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Benjamin R
Series 66
Minneapolis, MN
Thrivent Advisor Network, LLC
Benjamin Reynolds is a financial advisor with Thrivent Advisor Network, LLC who holds a Series 66 designation and has 12 years of industry experience. His prior roles include positions at Thrivent Investment Management Inc., Purshe Kaplan Sterling Investments, Inc., and THRIVENT Financial. He is also the owner of Storyline, LLC, a company established to manage business expenses. Thrivent Advisor Network, LLC provides discretionary and non-discretionary investment advisory services to individuals, families, trusts, estates, businesses, and retirement plans. The firm offers portfolio management, financial planning, and access to independent managers, utilizing diversified, long-term investment strategies across mutual funds, ETFs, equities, bonds, and alternative investments.
Jamie K
Series 66
Minneapolis, MN
Saxony Capital Management, LLC
Jamie Kaestner is a financial advisor with Saxony Capital Management, LLC in Minneapolis, MN, holding a Series 66 designation and 11 years of industry experience. His prior roles include positions at Smart Money Group, LLC, Plan Group Financial, Inc., and Summit Brokerage Services, Inc. He is also associated with Ironhorse Wealth Management, an investment-related business. Saxony Capital Management provides portfolio management and financial planning services to individuals, including high-net-worth clients, and institutional clients such as retirement plans, trusts, charitable organizations, and corporations. The firm operates a multi-team model across multiple offices, offering discretionary asset management alongside hourly or flat-fee financial planning, utilizing a wide range of investment methods and third-party managers.
Erin B
Series 65
Minneapolis, MN
Northrock Partners, LLC
Erin Berns is a financial advisor with NorthRock Partners, LLC in Minneapolis, MN, holding a Series 65 designation and 11 years of industry experience. He has worked at NorthRock Partners since 2016 and previously at Lifestage Wealth Management Group LLC. Outside of his advisory role, Berns is a co-owner of Suits Coffee, a coffee bean roasting business, and serves on the board of the Alexandria Community College Foundation. NorthRock Partners provides comprehensive wealth management and advisory services to individuals, trusts, estates, retirement plans, charitable organizations, and business entities. The firm employs a tailored investment approach that emphasizes broad asset allocation, diversification, and regular rebalancing, integrating private market investments and utilizing AI tools alongside human oversight.
Eric N
Series 66
Arden Hills, MN
Gradient Securities, LLC
Eric Nohner is a financial advisor at Gradient Securities, LLC with 14 years of industry experience. He holds a Series 66 designation and has previously worked at SagePoint Financial and OSAIC. Outside of his advisory role, he is an insurance agent involved in fixed insurance sales. Gradient Securities, doing business as Gradient Wealth Management, offers financial planning, consulting, and non-discretionary asset management services to individuals, business entities, and retirement plans. The firm combines advisory and broker-dealer functions and frequently utilizes third-party managers while maintaining client approval on trade execution.
Austin C
Series 65, Series 63
Minneapolis, MN
Riverbridge
Austin Cumblad is a financial advisor at Riverbridge Partners, holding Series 65 and Series 63 licenses with nine years of industry experience. He has worked at Riverbridge Partners since 2013 and is also associated with IMST Distributors, LLC. Riverbridge Partners is an SEC-registered investment adviser that offers discretionary portfolio management, financial planning, and investment consulting to individuals, high-net-worth clients, institutions, and investment companies. The firm employs a growth equity investment process focused on quality criteria and manages a variety of strategies including Enhanced Income portfolios, serving a diverse client base that includes institutional and third-party advisory relationships.
Brad M
CFP®, Series 63
Minneapolis, MN
Focus Financial
Brad Mcmurray is a CFP® with 35 years of experience in financial planning and investment management. He has worked at Focus Financial Network, Inc. since 1992 and OSAIC since 1997. He is also involved in the sale and service of fixed insurance products. Focus Financial Network serves a diverse client base, including individuals, retirement plans, trusts, estates, charities, and corporate entities. The firm offers personalized advisory services that incorporate portfolio management, asset allocation, and coordination with other professionals for estate planning and legal or tax implementation.
James G
Series 65
Arden Hills, MN
Gradient Advisors, LLC
James Gaskins is a financial advisor with Gradient Advisors, LLC and holds a Series 65 designation. He has one year of experience in the industry and concurrently operates United Financial Services, where he provides financial planning and advisory services. Gradient Advisors, LLC offers investment management, financial planning, and consulting services to individuals, retirement plans, trusts, estates, charitable organizations, corporations, and other business entities. The firm works primarily through third‑party money managers and Investment Advisor Representatives, using a largely non-discretionary model and various analytical tools to align portfolios with client objectives.
