths of $10 million or more.

Neha Joseph is a financial advisor with IEQ Capital, LLC, holding a Series 65 designation and starting her advisory career in 2026. She previously worked at Morgan Stanley and UBS Financial Services. Outside of finance, she has experience working at LifeAlive Cafe and spent seven years at Boston University. IEQ Capital provides portfolio management and investment advisory services primarily to high-net-worth individuals, families, and various institutional clients. The firm’s investment process combines centralized macroeconomic research with client-specific policies and includes both liquid strategies and private alternative investments.

Preston Hwang is a financial advisor at IEQ Capital, LLC with one year of industry experience. He holds a Series 65 designation and previously worked at PricewaterhouseCoopers. IEQ Capital provides discretionary and non-discretionary portfolio management and advisory services primarily to high-net-worth individuals, families, trusts, foundations, endowments, donor-advised funds, and private funds. The firm focuses on separately managed accounts and family-office services, utilizing a centralized investment process that includes alternative investments and specialized capabilities such as PPLI sub-advisory services and digital asset exposure.