Austin Capasso is a financial advisor at New Edge Wealth with two years of industry experience. He holds a Series 66 designation and has worked at NewEdge Wealth and NewEdge Securities Inc since 2022 and 2023, respectively. Prior to joining New Edge Wealth, he spent over two decades at Eclipse Business Capital. New Edge Wealth primarily serves ultra-high-net-worth individuals, families, family offices, foundations, trusts, and institutional clients. The firm utilizes asset allocation and investor behavior insights to tailor portfolios through a combination of independent managers, model strategies, and proprietary investment solutions, incorporating technology tools such as AI-assisted analytics alongside human oversight.

Jordan Sechan is a financial advisor at NewEdge Wealth with two years of industry experience. He holds a Series 66 designation and has previously worked at Merrill Lynch and Edge Co, among other roles. NewEdge Wealth primarily serves ultra-high-net-worth individuals and families, as well as foundations, endowments, and other institutional or charitable clients. The firm offers comprehensive advisory services including wealth strategy, financial planning, and portfolio management, utilizing a multi-asset investment approach that incorporates model strategies, separately managed accounts, and alternative exposures.

Paula Gruber is a financial advisor at NewEdge Wealth with 18 years of industry experience. She holds a Series 66 designation and previously worked at UBS Financial Services from 2009 to 2022. NewEdge Wealth primarily serves ultra-high-net-worth individuals and families, as well as foundations, endowments, and other institutional or charitable clients. The firm offers comprehensive advisory services and employs an investment process that emphasizes asset allocation and investor behavior through a combination of model strategies, separately managed accounts, and proprietary solutions.

Matthew Schechner is a financial advisor at B. Riley Wealth Advisors, Inc. with 31 years of industry experience. He holds Series 63 and Series 65 licenses and has been with B. Riley Wealth Advisors and its related entities since 2009. Outside of his advisory work, he is a part owner of a tax practice. B. Riley Wealth Advisors, Inc. is an SEC-registered firm managing approximately $7 billion in client assets through 274 advisors. The firm serves individuals, high-net-worth clients, charities, corporations, and retirement plans, offering a wide range of advisory programs, financial planning, and retirement solutions.

Mitat Lika is a financial advisor with Gradient Securities, LLC, holding a Series 63 designation and 31 years of industry experience. He has been with Gradient Securities since 2016 and also owns AMG Wealth Management Inc, where he is involved in fixed insurance sales alongside securities and advisory services. Gradient Securities, LLC, operating as Gradient Wealth Management, offers financial planning, consulting, non-discretionary asset management, and ERISA 3(21) retirement-plan advisory services to individuals, pension plans, trusts, estates, and businesses. The firm employs a non-discretionary investment approach, combining fundamental, technical, and cyclical analysis, and often utilizes third-party managers for client portfolios.

Zachary Marsh is a CFP® professional with 10 years of industry experience, currently serving as a financial advisor at Facet since 2023. Prior to joining Facet, he worked for seven years at The Vanguard Group, Inc. Facet serves individual members across a broad range of wealth levels, offering tiered, subscription-based financial planning and implementation services that emphasize holistic planning and technology-driven investment solutions.

Vincent Tamburello is a financial advisor with Capital Analysts holding a Series 66 credential and three years of industry experience. He has concurrent roles at Lincoln Investment and serves as a discovery team member for The Campbell Law Group, P.A., a law practice where he assists with client discovery and firm marketing. Capital Analysts serves a diverse client base including individual and high-net-worth investors, retirement plans, trusts, and charitable organizations, offering discretionary and non-discretionary portfolio management through multiple program types. The firm employs an in-house investment management team using proprietary screening processes and provides a range of advisory services tailored to client needs.

Mohammed Miah is a financial advisor at O'Shaughnessy Asset Management, LLC with five years of industry experience. He holds the Series 66 designation and previously worked at UBS Financial Services and UBS Asset Management. O'Shaughnessy Asset Management is a quantitative, institutional discretionary investment manager serving individual investors, financial advisers, and institutional clients through systematic, model-driven equity portfolios and related strategies. The firm offers a customizable advisor-facing platform and manages a large client base through multiple sub-advisory and affiliate relationships.

Peter Marshall is a financial advisor at Arete Wealth Advisors, LLC with 34 years of industry experience. He holds Series 63 and Series 65 licenses and has worked at firms including Wells Fargo Advisors and National Asset Management. He serves on the investment committee of St. John's of Lattingtown Episcopal Church. Arete Wealth Advisors provides investment advisory and financial planning services to individuals, pension plans, trusts, and charitable organizations. The firm primarily manages assets on a discretionary basis using advisor-driven and proprietary model allocations, and integrates affiliated financial businesses and product channels in its service offerings.

Dennis Oconnor is a financial advisor at Blackridge Asset Management, LLC with 39 years of industry experience. He previously worked at Cetera Advisors LLC for 10 years and has held roles at Peak Brokerage Services, LLC since 2023. He holds a Series 63 designation. Outside of his advisory role, he is also an insurance agent with Top Advisors Group. Blackridge Asset Management is a multi-advisor firm serving individuals, trusts, retirement plans, charitable organizations, and small businesses. The firm offers financial planning, portfolio management, and consulting services, utilizing a client-driven investment process that incorporates third-party and advisor-created models, with a distinctive capability to provide formal sub-advisory services to other registered investment advisers.

