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Peter J

Series 63, Series 66

Fort Mill, SC

LPL Financial

Peter Jawidzik is a financial advisor with LPL Financial, holding Series 63 and Series 66 licenses and bringing 27 years of industry experience. His career includes roles at Stratos Wealth Partners and Osaic FS, Inc., in addition to multiple positions within LPL Financial since 2006. LPL Financial is a national broker-dealer and SEC-registered investment adviser serving individuals, retirement plans, banks, trust companies, and institutions. The firm offers a range of advisory and brokerage services, including financial planning and model portfolio programs, with a platform that supports diverse investment strategies and integrates advanced operational tools.

Wealth management Retirement income strategy College savings (529s, UTMA, etc.) Tax-loss harvesting Annuities Retired Founder/Business Owner Executive
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Daniel G

Series 66

Fort Mill, SC

LPL Financial

Daniel Grossman is a financial advisor with LPL Financial, holding a Series 66 designation and bringing 24 years of industry experience. His prior roles include positions at Commonwealth Financial Network, Acorn Financial, LLC, and Financial Strategies Retirement Partners. Outside of advisory services, he provides life coaching through Affinity Coaching. LPL Financial is a national broker-dealer and SEC-registered investment adviser serving individuals, retirement plans, banks, trust companies, and institutions. The firm offers a range of advisory and brokerage services, including financial planning, model portfolio programs, and access to third-party asset managers, supporting advisors with various investment strategies and operational tools.

Wealth management Retirement income strategy College savings (529s, UTMA, etc.) Tax-loss harvesting Annuities Retired Founder/Business Owner Executive
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Edward W

Series 65, Series 63

Fort Mill, SC

LPL Financial

Edward Watson is a financial advisor with LPL Financial in Fort Mill, SC. He holds Series 65 and Series 63 licenses and has 10 years of experience in the industry. Prior to joining LPL Financial in 2026, he worked at Wells Fargo Clearing Services and Sterling Capital Management and Distributors for a combined 24 years. LPL Financial is a national broker-dealer and SEC-registered investment adviser serving individuals, retirement plan participants, banks, trust companies, and other institutions. The firm offers a range of advisory and brokerage services, including financial planning and access to third-party asset management, supported by a large network of investment adviser representatives.

Wealth management Retirement income strategy College savings (529s, UTMA, etc.) Tax-loss harvesting Annuities Retired Founder/Business Owner Executive
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Nikhil A

Series 65, Series 63

Fort Mill, SC

Cambridge Investment Research Advisors

Nikhil Alkari is a financial advisor at Cambridge Investment Research Advisors with Series 63 and Series 65 credentials and one year of industry experience. Prior to his current role, he worked at Randstad Consulting and held positions at MIHIN/Interoperability Institute, TenAgile LLC, Ally Bank, and Bank of America. Cambridge Investment Research Advisors serves a broad mix of individual and institutional clients, including pension and charitable organizations, by providing financial planning, investment management, retirement-plan advisory, and wrap-fee programs through a large network of financial professionals. The firm offers both discretionary and non-discretionary management across multiple platforms and maintains proprietary model strategies under the Founders Gate Capital brand.

Annuities Retirement plans for business owners (SEP, solo 401k)
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Kelly L

Series 66

Fort Mill, SC

LPL Financial

Kelly Lopez is a financial advisor with LPL Financial in Fort Mill, SC, holding a Series 66 designation and 18 years of industry experience. Before joining LPL Financial in 2026, Lopez spent 19 years at Commonwealth Financial Network. LPL Financial is a national broker‑dealer and SEC‑registered investment adviser serving individuals, retirement plan participants, banks, trust companies, and institutions. The firm offers a range of advisory and brokerage services, including financial planning, model portfolio programs, third-party asset management, and institutional platforms, supported by advanced research tools and multiple non-advisory financial services.

