Bahman Mossavarrahmani is a financial advisor at UAS Asset Management in New York, NY, holding Series 63 and Series 65 licenses with 21 years of industry experience. He has been with United American Securities, Inc. since 1987. UAS Asset Management provides discretionary and non-discretionary portfolio management to a diverse client base, including high net worth individuals, trusts, foundations, corporations, and public pension plans. The firm employs fundamental security analysis with a focus on concentrated equity positions for long-term value, and also manages a private pooled investment vehicle that pursues a more speculative strategy involving derivatives, short selling, and margin.

Liam Dalton is a financial advisor at Axiom Investment Management LLC with 41 years of industry experience. He holds Series 63 and Series 65 licenses and has been with Axiom Capital Management, Inc. since 1990. Outside of his advisory role, he serves as president of Dalstar Corporation, an investment consulting business. Axiom Investment Management provides discretionary asset-allocation and portfolio management services primarily to high-net-worth individuals, pension and retirement plans, trusts, and other institutional clients. The firm offers multiple advisory product structures and 3(38) manager services, with an affiliation to an in-house broker-dealer and involvement in pooled investment vehicles.

Yuanhao Feng is a financial advisor at Quantel Asset Management LLC based in New York, NY. He holds a Series 65 designation and has professional experience working at Quantel AI Inc. as well as academic roles at Rutgers Business School and the University of Oregon. Quantel provides investment services to mass-affluent, high-net-worth, and institutional clients through a web-based platform and mobile app, offering investment research, non-discretionary advice, and discretionary management. The firm uses a systematic, algorithm-driven process combining fundamental, technical, and sentiment analysis to construct portfolios aligned with client risk profiles.

Ayelet Kindler is a CFP® professional with 26 years of industry experience. She is currently with Valley Financial Management, Inc. and has previously worked at Leumi Investment Services Inc. and Bank Leumi USA. Her credentials include Series 63 and Series 65 licenses. Valley Financial Management operates as Valley Digital Investor, providing discretionary portfolio management and automated ETF model portfolios through an online platform. The firm serves individual and high-net-worth clients who transact electronically and fund accounts via Valley National Bank.

Eliyahu Engelman is a financial advisor at Valley Financial Management, Inc. with six years of industry experience. He holds the Series 66 designation and has worked at Leumi Investment Services Inc. since 2016. Engelman has been with Valley Financial Management, Valley Wealth Managers, and Valley National Bank since 2023. Valley Financial Management operates as Valley Digital Investor, offering discretionary portfolio management through an online platform that serves individual and high-net-worth clients. The firm uses automated model ETF portfolios based on client profiles and maintains a wrap-fee program sponsored by its parent company, Valley National Bank.

Anne Castro is a financial advisor with G.B. Allen Associates, Inc., holding a Series 65 credential and 13 years of industry experience. She has worked at G.B. Allen Associates since 2012 and also serves as an officer of GB Allen Castro & Associates, an accounting firm she has been affiliated with since 1987. G.B. Allen Associates provides discretionary investment management and financial planning services to individuals, trusts, estates, and business entities, including both high-net-worth and non-HNW clients. The firm customizes portfolios using fundamental and technical analysis, operates on a fee-only basis, and is affiliated with an accounting practice that offers tax and accounting services under separate agreements.

John Kelly is a Series 63 licensed financial advisor at Radix Organization, Inc. in New York, NY, with 5 years of industry experience. He has been with Radix Organization since 2014. Radix Organization, Inc. provides discretionary and non-discretionary portfolio management and consulting services primarily to high-net-worth individual investors. The firm employs a combination of fundamental, technical, charting, and cyclical analysis across both long- and short-term trading strategies, managing about $200 million for roughly 90 clients.

Michael Bernstein is a CFP® professional with three years of industry experience. He is currently with Lionshead Wealth Management, LLC and previously worked at Noble Financial Group, Equinox, Investor Solutions, Brightscape Investors, and the University of Miami. Lionshead Wealth Management serves individuals, high-net-worth clients, pension plans, trusts, charitable organizations, and business entities with portfolio management, financial planning, and consulting services. The firm offers customized portfolios aligned with client objectives and risk tolerance, employing model portfolios and strategies such as Modern Portfolio Theory and tax-loss harvesting.

Linda Mccurdy is a financial advisor with Radix Organization, Inc., holding a Series 63 designation and five years of industry experience. She has been with Radix Organization since 2014. Radix Organization, Inc. provides discretionary and non-discretionary portfolio management and consulting services primarily to high-net-worth individual investors. The firm employs a range of analytical approaches and trading strategies to tailor and manage equity-focused portfolios, overseeing approximately $200 million for around 90 clients.

David Montaquiza is a financial advisor at Municipal Asset Management Inc with 4 years of industry experience. He has been associated with Municipal Asset Management Inc since 1998. Municipal Asset Management Inc provides discretionary portfolio management primarily focused on fixed-income securities to high net worth individuals and institutional clients. The firm employs fundamental economic and relative-value analysis to deliver customized bond portfolios aligned with clients’ goals and risk profiles.

Jun Chen is a financial advisor at Fidare Wealth Solutions LLC with 10 years of industry experience. He holds a Series 66 designation and has previously worked at Fidelity Investments and Northwestern Mutual Investment Services LLC. Chen is also licensed to sell various insurance products. Fidare Wealth Solutions provides investment advisory and financial planning services to individual and high-net-worth clients through managed accounts and written financial plans. The firm offers asset-based portfolio management along with separate or project-based financial planning and hourly consulting engagements.

