Richard Dimaggio is a financial advisor with TSA Management Inc in Glen Head, NY, holding Series 63 and Series 65 licenses and bringing 35 years of industry experience. He has been associated with HRC Services, Inc. since 1995. TSA Portfolio Management Inc. provides investment supervisory and portfolio management services to a diverse client base, including individuals, high-net-worth clients, retirement plans, foundations, and institutions, managing approximately $1.479 billion for about 2,566 clients. The firm emphasizes asset allocation, tax-aware security selection, and quarterly rebalancing, combining in-house management with third-party managers across discretionary and non-discretionary accounts.

Denis Moynihan is a financial advisor with Tsa Management Inc, holding Series 63 and Series 66 licenses and bringing 39 years of industry experience. He has worked at HRC Services, Inc. since 1993 and HRC Financial Planners since 1985. Outside of his advisory work, he is a partner in two non-investment-related real estate holding companies. TSA Portfolio Management provides investment supervisory services to individuals, retirement, and institutional accounts through discretionary and non-discretionary portfolio management. The firm emphasizes strategic asset allocation, quarterly rebalancing, and a blend of fundamental, qualitative, and technical analysis, managing a broad mix of securities with a focus on dividend-paying equities and diversified model allocations.

Gregory Kennedy is a financial advisor with The Pinnacle Financial Group, holding a Series 63 designation and bringing 33 years of industry experience. His prior work includes roles at LPL Financial, Summit Brokerage/Cetera, and Atlantic Financial Group. Kennedy is also involved in providing investment advisory services through Atlantic Financial Group, a business he has been associated with since 2008. The Pinnacle Financial Group offers investment advisory and financial planning services to a diverse client base, including individuals, high-net-worth clients, pension and profit-sharing plans, trusts, estates, charitable organizations, and business entities. The firm employs a written Investment Policy Statement tailored to each client and uses fundamental analysis across various investment instruments, managing accounts primarily on a discretionary basis with regular reviews.

Christopher Stone is a financial advisor with B. Riley Wealth Advisors, Inc. He holds a Series 66 designation and has 26 years of industry experience. His prior roles include positions at Morgan Stanley and Winslow, Evans & Crocker, Inc. Stone serves on the co-op board for Appleby Arms Owners Corp in New York. B. Riley Wealth Advisors, Inc. manages approximately $7.03 billion in client assets through around 274 advisors. The firm provides a range of services including advisory programs, financial planning, retirement solutions, and access to third-party managers, serving individuals, high-net-worth clients, charitable organizations, corporations, and retirement plans.

Robert Alimena is a Certified Financial Planner (CFP®) with 15 years of industry experience. He is currently with Procyon Advisors, LLC and has previously worked at Beaumont Financial Partners, Gerstein Fisher, USAA Financial Planning Services, and Money Concepts Capital Corp. Outside of advising, he coordinates tax work with accounting firms through his involvement in Procyon Tax. Procyon provides investment management, financial planning, retirement-plan advisory, institutional consulting, and model-portfolio services to a diverse client base that includes individuals, high-net-worth families, trusts, businesses, retirement plans, RIAs, pooled investment vehicles, and certain government entities. The firm manages approximately $9.2 billion in assets and employs a combination of internal portfolio construction, independent managers, and AI tools to support both long-term strategies and shorter-term trading.

Noah Maman is a financial advisor at B. Riley Wealth Advisors, Inc. with four years of industry experience. He holds Series 63 and Series 66 licenses and has worked at B. Riley Wealth Management and National Securities Corporation. Outside of his advisory role, he is involved in client outreach for tax-related wealth management services across multiple locations. B. Riley Wealth Advisors serves a diverse client base including individuals, pension plans, trusts, and charitable organizations. The firm offers a variety of investment and portfolio management programs, combining third-party managed solutions with internally managed models and financial planning services.

