Stephen Thompson III is a financial advisor with Charles Schwab in Portland, ME, holding Series 63 and Series 66 licenses and bringing 10 years of industry experience. His background includes roles at Charles Schwab Bank, Charles Schwab and Co., TD Ameritrade Investment Management, TD Ameritrade, and Scottrade. Charles Schwab & Co., Inc. serves primarily high- and ultra-high-net-worth individuals through its Schwab Wealth Advisory wrap fee program and affiliated managed-account and financial planning services. The firm provides a combination of non-discretionary and discretionary investment management with access to multi-asset portfolios, alternative investments, and integrated custody and brokerage services.

Griffin Gribbel is a financial advisor at Morgan Stanley with 14 years of industry experience. He holds a Series 66 designation and has worked at Morgan Stanley and affiliated entities since 2015. Morgan Stanley Wealth Management is an SEC-registered investment adviser and broker-dealer that provides a broad range of advisory programs to individuals and institutional clients. The firm offers tailored financial planning and manages approximately $2.74 trillion in client assets.

Shaun Sullivan is a financial advisor at LPL Financial with 16 years of industry experience. He holds Series 63 and Series 65 designations and previously worked at Cambridge Investment Research Advisors for nine years. He is also involved in Legacy Point Financial Group, a DBA related to his LPL business. LPL Financial is an SEC-registered investment adviser and broker-dealer serving individuals, retirement plans, banks, corporations, and charitable organizations through a national network of investment adviser representatives. The firm provides a range of financial planning and advisory programs, including discretionary and non-discretionary management, supported by research and model portfolios.

Ian Stevens is a Planning Consultant at Fidelity Investments, a position he has held since 2024. In this role, he assists clients in preparing for and protecting their retirement goals. Prior to his current role, Ian worked as a Market Development Consultant at MassMutual from 2023 to 2024. He also held positions as a Senior Conversion Consultant at LPL Financial from 2022 to 2023, Regional Advisor Consultant at Columbia Threadneedle from 2020 to 2022, and Associate Regional Director at Wells Fargo Asset Management from 2014 to 2020. Outside of his professional career, Ian has interests in fitness, football, hiking, spending time at the lake, music, and snowboarding.

Jennifer Means is a financial advisor at Ameriprise with eight years of industry experience. She holds the Series 66 designation and has been with Ameriprise and its affiliate since 2016. Outside of her advisory role, she is involved in community theater as an actor. Ameriprise provides retirement-income planning services primarily for individuals nearing or in retirement with significant investable assets. The firm combines research, modeling, and tax-efficiency analysis to deliver tailored, non-discretionary recommendations through a centralized consulting team.

Deborah Erickson is a financial advisor at UBS Financial Services with 26 years of industry experience. She holds Series 63 and Series 65 designations and has worked at UBS since 2021. Prior to UBS, she was with Merrill and Bank of America. UBS Financial Services serves individual, corporate, and institutional clients through brokerage and investment advisory offerings, including fee-based financial planning and portfolio management. The firm combines institutional trading capabilities with wealth management services and utilizes proprietary research to tailor client solutions.

Dana Ricker is a financial advisor with Raymond James & Associates in Portland, ME, holding Series 63 and Series 65 credentials and bringing 30 years of industry experience. He has been with Raymond James & Associates since 2013. Outside of his advisory role, he is involved in business ownership, including serving as a proprietor of Valley Bowl Corp and as a partner in Little River Holdings, LLC. Raymond James & Associates is a large, dually registered broker-dealer and SEC-registered investment adviser managing approximately $501 billion in assets. The firm serves a diverse client base, including individuals, institutions, and municipal entities, offering financial planning and non-discretionary investment consulting supported by a range of portfolio management styles and affiliated research.

Micah Roberge is a financial advisor at UBS Financial Services with 22 years of industry experience. He holds the Series 66 designation and previously worked at Bank of America and Merrill. He serves as a non-fiduciary advisory board member for the New England Advisory Board of The Trust for Public Land, an organization focused on creating and preserving outdoor spaces. UBS Financial Services serves individual, corporate, and institutional clients through brokerage and investment advisory offerings, combining institutional trading capabilities with wealth management services. The firm provides tailored financial planning and portfolio management using proprietary research and model-based asset allocations.

Jane Stevens is a financial advisor with Morgan Stanley in Portland, Maine, holding Series 63 and Series 65 licenses and having 13 years of industry experience. Her prior career includes roles at Northwestern Mutual Wealth Management Company and Northwestern Mutual Investment Management. Outside of her advisory work, she is involved as a partner in JCS Legacy Group, LLC, a retail and online business. Morgan Stanley Wealth Management serves individual and institutional clients with a broad range of advisory programs, including tailored financial planning based on firm-approved tools and structured discovery conversations. The firm manages approximately $2.74 trillion in client assets and offers services both directly and through employer-sponsored agreements.

Conor Mc Cann is a financial advisor at UBS Financial Services with six years of industry experience. He previously worked at TD Bank and Bank of America before joining UBS in 2019. Mc Cann holds the Series 66 designation and is based in Portland, ME. UBS Financial Services provides brokerage and investment advisory services to individual, corporate, and institutional clients. The firm offers a range of financial planning and portfolio management solutions supported by proprietary research and institutional trading capabilities.

Katherine Dolan is a financial advisor at Ameriprise Financial Services with nine years of industry experience. She holds a Series 66 designation and has been with Ameriprise since 2005, working across both Ameriprise Financial Services, Inc. and LLC. Ameriprise is a large, diversified advisory firm serving individual and institutional clients, offering a Premier Retirement Income service that provides written recommendation reports and ongoing annual retirement planning advice focused on dependable income sources and tax-aware withdrawal strategies.