Thomas Wong is a financial advisor at BroadCore Investments LP with one year of industry experience and holds a Series 65 designation. He has been affiliated with Invesco, Inc. and Invesco Services, Inc. since 1998 and 1999, respectively. BroadCore Investments LP provides discretionary portfolio management through separately managed accounts for high-net-worth individuals, institutions, and qualified pension plans. The firm employs a proprietary quantitative market-timing model based on VIX and RVX measures to allocate assets among cash, ETFs, and leveraged ETFs, managing accounts on a discretionary basis with daily reviews.

Joseph Halpern is a financial advisor at Exceed Advisory LLC with 19 years of industry experience. He holds Series 63 and Series 65 credentials and has held roles at Fountainhead Capital Management, Chelsea Financial Services, Nebari Securities, and Obsidian CIO. Halpern also works as a consultant in financial technology and investment product development and serves as an expert witness. Exceed Advisory LLC provides option-based investment strategies primarily to registered investment companies, institutions, other investment advisers, and high-net-worth individuals. The firm focuses on defined-outcome, option-based solutions utilizing listed options and derivatives, often serving as a sub-advisor and tailoring implementation according to fund management agreements or specifications from primary advisers.

Eustache Clerveaux is a CFP®-certified financial advisor with four years of industry experience, currently serving as the sole advisor at Fidare Wealth Solutions LLC. His prior experience includes roles at J.P. Morgan Securities LLC, Hudson Financial Group, and Morgan Stanley. He is a board member and treasurer of the Public-Private Alliance Foundation. Fidare Wealth Solutions is an independent advisory firm providing discretionary investment management and financial planning services to individuals and high-net-worth clients. The firm focuses on tailored investment approaches based on client objectives, employing techniques such as dollar-cost averaging and technical analysis.

Robert Braglia is a financial advisor with American Financial & Tax Strategies, Inc. He holds the ChFC® designation and Series 63 and 65 licenses, with seven years of industry experience. He has been with American Financial & Tax Strategies since 1992. In addition to advisory work, he performs trustee and executor duties for certain clients. American Financial & Tax Strategies provides financial planning, consulting, and investment management services to individuals, pension plans, trusts, and business entities. The firm emphasizes comprehensive financial planning combined with discretionary portfolio management, typically using exchange-traded and mutual funds with a focus on institutional-class shares and tax-aware rebalancing.

Laurie Girsky is a CFP® with 13 years of industry experience, currently serving at G-Squared Advisory LLC since 2009. She holds the Series 63, Series 65, and Series 66 designations and operates from Mamaroneck, NY. G-Squared Advisory provides fee-only financial planning and investment advisory services to individuals and families, focusing on long-term, fundamental buy-and-hold investment strategies. The firm does not manage client assets directly and offers advice on areas including cash flow, debt management, retirement planning, and asset allocation on an hourly or flat-fee basis.

Christopher Dicostanzo is a financial advisor at Penbrook Management LLC with four years of industry experience. He holds a Series 65 designation and has prior work experience in healthcare consulting and software management. Outside of advisory work, he is involved in consulting on patient engagement services through Dico Management, LLC, and manages golf league software via YGS Golf, LLC. Penbrook Management LLC serves a diverse client base including individuals, pension plans, trusts, and charitable organizations, offering discretionary portfolio management and financial planning. The firm emphasizes fundamental and qualitative analysis, building portfolios concentrated in individual equities aimed at capital appreciation, supplemented by bonds and other instruments.

Barbara Chacour is a CFA® charterholder with 59 years of industry experience. She is a portfolio manager at Penbrook Management LLC and has been with the firm since 2010. She also works with Beech Hill Securities, Inc. since 2013. Penbrook Management LLC is an SEC-registered investment adviser serving individuals, pension and profit-sharing plans, trusts, estates, charitable organizations, corporations, and pooled investment vehicles. The firm provides discretionary portfolio management and financial planning, focusing on fundamental and qualitative analysis to build portfolios concentrated in individual equities, supplemented by bonds and other instruments, with strategies tailored to client objectives.

Alexander Fleiss is a Series 65-licensed financial advisor at Rebellion Research with 12 years of industry experience. He has been with Rebellion Research since 2005 and has served at Rebellion Research Advisors, LP since 2013. Outside of his advisory role, Fleiss is a manager of Rebellion Research Partners LP, a hedge fund. Rebellion Research Advisors, L.P. manages discretionary portfolios for approximately 75 clients, including both high-net-worth and non-HNW individuals, using a systematic, machine-learning-based investment process. The firm combines retail advisory services with hedge fund management, employing proprietary technology and risk-optimization techniques across its Global Equity and Absolute Return strategies.

John Perrone is a financial advisor with Brixton Capital Wealth Advisors, LLC, holding Series 63 and Series 66 licenses and nine years of industry experience. He has worked at Brixton Capital since 2017 and previously spent time at Northeast Securities, Inc. and Katalyst LLC. Perrone is a part-owner of Good News Investors LLC, a non-investment business. Brixton Capital Wealth Advisors serves individuals, trusts, and corporate accounts, managing over $212 million for approximately 819 clients through a four-advisor team. The firm offers discretionary portfolio management, financial planning, and consulting, utilizing a mix of fundamental and technical analysis, modern portfolio theory, and derivatives strategies as part of its investment approach.