Rodger Mc Alister is a financial advisor with Money Concepts Capital Corp in Louisville, KY, holding Series 63 and Series 65 credentials and bringing 27 years of industry experience. He has been with Money Concepts Capital Corp since 2005. Outside of his advisory role, he owns Ram Financial Company and Private Client Group, LLC. Money Concepts Advisory Service provides portfolio management, financial planning, and consulting to individuals, pension and profit-sharing plans, trusts, charitable organizations, and corporations. The firm manages multiple programs and employs a mix of model portfolios, IAR-designed portfolios, and third-party sub-advisers to serve its clients.

Gavin Koenig is a financial advisor at Cerity Partners LLC with 26 years of industry experience. He holds Series 63 and Series 65 licenses and has worked at firms including ARGI Investment Services, Fifth Third Securities, and Ameriprise. He is based in Louisville, KY. Cerity Partners serves a broad client base including individuals, families, trusts, business entities, charitable institutions, and institutional investors, providing customized wealth management services such as investment management, financial planning, retirement consulting, tax services, and insurance placement. The firm’s investment approach combines proprietary quantitative methods with third-party strategies and direct security selection, and it offers access to alternative and private market solutions for qualified clients.

Benjamin Juengling is a financial advisor at Cerity Partners LLC with one year of industry experience. He holds the Series 65 designation and previously worked at Steel Technologies and Hillsdale Furniture. Cerity Partners advises a diverse client base, including high-net-worth individuals, families, trusts, and institutional investors, managing approximately $166.2 billion in client assets. The firm offers customized wealth management services and employs a client-specific investment framework that combines quantitative screening, manager selection, and access to alternative and private market solutions.

John Kline is a financial advisor with Money Concepts Capital Corp in Louisville, KY, holding a Series 66 credential and 27 years of industry experience. He has been with Money Concepts Capital Corp since 1998 and also owns and operates Kline's Inc, a management services business. Outside of advising, he is involved in farming through Relax and Rekline Farms and manages several non-investment-related business ventures. Money Concepts Advisory Service provides portfolio management, financial planning, and consulting to individuals, pension plans, trusts, charitable organizations, and corporations. The firm employs a variety of managed programs and portfolio strategies, combining model portfolios, advisor-designed portfolios, and third-party sub-advisers to serve approximately 14,700 clients.

Wyatt Finnell is a financial advisor with Money Concepts Capital Corp in Lexington, KY, holding a Series 66 designation and three years of industry experience. He also serves as an administrator and paraplanner at JQ Financial Solutions. Prior to his advisory roles, he worked at the University of Kentucky and Henry County High School. Money Concepts Advisory Service provides portfolio management, financial planning, and consulting to a diverse client base, including individuals, pension plans, trusts, and corporations. The firm employs a mix of model portfolios and third-party sub-advisers, applying fundamental and technical analysis alongside modern portfolio theory.

Jonah Gelhaus is a CFP® and Series 65–licensed financial advisor with four years of industry experience. He is currently with Cerity Partners LLC and has worked previously at ARGI Investment Services, the Center for Financial Success at Western Kentucky University, and in various other roles including at Charlie Vetner Golf Course and Ready Valet Company. Cerity Partners serves a diverse client base that includes individuals, families, trusts, charitable institutions, and institutional investors, managing approximately $166.2 billion in client assets as of December 2025. The firm offers customized wealth management services using an investment approach that integrates client-specific profiles, quantitative screening, manager selection, and direct security selection, along with access to alternative and private market solutions for qualified clients.

Mia Frederick is an advisor at Cerity Partners LLC with a Series 65 designation and no prior industry experience. She has a varied work history including roles at the University of Kentucky, Joseph's Salon and Spa, Sacred Heart Academy, and Holy Spirit Catholic Church. Cerity Partners serves a wide range of clients including individuals, families, trusts, business entities, foundations, and institutional investors, providing customized wealth management services. The firm’s investment approach combines client-specific profiles, quantitative screening, manager selection, and both third-party and direct security strategies, along with access to alternative and private market solutions for qualified clients.

