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Ricky D

Series 63, Series 66

West Des Moines, IA

Principal Financial Services

Ricky Dhabalt is a financial advisor with Principal Financial Services in West Des Moines, IA, holding Series 63 and Series 66 licenses and bringing 26 years of industry experience. His career includes roles at Helix Benefits Group, Dc Retirement Strategies, and Principal Life Insurance Company. He is also an owner and financial advisor specializing in fee-based financial planning and Medicare supplement insurance. Principal Securities offers brokerage and registered investment advisory services to a diverse client base, including individuals, retirement plans, trusts, and corporations. The firm’s advisory approach includes financial planning, retirement consulting, and access to third-party money manager programs under various advisory and promoter arrangements.

Retired Founder/Business Owner
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Kyle S

Series 66

West Des Moines, IA

Principal Financial Services

Kyle Skinner is a financial advisor with Principal Financial Services in West Des Moines, IA, holding a Series 66 designation and 11 years of industry experience. He has worked at Principal Securities INC since 2016 and is affiliated with Journey Financial Advisors and Roshek Skinner Financial Services. In addition to his advisory role, Skinner owns KS Financial LLC and provides services related to structured attorney fees involving tax-deferred insurance products. Principal Securities offers brokerage and registered investment advisory services to a diverse client base, including individual investors, retirement plans, trusts, and charitable organizations. The firm’s advisory services focus on financial planning, retirement consulting, and access to third-party money manager solutions.

Retired Founder/Business Owner
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Kye C

Series 63, Series 65

West Des Moines, IA

Principal Financial Services

Kye Connealy is a financial advisor with Principal Financial Services holding Series 63 and Series 65 credentials and six years of industry experience. His prior work includes roles at Bank of the West and Principal Securities Inc. Connealy is also the owner of MIC Holdings LLC, an LLC involved in acquiring and renovating residential real estate properties. Principal Securities provides brokerage and registered investment advisory services to a diverse client base, including individuals, retirement plans, trusts, and corporations. The firm offers direct advisory programs, financial planning, retirement consulting, and access to third-party money manager solutions with discretionary investment implementation.

Retired Founder/Business Owner
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Anthony P

Series 65

Urbandale, IA

Integrity Alliance, LLC

Anthony Peck is a financial advisor at Integrity Alliance, LLC with two years of industry experience. He holds a Series 65 designation and has previously worked at Heartland Retirement Group and Mary Greeley Medical Center. Outside of his advisory role, he is the owner and CEO of ACP Financial LLC, a fixed insurance business. Integrity Alliance serves a diverse client base including individuals, charitable organizations, corporations, and retirement plans through a network of 164 independent advisers. The firm provides continuous asset management, financial planning, retirement plan consulting, and access to third-party manager programs, employing various portfolio management approaches and custodial platforms.

Annuities ESG / Sustainable investing
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Scott W

Series 63, Series 66

Grimes, IA

VOYA Financial Advisors, Inc.

Scott Whitten is a financial advisor with Voya Financial Advisors, Inc., holding the Series 63 and Series 66 designations and bringing 25 years of industry experience. His prior roles include positions at Peak Brokerages Services LLC and Next Financial Group, Inc., among others. Voya Financial Advisors, Inc. serves individual and institutional clients such as retirement plan sponsors, charitable organizations, corporations, and high-net-worth individuals. The firm provides financial planning, portfolio management, wrap programs, third-party money manager access, and plan-sponsor consulting, primarily delivering recommendation-based advice across multiple program structures.

Retirement income strategy General retirement planning Business ownership considerations Founder/Business Owner Executive
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Paul R

ChFC®, Series 63

Ankeny, IA

Hornor, Townsend & Kent, LLC

Paul Roa is a financial advisor at Hornor, Townsend & Kent, LLC with 44 years of industry experience. He holds the ChFC® designation and Series 63 license. Prior to joining Hornor, Townsend & Kent in 2025, he held multiple roles at Northwestern Mutual and its affiliated entities from 1976 to 2025. Outside of advisory work, he is also involved in insurance brokerage, including sales and service of Penn Mutual life products. Hornor, Townsend & Kent serves individuals, trusts, businesses, charitable organizations, and retirement plans through a large network of advisers, offering advisory programs, financial planning, and retirement plan consulting. The firm combines advisory and broker-dealer services, supporting a range of account structures and third-party asset manager relationships.

Business succession planning Wealth management
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Walker P

Series 63, Series 65

Urbandale, IA

Integrity Alliance, LLC

Walker Person is a financial advisor with Integrity Alliance, LLC, holding Series 63 and Series 65 licenses and 13 years of industry experience. He has worked at Integrity Alliance since 2025 and previously spent over a decade with The Leaders Group Inc and VIP Insurance. Outside of his advisory role, he occasionally sells insurance to friends and family on a commission basis. Integrity Alliance serves a diverse client base including individuals, charitable organizations, corporations, and retirement plans through a network of 164 independent advisors. The firm offers continuous asset management, financial and retirement plan consulting, and access to various third-party manager programs, using a range of portfolio management approaches and custodial platforms.