Jay Pearl is a financial advisor with Raymond James Financial in Portland, ME, holding a Series 66 designation and 34 years of industry experience. He has worked with Raymond James since 2005 and is also the owner of Pearl Financial Services, a support company focused on non-variable insurance products. Raymond James Financial Services Advisors, Inc. provides financial planning, investment consulting, and advisory services to a diverse client base that includes individuals, high-net-worth clients, corporations, and institutional clients. The firm offers tailored, non-discretionary planning using risk profiling and modeling tools and supports municipal and public-finance work through its affiliation with a municipal advisor.

Seth Cheikin is a financial advisor with Edward Jones in Falmouth, ME, holding a Series 66 designation and 18 years of industry experience. He has been with Edward Jones since 2009. Outside of his advisory role, he is involved in managing rental properties in Maine. Edward Jones is a full-service wealth management firm serving over four million individual and institutional clients. The firm manages approximately $1.01 trillion in assets and offers a range of advisory services, including discretionary and non-discretionary wrap fee strategies, separately managed accounts, and affiliated mutual funds, operating under a fiduciary standard.

Paul Suyama is a financial advisor with Mass Mutual Investors Services who holds Series 63 and Series 66 designations and has 39 years of industry experience. He has served in roles at StoneX Securities Inc., WR Rice Financial Services, and Capital Wealth Planning Services, where he currently acts as President and Investment Adviser Representative. Suyama provides financial planning services through his own firm, Capital Wealth Planning Services, alongside his work at Mass Mutual. MML Investors Services, LLC is a broker-dealer and SEC-registered investment adviser that serves individuals, business owners, trusts, estates, charitable organizations, and employers. The firm offers ongoing financial planning, asset management, and educational seminars, using collaborative planning engagements supported by firm-approved software tools.

David Desaulniers is a financial advisor at UBS Financial Services with 9 years of industry experience. He holds a Series 66 designation and has been with UBS since 2015. Outside of his advisory role, he serves as an assistant coach at the Upper Valley Rowing Foundation. UBS Financial Services serves individual, corporate, and institutional clients through brokerage and investment advisory offerings, combining proprietary research and model-based asset allocations to tailor plans according to clients’ goals and risk tolerances. The firm operates across multiple capacities, including brokerage, futures commission merchant services, and principal trading.

Jeremy Urquhart is a CFP® with nine years of industry experience, currently serving as a financial advisor at Edward Jones since 2016. He has been a member of the United States Marine Corps Reserve since 2015. Edward Jones is a full-service wealth management firm serving over four million individual and institutional clients, offering a range of advisory programs and investment solutions supported by a large nationwide network of advisors and branch offices.

Peter Watt is a financial advisor with Edward Jones in Gorham, ME, holding a Series 66 designation and 10 years of industry experience. He has been with Edward Jones since 2015. Edward Jones is a full-service wealth management firm serving more than four million individual and institutional clients. The firm manages over $1 trillion in assets and offers a wide range of advisory programs and investment strategies through a large nationwide network of financial advisors and branch offices.

Frederick Stucker is a Senior Financial Advisor with Merrill Lynch Wealth Management. He holds the professional designation of Personal Investment Advisor (PIA), demonstrating his expertise in investment management and financial planning. Frederick earned his High School Diploma from Bishop Eustace and attended the University of Maryland, although he did not pursue a degree there. His background and professional training support his role in providing wealth management services to his clients.

Derek Clark is a Senior Financial Advisor with Merrill Lynch Wealth Management, where he has been serving clients since 2011. With over 24 years of experience in financial services, Derek specializes in areas including college education planning, divorce transition planning, family wealth management strategies, employee financial health, managing new wealth, personal retirement planning, portfolio management services, small business strategies, individual and corporate investment strategy, and retirement income planning. He works closely with individuals to preserve and grow investments in alignment with their risk tolerance and financial objectives, and assists clients approaching retirement with income planning and cash management strategies. Derek is a Certified Plan Financial Advisor (CPFA), a Personal Investment Advisor (PIA), and a Retirement Accredited Financial Advisor (RAFA). He holds a Bachelor's Degree from the University of Maine System. Throughout his career, he has maintained a focus on comprehensive financial planning, including reviewing credit needs and borrowing practices to offer suitable solutions. Born and based in Maine, Derek resides in Scarborough with his wife and two sons. He participates in local community activities, including volunteering with Scarborough Little League and Scarborough Travel Basketball. Derek enjoys spending time with his family, engaging in sports, and exploring the Maine woods and waters through activities like boating, fishing, hunting, baseball, basketball, genealogy, and photography.

Deanna Harnett is a financial advisor at Morgan Stanley with seven years of industry experience. She holds a Series 66 designation and has worked at Morgan Stanley and Morgan Stanley Private Bank since 2018. Prior to joining Morgan Stanley, she was with Education Pioneers for five years. Outside of her advisory role, Harnett serves as a director and secretary on the board of PanAtlantic Exchanges, a high school exchange program, and is the treasurer of the YMCA of Southern Maine. Morgan Stanley Wealth Management provides advisory and brokerage services to individual and institutional clients, managing approximately $2.74 trillion in client assets. The firm offers tailored financial planning supported by firm-approved tools and investment modeling, serving clients through a range of programs including employer-sponsored corporate financial plans.