Wealth management Retirement income strategy College savings (529s, UTMA, etc.) Tax-loss harvesting Annuities Retired Founder/Business Owner Executive
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Ronald S

Series 63, Series 66

Fort Mill, SC

LPL Financial

Ronald Stephens is a financial advisor with LPL Financial, holding Series 63 and Series 66 designations and bringing 30 years of industry experience. He has worked at LPL Financial and Uvest Financial Services Group, Inc. since 2008. Outside of his advisory work, Stephens volunteers at the Carolina Raptor Center, where he cares for injured birds of prey. LPL Financial is a national broker-dealer and SEC-registered investment adviser serving individuals, retirement plan participants, banks, trust companies, and other institutions. The firm offers a range of advisory and brokerage services, including financial planning, model portfolio programs, and institutional platforms, supported by technology and a large network of investment adviser representatives.

Wealth management Retirement income strategy College savings (529s, UTMA, etc.) Tax-loss harvesting Annuities Retired Founder/Business Owner Executive
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Nathan P

Series 66

Fort Mill, SC

LPL Financial

Nathan Peck is a financial advisor with LPL Financial in Fort Mill, SC, holding a Series 66 credential and one year of industry experience. Prior to joining LPL Financial, he worked in various roles including management positions at Swim Club Management and employment at Aldi and Great Wolf Lodge. LPL Financial is a national broker-dealer and SEC-registered investment adviser that serves individuals, retirement plan participants, banks, trust companies, and other institutions through a large network of investment adviser representatives. The firm offers a range of advisory and brokerage services, including financial planning, model portfolio programs, and institutional platforms, supported by extensive operational tools and oversight of significant discretionary assets.

Wealth management Retirement income strategy College savings (529s, UTMA, etc.) Tax-loss harvesting Annuities Retired Founder/Business Owner Executive
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Ryan C

Series 63

Fort Mill, SC

LPL Financial

Ryan Coole is a financial advisor with LPL Financial in Fort Mill, SC, holding a Series 63 license and 19 years of industry experience. He has worked with Wheeler Retirement Plans LLC, Commonwealth Financial Network, and has been associated with Wheeler Associates since 2007. Outside of his advisory work, Coole is involved in athletic program management and coaching, including ownership and general management of a girls hockey team and serving as a coach developer for USA Hockey. LPL Financial is a national broker-dealer and SEC-registered investment adviser serving individuals, retirement plans, banks, trust companies, and institutions through a network of investment adviser representatives. The firm offers a range of financial planning and investment management solutions and employs various operational tools, supporting over 22,900 advisors and managing substantial discretionary assets.

Wealth management Retirement income strategy College savings (529s, UTMA, etc.) Tax-loss harvesting Annuities Retired Founder/Business Owner Executive
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Eric P

CFP®, Series 66

Fort Mill, SC

LPL Financial

Eric Prusinski is a CFP®-designated financial advisor with seven years of industry experience, currently associated with LPL Financial in Fort Mill, SC. His career includes roles at Your Dedicated Fiduciary, Commonwealth Financial Network, Brunette & Associates, and Capital Group. LPL Financial is a national broker-dealer and SEC-registered investment adviser serving individuals, retirement plan participants, banks, trust companies, and institutions. The firm offers a range of advisory and brokerage services, including financial planning, model portfolio programs, and institutional platforms, supported by extensive resources and technology.

Wealth management Retirement income strategy College savings (529s, UTMA, etc.) Tax-loss harvesting Annuities Retired Founder/Business Owner Executive
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Dennis M

Series 63, Series 65

Belmont, NC

Cambridge Investment Research Advisors

Dennis Mumford is a financial advisor with Cambridge Investment Research Advisors, holding Series 63 and Series 65 credentials and bringing 38 years of industry experience. His prior work includes roles at MSI Financial Services and Mass Mutual Investors Services. Outside of his primary advisory role, he is involved as an independent insurance agent and holds managing member positions in several financial-related firms. Cambridge Investment Research Advisors, Inc. serves individual and institutional clients, including pension and charitable organizations, by offering financial planning, investment management, retirement-plan advisory, and wrap-fee programs. The firm supports both discretionary and non-discretionary management through multiple platforms and provides access to third-party advisers and proprietary model strategies.