Robert Taglich is a financial advisor with Aegis Capital Corp. in Melville, NY, holding Series 63 and Series 65 designations and bringing 39 years of industry experience. He has worked at Taglich Brothers, Inc. since 1992 and joined Aegis Capital Corp. in 2026. Aegis Capital Corp. offers investment advisory and related financial services to both individual and corporate clients, providing asset management, financial planning, brokerage, annuities, insurance, and occasional investment banking services. The firm operates as both an SEC-registered investment adviser and a FINRA member broker-dealer, delivering advisory services through multiple programs and platforms, and is noted for its active broker-dealer operations.

Joseph Johnson is a financial advisor with Vanderbilt Advisory Services in Woodbury, NY, holding a Series 63 designation and 41 years of industry experience. He has been with Vanderbilt Securities, LLC since 2011. Outside of his advisory role, Johnson works as a registered nurse for the Veterans Administration. Vanderbilt Advisory Services serves a diverse client base including individuals, charitable organizations, trusts, estates, businesses, and retirement plans. The firm employs a strategic asset allocation process incorporating fundamental, technical, and charting analysis, and is noted for its formal integration with retirement-plan and benefits firms, supporting pension consulting and plan administration alongside advisory services.

Peter Cook is a financial advisor with Vanderbilt Advisory Services, holding Series 63 and Series 65 credentials and bringing 37 years of industry experience. He has worked with Vanderbilt Securities, LLC since 2015. Outside of his advisory role, he serves as an administrative assistant for Essex Village Manor LLC, where he manages resident census and payroll duties remotely. Vanderbilt Advisory Services serves a diverse client base including individuals, charitable organizations, trusts, estates, businesses, and retirement plans. The firm offers a range of portfolio management and financial planning services, emphasizing strategic asset allocation and combining fundamental, technical, and charting analysis.

Robert Zola is a CFP® professional with 10 years of experience in financial advising. He currently works at Winthrop Wealth, where he has been since 2017, and previously was with LPL Financial. Winthrop Wealth provides investment management, financial planning, and wealth management services to individuals, trusts, estates, business entities, and retirement plans. The firm employs a long-term investment approach with a four-step process and uses a combination of in-house management and third-party sub-advisers to implement tax-managed and options-based strategies.

Ryan Thiel is a financial advisor with The Pinnacle Financial Group in Smithtown, NY, holding a Series 63 designation and 14 years of industry experience. He has been associated with Ryan Thiel & Associates Inc., The Pinnacle Financial Group, and LPL Financial LLC since 2015. The Pinnacle Financial Group provides investment advisory and financial planning services to a diverse client base, including individuals, high-net-worth clients, pension and profit-sharing plans, trusts, estates, charitable organizations, and business entities. The firm employs a fundamental analysis approach across various investment instruments and manages accounts primarily on a discretionary basis with regular monitoring and reviews.

James Arellano is a financial advisor at Vanderbilt Advisory Services with Series 63 and Series 66 licenses and one year of industry experience. His prior work includes roles at The Retirement Optimization Group and positions in education at the University of Tampa, Finger Lakes Community College, Victor Central High School, and Greece Athena High School. Vanderbilt Advisory Services serves a diverse client base including individuals, charitable organizations, trusts, estates, businesses, and retirement plans. The firm employs a strategic asset allocation approach combined with fundamental, technical, and charting analysis, offering discretionary and non-discretionary portfolio management as well as financial planning and consulting services.

James Piangozza is a financial advisor with United Capital Financial Advisors, holding CFP® and CFA® designations and over 28 years of industry experience. His career includes roles at Total Financial Advisors, LLC, Goldman Sachs, Lion Street Financial, and Integrity Alliance, LLC. He is licensed as an insurance agent for life, health, and annuity products through United Capital Risk Management, LLC. United Capital provides national financial planning and discretionary investment management services to a diverse client base, including individuals, high-net-worth households, retirement plans, and institutional accounts. The firm offers customizable investment solutions and operates a broad affiliate network along with a technology platform supporting other independent advisors.