Alexis Burton is a financial advisor at Mariner with a Series 65 designation and experience at the firm since 2022. Prior to joining Mariner, Alexis worked in education at Western Kentucky University and New Albany High School. Mariner serves a diverse client base, including individuals, pension plans, trusts, and charitable organizations, offering investment management, financial planning, retirement plan consulting, and coordinated tax services. The firm employs customized discretionary portfolios supported by in-house research and third-party managers, and provides integrated tax, accounting, and financial wellness solutions uncommon among large advisory enterprises.

Phillip Beaman is a financial advisor at Stratos Wealth Partners, Ltd with 17 years of industry experience. He holds a Series 66 designation and has worked at LPL Financial since 2008 before joining Stratos in 2025. Outside of his advisory work, he has involvement in a home-based business entity established for tax and investment purposes. Stratos Wealth Partners, Ltd is an SEC-registered enterprise adviser with approximately 379 advisors and $18.6 billion in assets under management. The firm serves a diverse client base including individuals, retirement plans, corporations, nonprofits, and institutional clients, offering services such as financial planning, advisor-managed wrap programs, and outsourced CIO solutions through an open-architecture platform integrating multiple third-party managers.

Michael Fisher is a financial advisor at Sanctuary Advisors, LLC with Series 63 and Series 65 licenses and four years of industry experience. He previously worked at Baird Private Wealth Management and Hilliard Lyons. Sanctuary Advisors, LLC provides investment advisory and financial planning services to a diverse client base, including individuals, corporations, pension and profit-sharing plans, trusts, estates, and charitable organizations. The firm supports more than 400 independent investment adviser representatives who offer portfolio management, retirement plan consulting, and financial planning through various investment platforms and strategies.

Mark Priebe is a financial advisor at Cerity Partners LLC with seven years of industry experience. He holds a Series 65 credential and has worked at Cerity Partners since 2023, following five years at ARGI Investment Services and earlier roles at Zirmed and Centre College. Outside of his advisory work, he coaches soccer for the Falls City Soccer Club and donates his coaching salary back to the club. Cerity Partners advises a diverse client base including individuals, families, trusts, business entities, and institutional investors, managing approximately $166.2 billion in client assets as of December 31, 2025. The firm offers customized wealth management services that incorporate proprietary quantitative screening and asset allocation, along with access to alternative and private market solutions for qualified clients.

Jeffrey Spainhour is a financial advisor with Transamerica Financial Advisors in Louisville, KY, holding Series 63 and Series 65 licenses and having 11 years of industry experience. He is president of Spainhour Insurance Group, Inc., which primarily sells health insurance products, and is involved in several insurance agencies, including Commonwealth Insurance Service and TNTS Insurance Services. Spainhour also teaches financial education courses at the Heartland Institute of Financial Education. Transamerica Financial Advisors provides investment advisory, brokerage, and retirement-plan services to individual investors, employer-sponsored plans, trusts, estates, charitable organizations, and businesses. The firm utilizes model portfolios and third-party managers, delivering services through multiple program platforms such as Transamerica ONE, TFA365, and Transamerica ALPHA.

Philip Price is a financial advisor with Money Concepts Capital Corp in Louisville, KY, holding a Series 65 license and bringing seven years of industry experience. He has worked at Money Concepts Advisory Services since 2025 and concurrently serves as a CPA tax preparer at Riney Hancock CPAs, a role he has held since 2015. Prior to his current position, he spent ten years at RiverCities Asset Management LLC. Money Concepts Advisory Services manages approximately $4.07 billion in client assets through a network of several hundred advisors, offering investment advisory, financial planning, and consulting services to a diverse client base that includes individuals, pension plans, trusts, estates, and corporations. The firm employs model-driven and asset-allocation strategies, utilizing both proprietary and third-party portfolios within discretionary and non-discretionary programs.