Annuities ESG / Sustainable investing
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Austin N

Series 66

West Des Moines, IA

Principal Financial Services

Austin Nichols is a financial advisor with Principal Financial Services holding a Series 66 license. He has been with Principal and its affiliated entities since 2024. Prior to joining the financial services industry, he worked at Veenker Golf Course and attended Iowa State University. Principal Securities provides brokerage and registered investment advisory services to a diverse client base including individual investors, retirement plans, trusts, charitable organizations, and active-duty military personnel outside the United States. The firm offers direct advisory programs, financial planning, retirement plan consulting, and access to third-party money managers through various advisory and promoter arrangements.

Retired Founder/Business Owner
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Scott K

Series 63, Series 66

West Des Moines, IA

Principal Financial Services

Scott Krueger is a financial advisor with Principal Financial Services in West Des Moines, IA. He holds Series 63 and Series 66 licenses and has 17 years of industry experience. Krueger has worked with Principal Life Insurance Co. since 2009 and Principal Securities Inc. since 2016. Outside of his advisory role, he serves as a color commentator for the Iowa Wild hockey team. Principal Securities provides brokerage and registered investment advisory services to a diverse client base that includes individual investors, retirement plans, trusts, estates, charitable organizations, corporations, and active-duty military personnel. The firm offers direct advisory programs, financial planning, retirement plan consulting, and access to third-party money manager solutions, with investment implementation typically carried out on a discretionary basis by third-party managers.

Retired Founder/Business Owner
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Willard G

ChFC®, Series 63, Series 65

Urbandale, IA

Integrity Alliance, LLC

Willard Gombert is a financial advisor with Integrity Alliance, LLC, holding the ChFC® designation along with Series 63 and Series 65 licenses. He has 36 years of industry experience and previously worked at Voya Financial Advisors and has been involved with The Financial Architects since 1999. Outside of his advisory work, he co-owns WHAZZUP, LLC, a business unrelated to investments. Integrity Alliance serves a diverse client base including individuals, charitable organizations, corporations, and retirement plans through a network of 164 independent advisers. The firm provides continuous asset management, financial and retirement plan consulting, and access to third-party manager programs, utilizing a variety of portfolio management approaches and custodial platforms.

Annuities ESG / Sustainable investing
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Kalvin J

Series 63, Series 65

Urbandale, IA

Integrity Alliance, LLC

Kalvin Johnson is a financial advisor with Integrity Alliance, LLC, holding Series 63 and Series 65 credentials and bringing 10 years of industry experience. His prior work includes roles at Brokers International Financial Services, Gladstone Wealth Partners, and Gradient Wealth Management. Outside of his advisory duties, he is involved in insurance sales and manages several insurance-related businesses. Integrity Alliance is a large advisory network serving individual investors, corporations, and qualified retirement plans. The firm offers a range of portfolio management and financial planning services through multiple platforms, employing various allocation approaches and supporting customized plan services.

Annuities ESG / Sustainable investing
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David W

CFP®, Series 63, Series 65

Urbandale, IA

Integrity Alliance, LLC

David Warrick is a CFP® with 41 years of industry experience, currently affiliated with Integrity Alliance, LLC. He has worked at Brokers International Financial Services since 2013 and operates J C Warrick & Co. Inc. since 2003. In addition to his advisory work, he is involved in tax preparation and insurance services through his own business activities. Integrity Alliance serves a diverse client base including individuals, charitable organizations, corporations, and retirement plans, offering asset management, financial planning, and consulting through a network of 164 independent advisors. The firm employs various portfolio management approaches and provides access to multiple custodial platforms and third-party programs.

Annuities ESG / Sustainable investing
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Matthew H

CFP®, Series 65

Urbandale, IA

Creative Planning

Matthew Heatley is a CFP® with 10 years of industry experience, currently serving as a financial advisor at Creative Planning. He has worked at Creative Planning and its predecessor firm since 2018 and previously was with Waddell & Reed from 2015 to 2018. Creative Planning provides investment advisory and financial planning services to a diverse client base, including individuals, corporations, foundations, trusts, and retirement plans. The firm manages approximately $217 billion in client assets and employs a financial planning–led investment process focused on low-cost indexing and buy-and-hold strategies, complemented by a range of supplemental portfolio techniques.