Sean Clary is a financial advisor at Gladstone Wealth Partners with 26 years of industry experience. He holds Series 63 and Series 66 licenses and previously worked at Bridgeway Wealth Partners and TD Waterhouse Investor Services. He is also involved with Gladstone Institutional Advisory LLC, operating under the name Integrity Point Advisors. Gladstone Wealth Partners offers investment management, financial planning, and retirement-plan consulting to individual and high-net-worth investors, corporations, and charitable organizations, utilizing a network of independent advisers and third-party managers to customize strategies.

Henry Liu is a financial advisor at Aegis Capital Corp. with 31 years of industry experience. He holds Series 63 and Series 65 licenses and has been with Aegis Capital since 2011. Outside of his advisory role, Liu is the sole owner of a real estate management company. Aegis Capital Corp. serves individual investors, retirement and benefit plans, trusts, estates, and corporate clients, offering investment advisory and brokerage services along with access to managed account programs through RBC and AXOS platforms. The firm provides both discretionary and non-discretionary account options and supports trade execution, clearing, custody, and reporting services.

Trevor Smallwood is a financial advisor at Clinton Investment Management, LLC with 20 years of industry experience. He holds Series 63, Series 66, and Series 65 licenses. His prior roles include positions at Brandes Investment Partners, ALPS Distributors, and Waycross Partners. Clinton Investment Management, LLC specializes in discretionary municipal fixed-income portfolio management for individuals, family offices, financial advisers, and registered investment companies. The firm employs a research-based investment process focusing on after-tax total return through duration, sector allocation, and security selection.

Christopher Ortiz is a financial advisor at Arete Wealth Advisors, LLC with 27 years of industry experience. He holds the Series 63, Series 65, and Series 66 credentials. Prior to joining Arete in 2022, Ortiz worked at National Asset Management, Inc. and National Securities Corporation. Outside of his advisory role, he is involved with Carol's Army Inc., a charitable organization. Arete Wealth Advisors provides investment advisory and financial planning services to a diverse client base, including individuals, pension plans, trusts, and charitable organizations. The firm primarily manages assets on a discretionary basis using both advisor-driven and proprietary model allocations, and it integrates affiliated financial businesses and product channels into its services.

Gayle Olivette is a financial advisor with Vanderbilt Advisory Services, holding Series 63 and Series 65 licenses and 17 years of industry experience. She has worked at Vanderbilt Advisory Services since 2021 and previously at Cadaret, Grant & Co., Inc. from 2008 to 2021. Outside of her advisory role, she serves as treasurer and board member of Singing Solutions, Inc., a nonprofit organization. Vanderbilt Advisory Services serves a diverse client base including individuals, charitable organizations, trusts, estates, businesses, and retirement plans. The firm offers a range of portfolio management and financial planning services, with an investment process that combines fundamental, technical, and charting analysis tailored to client objectives.

Andrew Grossman is a financial advisor with B. Riley Wealth Advisors, Inc. He holds Series 63 and Series 65 licenses and has 41 years of industry experience. Prior to joining B. Riley Wealth Advisors, he worked at National Securities Corp from 2015 to 2022. Grossman is also involved with North Shore Wealth Management, LLC. B. Riley Wealth Advisors, Inc. manages approximately $7.03 billion in client assets through around 274 advisors. The firm serves individuals, high-net-worth clients, charitable organizations, corporations, and retirement plans, offering a broad range of advisory programs, financial planning, and retirement solutions.

Katherine Riley is a financial advisor at O'Shaughnessy Asset Management, LLC with a Series 65 credential and experience at UBS Financial Services and K2 Advisors. She has a background that includes roles outside of finance, such as positions at Bucknell University and King School. O'Shaughnessy Asset Management is a quantitative, institutional discretionary investment manager serving individual investors, financial advisers, and institutional clients. The firm employs a systematic, model-driven investment process and offers a customizable advisor platform alongside sub-advisory and ETF strategies.

Ryan Herits is a financial advisor at Capital Analysts with 13 years of industry experience. He holds Series 63 and Series 65 credentials and has worked at firms including Lincoln Investment, PlanMember Securities Corporation, and Mutual Inc. Outside of advisory work, he owns GMT Partners, LLC, which buys and sells sports cards, and serves as president of RHYNO Consulting, LLC, a business management consulting firm. Capital Analysts serves a diverse client base including individuals, high-net-worth investors, retirement plans, and nonprofit entities. The firm offers discretionary and non-discretionary portfolio management through proprietary model portfolios, third-party managers, and ERISA advisory services, supported by an in-house investment management and research team.

Richard Spatola is a financial advisor at Arete Wealth Advisors, LLC with 33 years of industry experience. He holds Series 63 and Series 65 licenses and has worked at National Asset Management and National Securities Corp before joining Arete in 2022. Outside of his advisory work, he is the owner of a clothing recycling business and a partner in a recruitment firm. Arete Wealth Advisors provides investment advisory and financial planning services to individuals, pension plans, trusts, estates, charitable organizations, and corporate entities. The firm primarily manages assets on a discretionary basis using both advisor-driven and proprietary model allocations, and it integrates affiliated financial businesses and product channels within its service offerings.

Christopher Pollina is a CFP® with 29 years of experience in the financial services industry, currently serving at Portfolio Medics, LLC since 2021. He previously worked at Mass Mutual Investors Services and Mass Mutual Life Insurance Company from 2016 to 2021. Outside of his advisory role, he owns and operates a healthy snacks vending business during evenings and weekends. Portfolio Medics provides investment advisory and financial planning services to individuals, high-net-worth clients, small businesses, retirement plans, and charitable organizations. The firm offers customized portfolio management combining fundamental, technical, and cyclical analysis, with a client focus on retail and small-business relationships.