Douglas O
Series 63, Series 65
Golden Valley, MN
The Oak Ridge Financial Services Group, Inc.
Douglas Ollila is a financial advisor with The Oak Ridge Financial Services Group, Inc. in Golden Valley, MN, holding Series 63 and Series 65 licenses. He has 43 years of industry experience, including 27 years at UBS Financial Services prior to joining Oak Ridge in 2016. The Oak Ridge Financial Services Group provides investment advisory and financial planning services to individuals, trusts, estates, and institutional clients, including high-net-worth households. The firm offers portfolio management, written financial plans, and access to third-party managers and platform solutions, with a focus on both discretionary and non-discretionary account management.
David B
ChFC®, Series 63, Series 66
Minneapolis, MN
Thrivent Advisor Network, LLC
David Beise is a ChFC® credentialed financial advisor with 30 years of industry experience. He is currently with Thrivent Advisor Network, LLC and has held prior positions at Thrivent Investment Management and Purshe Kaplan Sterling Investments. Beise is a partner at ELMOBE LLC, an entity established to manage expenses related to his advisory business. Thrivent Advisor Network, LLC provides discretionary and non-discretionary investment advisory services to individuals, families, trusts, estates, businesses, and retirement plans. The firm offers portfolio management, financial planning, and access to independent managers, typically constructing diversified long-term portfolios using low-cost mutual funds and ETFs.
William H
Series 66
Minneapolis, MN
Focus Financial
William Haider is a financial advisor with Focus Financial Network, Inc. in Minneapolis, MN, holding a Series 66 designation and 24 years of industry experience. He has been with Focus Financial Network and Osaic Wealth since 2001. Outside of advising, he is licensed to sell fixed annuities, fixed life insurance, and long-term care insurance. Focus Financial Network, Inc. is an enterprise investment adviser managing approximately $6.3 billion through a network of 118 advisors. The firm serves individuals, including high-net-worth clients, pension and profit-sharing plans, trusts, charitable organizations, and corporate clients, offering a range of managed accounts, retirement plan consulting, and financial planning services.
Nathaniel W
Series 66
Minneapolis, MN
Thrivent Advisor Network, LLC
Nathaniel Wisely is a financial advisor with Thrivent Advisor Network, LLC, holding a Series 66 designation and eight years of industry experience. His work history includes roles at Thrivent Investment Management Inc., Purshe Kaplan Sterling Investments, and Ernst & Andrew, LLC. Outside of his advisory work, he serves as Chair of the Search Committee for Director of Youth Ministries at Valley Evangelical Free Church. Thrivent Advisor Network, LLC provides discretionary and non-discretionary investment advisory services to individuals, families, trusts, estates, businesses, and retirement plans, offering portfolio management, financial planning, and access to independent managers and model portfolios.
Sean H
Series 65, Series 63
Minneapolis, MN
CliftonLarsonAllen Wealth Advisors, LLC
Sean Huntley is a financial advisor at CliftonLarsonAllen Wealth Advisors, LLC with 19 years of industry experience. He holds Series 65 and Series 63 licenses and has worked at CliftonLarsonAllen Wealth Advisors since 2005, alongside 15 years at Valmark Securities, Inc. Prior to his current role, he spent significant time at these firms based in Minneapolis, MN. CliftonLarsonAllen Wealth Advisors serves individual, corporate, and institutional clients, offering wealth advisory and asset management services along with financial, estate, and business succession planning. The firm combines fiduciary RIA services with broker-dealer and insurance activities and employs a strategic asset allocation approach through firm-constructed model portfolios overseen by an Investment Committee.
David H
Series 63, Series 66
Minneapolis, MN
Focus Financial
David Hynes is a financial advisor at Focus Financial with 33 years of industry experience. He holds Series 63 and Series 66 licenses and has been associated with OSAIC since 2001. He serves as co-trustee for a family trust, managing assets and trust administration alongside his sister. Focus Financial Network, Inc. is an enterprise investment adviser managing approximately $6.3 billion through a network of 118 advisors. The firm serves individuals, pension and profit-sharing plans, trusts, charitable organizations, and corporate clients, offering discretionary and non-discretionary managed accounts, retirement plan consulting, and financial planning services.
