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Payton A

Series 65, Series 63

Cohoes, NY

Goldman Sachs Wealth Services

Payton Armstrong is a financial advisor at Goldman Sachs Wealth Services with six years of industry experience. He holds the Series 65 and Series 63 licenses and has worked at Goldman Sachs & Co. LLC since 2021. His prior experience includes four years at The Ayco Company LP and eleven years at Deloitte Tax LLP. Goldman Sachs Wealth Services advises a diverse client base, including individuals, corporate participants, executives, and institutional clients. The firm offers tailored financial planning and portfolio management utilizing strategic allocation models, manager selections, and both discretionary and non-discretionary implementations, supported by a broad range of affiliated financial services within the Goldman Sachs ecosystem.

Wealth management Equity compensation tax strategy Tax-loss harvesting Executive Founder/Business Owner Intergenerational Families
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Brian H

Series 66

Clifton Park, NY

The huntington Investment company

Brian Hughes is a financial advisor at The Huntington Investment Company with 10 years of industry experience. He holds a Series 66 designation and has worked at Manning & Napier Investor Services, KeyBank, and The Huntington National Bank. The Huntington Investment Company serves individuals, charitable organizations, corporations, and other business entities with advisory and brokerage services. The firm uses an open-architecture model combining third-party sub-managers and proprietary private bank models, offering various wrap-fee programs on the Envestnet MAS platform.

ESG / Sustainable investing Active portfolio management Tax-loss harvesting
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Zachary E

Series 66

Cohoes, NY

Goldman Sachs Wealth Services

Zachary Evans is a financial advisor at Goldman Sachs Wealth Services with one year of industry experience. He holds a Series 66 designation and has a background that includes roles at the Legal Aid Society of Northeastern New York, the New York State Department of Environmental Conservation, and the National Wildlife Federation. Goldman Sachs Wealth Services provides financial planning and portfolio management to a diverse client base, including individual investors, executives, plan sponsors, and institutional clients, offering tailored strategies supported by the firm’s Private Wealth Investment Strategy Group and External Investment Group. The firm integrates a broad range of affiliated capabilities and employs a variety of operational tools and customized fee arrangements to serve client objectives.

Wealth management Equity compensation tax strategy Tax-loss harvesting Executive Founder/Business Owner Intergenerational Families
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Nicholas F

Series 66

Cohoes, NY

Goldman Sachs Wealth Services

Nicholas Fronczak is a financial advisor at Goldman Sachs Wealth Services with a Series 66 designation and one year of industry experience. His work history includes roles at Goldman Sachs & Co. LLC and Financial Trust Federal Credit Union, as well as academic involvement at the University at Buffalo. Goldman Sachs Wealth Services provides financial planning and portfolio management to a diverse client base, including individual investors, corporate participants, executives, and institutional clients. The firm integrates strategic allocation models and manager selections across various platforms and offers access to specialized programs and alternative investments within the broader Goldman Sachs ecosystem.

Wealth management Equity compensation tax strategy Tax-loss harvesting Executive Founder/Business Owner Intergenerational Families
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Christopher P

Series 66

Cohoes, NY

Goldman Sachs Wealth Services

Christopher Pasquarella is a financial advisor with Goldman Sachs Wealth Services, holding a Series 66 designation and beginning his advisory career in 2026. His prior experience includes roles at Upstate Solutions LLC and Marist University. Goldman Sachs Wealth Services provides advisory services to a diverse client base, offering financial planning, portfolio management, and specialized programs such as Private Family Office services and Alternative Investments. The firm utilizes strategic allocation models and proprietary analytics while integrating capabilities across the broader Goldman Sachs ecosystem.

Wealth management Equity compensation tax strategy Tax-loss harvesting Executive Founder/Business Owner Intergenerational Families
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Jared M

Series 66

Cohoes, NY

Goldman Sachs Wealth Services

Jared Malinowski is a financial advisor at Goldman Sachs Wealth Services with one year of industry experience. He holds a Series 66 designation and has previously worked at Ayco and in the fitness industry. Goldman Sachs Wealth Services provides financial planning, investment management, and advisory support to a diverse client base, including high-net-worth individuals, corporate participants, and institutional clients. The firm utilizes centralized investment resources and offers tailored services such as Executive Wealth and Private Family Office support within a large integrated financial group.

Wealth management Equity compensation tax strategy Tax-loss harvesting Executive Founder/Business Owner Intergenerational Families
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Tyler S

Series 66

Cohoes, NY

Goldman Sachs Wealth Services

Tyler Sears is a financial advisor at Goldman Sachs Wealth Services with a Series 66 designation and approximately one year of industry experience. His prior work includes roles at Goldman Sachs & Co. LLC, Handshake AI Solutions LLC, and teaching positions at Saint Anselm College and local schools. Goldman Sachs Wealth Services advises a diverse client base including individual investors, corporate participants, and institutional clients, offering financial planning, portfolio management, and specialized wealth programs. The firm utilizes strategic and tactical allocation models supported by proprietary research and delivers services through multiple platforms integrated within the broader Goldman Sachs ecosystem.