Annuities Retirement plans for business owners (SEP, solo 401k)
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John V

Series 63, Series 66

Fort Mill, SC

LPL Financial

John Violette is a financial advisor at LPL Financial with 19 years of industry experience. He holds Series 63 and Series 66 certifications and has worked at LPL Financial since 2010, following one-year roles at Alight Financial Solutions and Wells Fargo Clearing. LPL Financial is a national broker-dealer and SEC-registered investment adviser serving individuals, retirement plan participants, banks, trust companies, and institutions. The firm offers a range of financial planning and investment management services through a large network of advisors, with a focus on technology-supported operational and research tools.

Wealth management Retirement income strategy College savings (529s, UTMA, etc.) Tax-loss harvesting Annuities Retired Founder/Business Owner Executive
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Michael W

Series 63, Series 65

Fort Mill, SC

LPL Financial

Michael Wentzel is a financial advisor with LPL Financial in Fort Mill, SC, holding Series 63 and Series 65 licenses and bringing 12 years of industry experience. His career includes five years at The Vanguard Group, Inc. prior to joining LPL Financial in 2019. He has also been self-employed since 2017. LPL Financial is a national broker-dealer and SEC-registered investment adviser serving individuals, retirement plans, banks, trust companies, and institutions. The firm offers a range of advisory and brokerage services, including financial planning, model portfolios, third-party asset management, and institutional platforms, supported by a broad network of over 22,800 advisors.

Wealth management Retirement income strategy College savings (529s, UTMA, etc.) Tax-loss harvesting Annuities Retired Founder/Business Owner Executive
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Richard S

Series 63, Series 65

Fort Mill, SC

LPL Financial

Richard Spatola Jr. is a financial advisor with LPL Financial in Fort Mill, South Carolina, holding Series 63 and Series 65 credentials and 26 years of industry experience. He has worked at LPL Financial and South State Bank since 2007, following a year at Uvest Financial Services Group, Inc. LPL Financial is a national broker-dealer and SEC-registered investment adviser serving individuals, retirement plan participants, banks, trust companies, and institutions. The firm offers a range of advisory and brokerage services, including financial planning, model portfolio programs, third-party asset management, and institutional platforms.

Wealth management Retirement income strategy College savings (529s, UTMA, etc.) Tax-loss harvesting Annuities Retired Founder/Business Owner Executive
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Kaiana P

Series 66

Fort Mill, SC

LPL Financial

Kaiana Padilla is a financial advisor at LPL Financial with one year of industry experience. She has been with LPL Financial since 2017 and previously worked at an Amazon Fulfillment Warehouse for two years. LPL Financial is a national broker-dealer and SEC-registered investment adviser serving individuals, retirement plan participants, banks, trust companies, and institutions. The firm offers a range of advisory and brokerage services, including financial planning and access to third-party asset managers, supported by extensive operational tools and a broad network of over 22,800 advisors.

Wealth management Retirement income strategy College savings (529s, UTMA, etc.) Tax-loss harvesting Annuities Retired Founder/Business Owner Executive
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Elizabeth B

Series 66

Fort Mill, SC

LPL Financial

Elizabeth Brennan is a financial advisor with LPL Financial, holding a Series 66 designation and four years of industry experience. She has been with LPL Financial since 2018, following four years at ACCSC. Outside of her advisory work, she engages in online resale activities through eBay and Poshmark. LPL Financial is a national broker-dealer and SEC-registered investment adviser serving individuals, retirement plan participants, banks, trust companies, and institutions. The firm offers a range of advisory and brokerage services, including financial planning, model portfolios, third-party asset management, and institutional platforms.