Jed M
Series 65
Minneapolis, MN
Northrock Partners, LLC
Jed Magstadt is a financial advisor at Northrock Partners, LLC with 10 years of industry experience. He holds a Series 65 designation and has been with Northrock Partners since 2017, following a one-year tenure at Pacific Point Advisors, LLC. He maintains a current Minnesota insurance license for Accident & Health, Life, and Variable Contracts. Northrock Partners provides comprehensive wealth management and advisory services to individuals, trusts, estates, retirement plans, charitable organizations, and business entities. The firm employs a tailored, holistic investment approach emphasizing diversification, broad asset allocation, and periodic rebalancing, incorporating private market allocations and automated tools alongside human oversight.
Peter K
Series 63, Series 65
Golden Valley, MN
The Oak Ridge Financial Services Group, Inc.
Peter King is a financial advisor at The Oak Ridge Financial Services Group, Inc. with 41 years of industry experience. He has held securities licenses Series 63 and Series 65. Prior to joining Oak Ridge in 2022, he worked for Colliers Securities LLC for 14 years. The Oak Ridge Financial Services Group provides investment advisory and financial planning services to individuals, trusts, estates, and institutional clients, including high-net-worth households. The firm offers portfolio management, written financial plans, and access to third-party managers and platform solutions.
Mark H
Series 63, Series 65
Minnetonka, MN
Lanark Financial, Inc.
Mark Hennings is a financial advisor at Lanark Financial, Inc. with 28 years of industry experience. He holds the Series 63 and Series 65 designations and has worked at NBC Securities, Inc. since 2015, following positions at JHS Capital Advisors, LLC and RBC Capital Markets. Lanark Financial provides investment management, financial planning, and advisory services to individuals, retirement plans, trusts, foundations, municipalities, and institutional clients. The firm manages approximately $1.78 billion in client assets across multiple advisor teams and offers program-based accounts using various platforms and both discretionary and non-discretionary arrangements.
Andrew W
CFP®, Series 66
Plymouth, MN
Berger Financial Group
Andrew Wixon is a CFP® professional with 16 years of experience in financial advising. He is currently with Berger Financial Group and has previous experience at Gardner Financial Services Inc and Wixon Advisors. Outside of his advisory work, he serves as Director of Finance for Bookstore Movers. Berger Financial Group provides wealth management and financial planning services to individuals, families, trusts, businesses, and retirement plans. The firm uses proprietary, fundamental analysis-based investment strategies and offers discretionary portfolio management alongside tax and succession planning services.
Tyler L
CFP®, Series 65, Series 63
Minneapolis, MN
CliftonLarsonAllen Wealth Advisors, LLC
Tyler Loch is a CFP®-certified financial advisor with CliftonLarsonAllen Wealth Advisors, LLC in Minneapolis, MN. He has eight years of industry experience, including roles at Alerus and Bremer Bank prior to joining CliftonLarsonAllen in 2018. CliftonLarsonAllen Wealth Advisors serves individual, corporate, and institutional clients, providing wealth advisory, asset management, financial and estate planning, and business succession consulting. The firm combines fiduciary RIA services with broker-dealer and insurance activities, offering strategic asset allocation through model portfolios and integrated multidisciplinary planning.
Jeffrey T
CFP®, Series 63
Minneapolis, MN
Focus Financial
Jeffrey Thorup is a CFP® with 35 years of industry experience, currently affiliated with Focus Financial in Minneapolis, MN. He has been associated with OSAIC and Focus Financial Network, Inc. since 1995. Thorup also serves as President of Thorup Financial Services, Inc. Focus Financial Network serves a diverse client base including individual investors, retirement plans, trusts, estates, charities, and corporations. The firm offers personalized investment advisory services with an emphasis on coordination with other professionals for estate planning and legal or tax implementation.
John B
Series 63, Series 65
Minneapolis, MN
Focus Financial
John Bina is a financial advisor with Focus Financial who holds Series 63 and Series 65 licenses and has 28 years of industry experience. He has been associated with Osaic and Focus Financial Network since 1994. Focus Financial Network, Inc. is an enterprise investment adviser managing approximately $6.3 billion through a network of 118 advisors. The firm serves individuals, pension and profit-sharing plans, trusts, charitable organizations, and corporate clients, offering managed accounts, retirement plan consulting, and financial planning services with a diverse range of investment strategies and products.
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