Wealth management Equity compensation tax strategy Tax-loss harvesting Executive Founder/Business Owner Intergenerational Families
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Michael T

Latham, NY

Equity Services, inc.

Michael Teddy is a financial advisor at Equity Services, Inc. with 42 years of industry experience. He has been with Equity Services since 2003 and previously worked at National Life Insurance starting in 1982. Outside of his advisory work, he is involved in organizing an annual golf tournament for The Pluta Cancer Foundation. Equity Services, Inc., operating as ESI Financial Advisors, provides financial planning, consulting, and asset management to a diverse client base including individuals, corporations, trusts, estates, charitable organizations, and employer retirement plans. The firm employs multiple advisory platforms, often utilizing third-party asset managers and model portfolios, and offers a mix of discretionary and non-discretionary client programs.

Retirement plans for business owners (SEP, solo 401k) Options & derivatives strategies Income planning Founder/Business Owner Retired Executive
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Allison L

CFP®, Series 66

Cohoes, NY

Goldman Sachs Wealth Services

Allison Larman is a CFP® and holds a Series 66 license with nine years of industry experience. She has worked at Goldman Sachs Wealth Services since 2021 and previously held roles at Ameriprise Financial Services and The AYCO Company, L.P./Mercer Allied. Goldman Sachs Wealth Services provides financial planning, investment management, and advisory support to a diverse client base, including high-net-worth individuals, corporate participants, and institutional clients. The firm leverages centralized investment resources and affiliated teams to deliver tailored wealth management solutions through a combination of discretionary and non-discretionary managers.

Wealth management Equity compensation tax strategy Tax-loss harvesting Executive Founder/Business Owner Intergenerational Families
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Madeline A

Series 66

Cohoes, NY

Goldman Sachs Wealth Services

Madeline Ames is a financial advisor at Goldman Sachs Wealth Services with a Series 66 designation and one year of industry experience. She has been with Goldman Sachs since 2021, including roles at Advantage Xpo onsite at Goldman Sachs and Goldman Sachs & Co. LLC. Goldman Sachs Wealth Services provides financial planning, investment management, and advisory support to a diverse client base, including high-net-worth individuals, corporate participants, and institutional clients. The firm utilizes centralized investment resources and a range of discretionary and non-discretionary managers within a large integrated financial group.

Wealth management Equity compensation tax strategy Tax-loss harvesting Executive Founder/Business Owner Intergenerational Families
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James P

CFP®, Series 63

Latham, NY

Commonwealth Financial Network

James Pellitteri is a CFP® with 42 years of industry experience, currently serving at Commonwealth Financial Network since 2016. He previously worked at LPL Financial for 20 years. Outside of his advisory role, he is a co-owner of Paper Planes Childcare, LLC, and serves as a board member for the Town of Jewett. Commonwealth Financial Network is a registered investment adviser supporting a national network of approximately 2,950 advisors and their clients. The firm offers various advisory programs and services, combining investment management, technology, and practice-management support for affiliated advisors.

Passive / index investing Active portfolio management Tax-loss harvesting Wealth management Retirement income strategy Founder/Business Owner Executive Retired
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Daniel Y

Series 66

Cohoes, NY

Goldman Sachs Wealth Services

Daniel Yankowski is a financial advisor with Goldman Sachs Wealth Services, holding a Series 66 designation and six years of industry experience. His prior roles include positions at The Ayco Company, L.P./Mercer Allied and the University at Albany. Goldman Sachs Wealth Services serves a diverse client base including individual investors, corporate participants, executives, and institutional clients, providing financial planning and portfolio management alongside specialized offerings such as Private Family Office and Executive Wealth programs. The firm employs strategic and tactical allocation models and integrates resources across the Goldman Sachs network to tailor solutions to client objectives.

Wealth management Equity compensation tax strategy Tax-loss harvesting Executive Founder/Business Owner Intergenerational Families
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Heather H

Series 66

Saratoga Springs, NY

Goldman Sachs Wealth Services

Heather Hudson is a financial advisor with Goldman Sachs Wealth Services, holding a Series 66 designation and 14 years of industry experience. She has worked with Ayco/Goldman Sachs & Co. LLC since 2011, including a decade at The AYCO Company, L.P./Mercer Allied prior to its integration with Goldman Sachs. Goldman Sachs Wealth Services offers financial planning, investment management, and advisory support to a diverse client base, including individuals, high-net-worth households, and institutional clients. The firm utilizes centralized investment resources and model portfolios, providing tailored solutions such as Executive Wealth and Private Family Office support within a large integrated financial group.