Wealth management Retirement income strategy College savings (529s, UTMA, etc.) Tax-loss harvesting Annuities Retired Founder/Business Owner Executive
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Amy L

Series 63, Series 65

Clover, SC

Wells Fargo Clearing

Amy Longfellow is a financial advisor at Wells Fargo Clearing with Series 63 and Series 65 designations. She has been with Wells Fargo Bank, N.A. since 2017 and joined Wells Fargo Clearing in 2025. Prior to that, she was involved with Outlaw Enterprise from 2009 to 2017. Wells Fargo Clearing provides retirement plan consulting services to qualified ERISA plans and non-qualified deferred compensation plans, including investment policy statement preparation, investment recommendations, performance reporting, and participant education. The firm uses an IPS-driven approach grounded in modern portfolio theory and offers both discretionary and non-discretionary services tailored to plan objectives and risk tolerances.

Retired Founder/Business Owner
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Don F

Series 63, Series 65

Rock Hill, SC

LPL Financial

Don Ferguson Jr. is a financial advisor with LPL Financial in Rock Hill, SC, holding Series 63 and Series 65 licenses and over 44 years of industry experience. His prior roles include positions at Capital Investment Advisory Services, Capital Investment Group, Ferguson Financial, and Scott & Stringfellow. He is also involved with Ferguson Financial, LLC, which offers life, fixed, and immediate annuities. LPL Financial is a national broker-dealer and SEC-registered investment adviser serving individuals, retirement plan participants, banks, trust companies, and other institutions. The firm provides a range of advisory and brokerage services supported by various investment strategies and operational tools.

Wealth management Retirement income strategy College savings (529s, UTMA, etc.) Tax-loss harvesting Annuities Retired Founder/Business Owner Executive
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John Z

CFP®, Series 66

Fort Mill, SC

LPL Financial

John Zachary is a CFP®-designated financial advisor with 17 years of industry experience, currently serving at LPL Financial. His career includes multiple terms at Commonwealth Financial Network and Pathfinder Wealth Consulting. He also engages in fixed insurance sales as an agent under the name Pathfinder Wealth Consulting. LPL Financial is a national broker-dealer and SEC-registered investment adviser that provides advisory and brokerage services through a large network of representatives to individuals, retirement plans, banks, trust companies, and institutions. The firm offers a range of financial planning and investment solutions, including model portfolios, third-party asset management, and institutional platforms.

Wealth management Retirement income strategy College savings (529s, UTMA, etc.) Tax-loss harvesting Annuities Retired Founder/Business Owner Executive
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Dahmen L

CFP®, Series 66

Fort Mill, SC

LPL Enterprise

Dahmen Lariviere is a CFP® with 24 years of industry experience, currently affiliated with LPL Enterprise. His prior experience includes roles at PRUCO Securities, The Prudential Insurance Company of America, Forethought Distributor, Epoch Securities, and several other firms dating back to 2010. LPL Enterprise provides investment advisory and brokerage services to a diverse client base, including individual and high-net-worth investors, retirement plans, banks, and corporate and charitable entities. The firm primarily employs a model-driven investment approach and offers services such as financial planning, access to third-party asset managers, and participation in a wrap program, alongside affiliated trust and insurance services.

Tax-loss harvesting
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Norman G

Series 66

Fort Mill, SC

LPL Financial

Norman Getsinger is a financial advisor with LPL Financial in Fort Mill, SC, holding a Series 66 designation and six years of industry experience. His prior work includes roles at Castlight Health and Red Ventures. LPL Financial is a national broker-dealer and SEC-registered investment adviser serving individuals, retirement plan participants, banks, trust companies, and other institutions. The firm offers a range of advisory and brokerage services, including financial planning and model portfolio programs, and supports advisors with technology-driven research and operational tools.

Wealth management Retirement income strategy College savings (529s, UTMA, etc.) Tax-loss harvesting Annuities Retired Founder/Business Owner Executive
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