Private / alternative investments Tax-loss harvesting ESG / Sustainable investing Retirement plans for business owners (SEP, solo 401k) Retirement income strategy Founder/Business Owner Executive Retired
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Grant R

ChFC®, Series 63, Series 66

West Des Moines, IA

Principal Financial Services

Grant Reding is a financial advisor at Principal Financial Services with seven years of industry experience. He holds the ChFC® designation and securities licenses Series 63 and Series 66. His prior work includes roles at Principal Securities, Principal Life Insurance Company, Principal Funds Distributors, and Avid Technical Resources. He also maintains an outside insurance position involving fixed insurance products such as life, disability, medical, long-term care, and annuities. Principal Securities provides brokerage and registered investment advisory services to a diverse client base, including individual investors, retirement plans, trusts, and charitable organizations. The firm offers direct advisory programs, financial planning, retirement plan consulting, and access to third-party money manager asset allocation and separately managed account solutions.

Retired Founder/Business Owner
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Katelyn H

Series 63, Series 65

West Des Moines, IA

Principal Financial Services

Katelyn Harder is a financial advisor at Principal Financial Services with 8 years of industry experience. She holds the Series 63 and Series 65 designations. Her prior work includes roles at LSB Capital Management, LPL Financial, Mutual of Omaha, and Horace Mann. Principal Securities provides brokerage and registered investment advisory services to a diverse client base, including individual investors, retirement plans, trusts, estates, and charitable organizations. The firm offers direct advisory programs, financial planning, retirement plan consulting, and access to third-party money manager asset allocation and separately managed account solutions.

Retired Founder/Business Owner
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Jordy T

Series 65

Urbandale, IA

Integrity Alliance, LLC

Jordy Tickle is a financial advisor with Integrity Alliance, LLC, holding a Series 65 credential and one year of industry experience. Prior to joining Integrity Alliance, he was associated with The Heartland Retirement Group for eight years and worked at Wells Fargo Home Mortgage for two years. He is also involved in insurance sales through Heartland Retirement Group. Integrity Alliance, LLC is a large advisory firm serving individual investors, corporations, and qualified retirement plans. The firm manages approximately $5.4 billion in client assets through over 300 independent advisers and offers a range of services including portfolio management, financial planning, and third-party manager referrals.

Annuities ESG / Sustainable investing
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Eddie C

Series 66

West Des Moines, IA

Principal Financial Services

Eddie Coleman is a financial advisor with Principal Financial Services in West Des Moines, IA, holding a Series 66 designation and 20 years of industry experience. He has worked with Principal Life Insurance and Principal Securities since 2006. Coleman partners with KHI Solutions through a referral process to provide Medicare supplement, Medicare Advantage, and ACA plan assistance. Principal Securities offers brokerage and registered investment advisory services to a diverse client base, including individual investors, retirement plans, trusts, and active-duty military personnel. The firm’s advisory services include direct advisory programs, financial planning, retirement consulting, and access to third-party money manager solutions through various adviser and promoter arrangements.

Retired Founder/Business Owner
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Blake R

Series 66

West Des Moines, IA

Principal Financial Services

Blake Ramsey is a financial advisor with Principal Financial Services in West Des Moines, IA, holding a Series 66 designation and four years of industry experience. He has been involved with Wealth By Choice and Bening Financial Organization, and currently serves as a partner at Bening Financial Organization. Outside of his advisory work, he has participated in community events such as working at the Iowa State Fair concerts. Principal Securities provides brokerage and registered investment advisory services to a wide range of clients, including individual investors, retirement plans, trusts, and charitable organizations. The firm offers financial planning, retirement consulting, and access to third-party money managers through various advisory and promoter arrangements.

Retired Founder/Business Owner
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Nathan W

Series 66

West Des Moines, IA

Principal Financial Services

Nathan Woosley is a financial advisor with Principal Financial Services holding a Series 66 designation and two years of industry experience. His prior roles include work at Platinum Supplemental Insurance and ownership of a landscaping business. He is also a committee member of Indianola Young Professionals, where he contributes to community networking and event planning. Principal Securities provides brokerage and registered investment advisory services to a diverse client base, including individual investors, retirement plans, and charitable organizations. The firm offers direct advisory programs, financial planning, and access to third-party money manager solutions, with investment implementation typically managed on a discretionary basis.

Retired Founder/Business Owner
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Joshua C

Series 63, Series 66

Ankeny, IA

Eagle Strategies (NY Life)

Joshua Cowart is a financial advisor with Eagle Strategies (New York Life) based in Ankeny, IA, holding Series 63 and Series 66 licenses and bringing 18 years of industry experience. He has been with Eagle Strategies since 2018 and has longstanding ties to New York Life and its affiliated broker-dealer and insurance companies since 2004. Eagle Strategies serves a diverse client base including individual investors and institutional sponsors, offering financial planning, investment management, and retirement-plan advisory services. The firm’s approach includes multiple advisory programs tailored to client objectives, with a significant portion of assets managed on a non-discretionary basis.

Retirement plans for business owners (SEP, solo 401k) Business exit / sale strategy General retirement planning Retirement income strategy Founder/Business Owner Executive
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