Adam Hornek is a financial advisor at Cerity Partners LLC with 16 years of industry experience. He holds the CFP® designation and Series 66 license. Prior to joining Cerity Partners in 2023, he worked at Argi Investment Services, LLC for 13 years. Outside of his advisory role, he is involved with Courtside LLC, contributing to efforts to bring an NBA team to Louisville. Cerity Partners advises a diverse client base including high-net-worth individuals, families, trusts, and institutional investors, managing approximately $166.2 billion in assets as of December 31, 2025. The firm offers customized wealth management services and access to alternative and private market solutions through a client-specific investment framework.

Kelly Adams is a financial advisor with Cetera Planning Partners in Louisville, KY, holding a Series 66 designation and 25 years of industry experience. Prior to joining Cetera Planning Partners, Adams worked at several firms, including Avantax and Proequities Inc. Outside of advisory work, Adams is a member of SAM Investment Group, which holds shares in the privately held company Curiteva. Cetera Planning Partners serves individual and high-net-worth clients, focusing on pre-retirees and retirees by providing investment management, comprehensive financial planning, and retirement-related advice. The firm integrates its services within a broader Cetera network, offering ancillary services such as tax planning, bookkeeping, and estate-planning through third-party providers.

Colby Porter is a Series 65-licensed advisor at Mariner with one year of industry experience. His prior work includes roles at Choice Investment Services and positions outside the financial sector at Victoria National Golf Club and Doordash. Mariner serves a wide range of clients, including individuals, pension plans, trusts, and charitable organizations, offering investment management, financial planning, retirement consulting, and coordinated tax and family office services. The firm’s approach combines discretionary, customized portfolios managed by an internal team and Investment Committee, integrating in-house research with third-party managers across diverse asset classes.

Jonathan Meador is a financial advisor at Empower Advisory Group with nine years of industry experience. He holds Series 65 and Series 66 credentials. Prior to joining Empower Financial Services, he worked at firms including Robinhood Markets and Prudential Insurance Company of America. Empower Advisory Group provides financial planning and investment management primarily to employer-sponsored retirement plan sponsors and their participants, as well as to Empower Premier IRA and certain retail brokerage account holders. The firm’s services are integrated with Empower’s recordkeeping and administrative platforms and emphasize long-term portfolio returns and annual rebalancing within plan lineups selected by plan sponsors.

Kelly Mangum is a financial advisor at Cerity Partners LLC in Louisville, KY, holding a Series 65 designation. She has worked in the financial industry since 2017, with prior experience at ARGI Investment Services, Suntan City, and Mangum Enterprises. Cerity Partners advises a broad client base, including high-net-worth individuals, families, trusts, foundations, and institutional investors, managing approximately $166.2 billion in client assets as of December 31, 2025. The firm offers customized wealth management services and employs an investment framework centered on client-specific Investment Profiles, proprietary quantitative screening, and both third-party and direct security selection.

Michael Fisher is a financial advisor with Eagle Strategies (NY Life) based in Louisville, KY. He holds Series 63 and Series 66 designations and has 23 years of industry experience. He has worked with Eagle Strategies since 2014 and has been associated with New York Life and Nylife Securities Inc. since 2004. Eagle Strategies serves a diverse client base, including individuals and institutions, providing financial planning, investment management, and retirement-plan advisory services. The firm offers multiple program types and emphasizes tailoring recommendations to client objectives, with most assets managed on a non-discretionary basis.

Tac Milne is a CFP® with 42 years of industry experience, currently serving as a financial advisor at Money Concepts Capital Corp since 1985. He has also been affiliated with Dennis Doerr & Associates and The Doerr Greenwell Financial Group since 1983. Outside of his advisory work, Milne operates a sole proprietorship providing income tax preparation services during tax season. Money Concepts Advisory Service manages portfolios and offers financial planning and consulting to individuals, pension and profit-sharing plans, trusts, charitable organizations, and corporations. The firm uses a combination of model portfolios, advisor-designed portfolios, and third-party sub-advisers, applying fundamental and technical analysis alongside modern portfolio theory to manage client assets.