Thomas Pekar is a financial advisor with Capitol Securities Management, Inc., holding Series 63 and Series 65 licenses and bringing 28 years of industry experience. His prior roles include positions at Cetera Advisors LLC and First Allied Advisory Services. Outside of finance, he works as a freelance entertainer, performing as a singer, guitarist, and event MC. Capitol Securities Management serves individuals, corporate and charitable clients, trustees, and plan sponsors, offering brokerage and investment advisory services along with financial planning, pension consulting, insurance products, and educational seminars. The firm manages assets through separately managed accounts and various wrap fee programs, utilizing a platform that supports discretionary and non-discretionary account management across multiple investment instruments.

Falgun Jariwala is a financial advisor with The Pinnacle Financial Group, holding a Series 66 designation and 17 years of industry experience. He has been with The Pinnacle Financial Group since 2014 and also maintains a longstanding relationship with LPL Financial, LLC since 2008. The Pinnacle Financial Group provides investment advisory and financial planning services to a diverse client base, including individuals, high-net-worth clients, pension and profit-sharing plans, trusts, estates, charitable organizations, and business entities. The firm uses a written Investment Policy Statement for each client and applies fundamental analysis across various instruments, managing accounts primarily on a discretionary basis with regular monitoring and reviews.

Daniel Nessim is a financial advisor at IHT Wealth Management LLC with 36 years of industry experience. He holds a Series 63 designation and has worked at firms including Private Advisor Group, LPL Financial, and Ameritas Life Insurance Corp of New York. Nessim also has a background with A & C Management Group, where he was involved for over a decade. IHT Wealth Management serves individuals, corporate and institutional clients, and retirement plan sponsors by providing discretionary asset management, financial planning, ERISA plan consulting, outsourced CIO arrangements, and access to third-party managers. The firm employs a combination of fundamental value screening, quantitative optimization, and periodic rebalancing in its investment approach, managing approximately $9.8 billion in assets through a large network of advisors.

Craig Hassel is a financial advisor at The Pinnacle Financial Group with 23 years of industry experience. He holds Series 63 and Series 65 licenses and has worked with LPL Financial since 2022. He has been associated with The Pinnacle Financial Group since 2014. The Pinnacle Financial Group serves individuals, trusts, estates, charitable organizations, pension and profit-sharing plans, and business entities, providing discretionary portfolio management, financial planning, and pension consulting. The firm employs fundamental analysis with both long- and short-term trading strategies, managing portfolios primarily on a discretionary basis.

Craig Lieber is a financial advisor with Saxony Capital Management, LLC, holding Series 63 and Series 66 registrations and 28 years of industry experience. He has been with Saxony Capital Management since 2006 and was previously with Saxony Securities, Inc. starting in 2005. Saxony Capital Management provides portfolio management and financial planning services to individuals, including high-net-worth clients, as well as institutional clients such as retirement plans, trusts, charitable organizations, and corporations. The firm operates a multi-team model with 38 advisors across multiple offices and offers a range of investment strategies including discretionary asset management, third-party manager due diligence, and the use of technical and fundamental analysis.

Young Choi is a financial advisor at Arete Wealth Advisors, LLC with 23 years of industry experience. He holds the ChFC® designation along with Series 63 and Series 65 licenses. His prior experience includes roles at TIAA-CREF and Microsoft. Outside of his advisory work, Choi is involved in tax preparation services as a partner at Saranac Tax Services LLC. Arete Wealth Advisors provides investment advisory and financial planning services to a diverse client base, including high-net-worth individuals, pension and profit-sharing plans, and charitable organizations. The firm employs both advisor-driven and proprietary model-based investment strategies and acts as an ERISA fiduciary when applicable.

Christopher Hilla is a financial advisor at Aegis Capital Corp. with 10 years of industry experience. He holds the Series 66 designation and previously worked at Bank of America and Merrill from 2016 to 2024. Aegis Capital Corp. serves a diverse client base including both non‑high-net-worth and high-net-worth individuals as well as corporate clients. The firm offers investment advisory, financial planning, brokerage, annuities, insurance, and occasional investment banking services, with most assets managed on a non‑discretionary basis requiring client approval for trades.