Wealth management Equity compensation tax strategy Tax-loss harvesting Executive Founder/Business Owner Intergenerational Families
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Val T

Series 63, Series 66

Latham, NY

Principal Financial Services

Val Tornicelli is a financial advisor with Principal Financial Services, holding Series 63 and Series 66 designations and bringing 28 years of industry experience. He has worked at Principal Securities Inc. since 2006. In addition to his advisory role, he is involved in fixed insurance sales focusing on life, annuity, and disability insurance. Principal Securities provides brokerage and registered investment advisory services to a diverse client base, including individual investors, retirement plans, trusts, estates, charitable organizations, corporations, and active-duty military personnel. The firm offers direct advisory programs, financial planning, and access to third-party money managers under various advisory and promoter arrangements.

Retired Founder/Business Owner
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Zachary T

Series 65, Series 63

Latham, NY

Guardian Life

Zachary Timm is a financial advisor with Guardian Life and its subsidiary Park Avenue Securities, holding Series 65 and Series 63 designations and eight years of industry experience. His prior roles include positions at Citizens Securities, Foresters Advisory Services, and Foresters Financial Services. In addition to advisory work, he is involved in long-term care, health and medical insurance, annuities, life insurance, and group benefits outside of his primary firm. Guardian Life’s subsidiary, Park Avenue Wealth Management, serves individuals, pension and profit-sharing plans, charitable organizations, and corporate clients through brokerage services, financial planning, retirement plan consulting, and investment advisory programs that combine proprietary and third-party strategies.

Retirement income strategy Business exit / sale strategy Wealth management Private / alternative investments Founder/Business Owner Retired Executive
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Brooke H

Series 66

Cohoes, NY

Goldman Sachs Wealth Services

Brooke Hurley is a financial advisor with Goldman Sachs Wealth Services in Cohoes, NY, holding a Series 66 license and six years of industry experience. Her work history includes roles at Goldman Sachs & Co. LLC since 2019, as well as positions at The Ayco Company, L.P./Mercer Allied, and Clute Wealth Management. Outside of finance, she has worked as a waitress and bartender at JJ Rafferty's Bar and Grill. Goldman Sachs Wealth Services serves a diverse client base, including individual investors, executives, plan sponsors, and institutional clients. The firm offers tailored financial planning and portfolio management utilizing strategic allocation models, proprietary analytics, and access to a wide range of affiliated resources within the Goldman Sachs ecosystem.

Wealth management Equity compensation tax strategy Tax-loss harvesting Executive Founder/Business Owner Intergenerational Families
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Pieter B

Series 63, Series 66

Glenville, NY

Key Investment Services LLc

Pieter Burhans is a financial advisor at Key Investment Services LLC with 17 years of industry experience. He holds Series 63 and Series 66 registrations and has previously worked at JP Morgan Securities, Morgan Stanley, and Wells Fargo. Key Investment Services LLC serves individuals, trusts, estates, small businesses, and corporate clients through various advisory programs, including wrap-fee programs, model portfolios, separately managed accounts, and brokerage and insurance products. The firm emphasizes client-directed investment choices supported by non-binding recommendations, along with ongoing monitoring and access to third-party discretionary managers.

ESG / Sustainable investing Tax-loss harvesting Passive / index investing Active portfolio management
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Paul M

Series 65, Series 63

Cohoes, NY

Goldman Sachs Wealth Services

Paul Mainello is a financial advisor with Goldman Sachs Wealth Services, holding Series 65 and Series 63 licenses and having six years of industry experience. His background includes roles at Goldman Sachs & Co. LLC, The Ayco Company/Mercer Allied, and Atlas Private Wealth Management. Goldman Sachs Wealth Services provides financial planning and portfolio management to a diverse client base, including individual investors, executives, plan sponsors, and institutional clients, offering specialized programs and access to alternative investments within the broader Goldman Sachs ecosystem.

Wealth management Equity compensation tax strategy Tax-loss harvesting Executive Founder/Business Owner Intergenerational Families
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Max S

Series 66

Cohoes, NY

Goldman Sachs Wealth Services

Max Spagnola is a financial advisor at Goldman Sachs Wealth Services with four years of industry experience. He holds a Series 66 designation and has worked at Goldman Sachs since 2019. Outside of his advisory role, he is co-owner and bookkeeper of America's Pastime Stables, a horse racing organization. Goldman Sachs Wealth Services provides financial planning, investment management, and advisory support to a diverse client base, including individual, high-net-worth, corporate, and institutional clients, utilizing centralized investment resources and integrated financial group capabilities.

Wealth management Equity compensation tax strategy Tax-loss harvesting Executive Founder/Business Owner Intergenerational Families
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James P

Series 66

Cohoes, NY

Goldman Sachs Wealth Services

James Pulver is a financial advisor at Goldman Sachs Wealth Services with one year of industry experience. He holds a Series 66 designation and previously worked at Restorative Continuum, LLC for two years, as well as spending three years in full-time education. Goldman Sachs Wealth Services advises a diverse client base ranging from individual investors to institutional clients, offering financial planning, portfolio management, and specialized wealth programs. The firm integrates strategic asset allocation and manager selection with proprietary research and a variety of service platforms, supported by the broader Goldman Sachs ecosystem.

Wealth management Equity compensation tax strategy Tax-loss harvesting Executive Founder/Business Owner Intergenerational Families
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