Tingting Huang is a financial advisor with Transamerica Financial Advisors holding Series 63 and Series 65 credentials and four years of industry experience. Her background includes roles at multiple organizations such as Kaiser Foundation Health Plan, Combined Insurance Company of America, and the California Department of Social Services. Outside of financial advising, she manages administrative functions at Yvonne Mei Corporation. Transamerica Financial Advisors serves a diverse client base including individual investors, pension and profit-sharing plans, and charitable organizations. The firm offers both advisory and broker-dealer services utilizing proprietary and third-party model portfolios with discretionary and non-discretionary options.

Amit Patel is a financial advisor with Principal Financial Services in San Jose, CA. He holds Series 63 and Series 65 designations and has 18 years of industry experience. Prior to joining Principal Securities Inc in 2018, he worked at Morgan Stanley Smith Barney and Morgan Stanley Private Bank. Outside of finance, he is an instructor at The Academy of Self Defense, where he teaches self-defense and Krav Maga courses. Principal Securities offers brokerage and registered investment advisory services to a diverse client base, including individual investors, retirement plans, trusts, and charitable organizations. The firm’s advisory services emphasize direct advisory programs, financial planning, retirement consulting, and access to third-party money manager asset allocations and separately managed accounts.

Joshua Carroll is a CFP® with 12 years of industry experience, currently serving as a financial advisor at Cerity Partners LLC since 2023. Prior to that, he spent nine years at Raymond James & Associates. He is involved in nonprofit activities, serving on the finance and investment committees for the Friendship Foundation and Partners for Pediatric Vision, where he holds the role of treasurer. Cerity Partners advises a broad client base, including high-net-worth individuals, families, trusts, and institutional investors, with approximately $166.2 billion in client assets as of December 31, 2025. The firm offers customized wealth management services and employs an investment approach based on client-specific profiles, combining quantitative screening, manager selection, and access to alternative and private market solutions.

Janet Josselyn is a financial advisor at Creative Planning with 12 years of industry experience. She holds a Series 65 designation and has previously worked at SageView Advisory, C-J Advisory, and Parkworth Wealth Management. Based in San Jose, CA, she joined Creative Planning in 2025. Creative Planning provides investment advisory and financial planning services to a diverse client base, including individuals, corporations, foundations, trusts, and retirement plans. The firm manages approximately $217 billion in client assets and employs a financial planning–led investment approach emphasizing low-cost indexing and buy-and-hold strategies, supplemented by specialized portfolio management techniques and integrated retirement plan services.

Ryan Yee is a financial advisor with Centaurus Financial, Inc. in San Jose, CA. He holds Series 63 and Series 65 licenses and has eight years of industry experience, including three years at AAA Mountain West Group prior to joining Centaurus Financial in 2018. Centaurus Financial, Inc. provides advisory and brokerage services to a diverse client base including individuals, families, small businesses, corporations, trusts, and foundations. The firm offers financial planning and portfolio management through its CLASSIC Plus platform, utilizing various analytical approaches and options such as FlexUMA and TPMM, with a notable emphasis on non-discretionary asset management.

Anne Ding is a CFP® professional with 14 years of industry experience, currently associated with Guardian Life and Park Avenue Securities. She holds a CPA designation and operates a tax services business alongside her advisory role. Park Avenue Securities LLC, a subsidiary of The Guardian Life Insurance Company of America, provides brokerage and investment advisory services to a diverse client base, including individuals, corporate and retirement plan sponsors, charitable organizations, and businesses. The firm offers a combination of advisor-led discretionary management and model-based strategies, along with access to proprietary and third-party investment solutions.

Virginia Lee is a Series 66-licensed financial advisor with seven years of industry experience. She is currently with Creative Planning and has previously held roles at firms including JPMorgan Chase Bank, Merrill, and Fidelity Investments. Creative Planning provides wealth management, financial planning, and retirement-plan advisory services to a diverse client base, including high-net-worth individuals, corporations, and institutional plans. The firm employs a financial-planning-led investment approach that incorporates low-cost indexing, buy-and-hold strategies, and selective private market exposure, managing approximately $295.6 billion in client assets.

Albert Law is a financial advisor with Transamerica Financial Advisors, holding Series 63 and Series 65 credentials and over 30 years of industry experience. He has been with Transamerica Financial Advisors since 2012 and is also affiliated with Dream Builder Financial, Silicon Valley Enterprise Inc, Matrix Group Insurance Agency, and WFGIA. His other business activities include marketing group health, dental, and vision insurance through Matrix Group Insurance Agency. Transamerica Financial Advisors serves a diverse client base including individual investors, pension and profit-sharing plans, trusts, estates, charitable organizations, and corporations. The firm provides both advisory and broker-dealer services through proprietary model portfolios and access to third-party money managers, offering a mix of discretionary and non-discretionary investment programs.

Stacie Bowman is a financial advisor at PlanMember Securities Corporation with 32 years of industry experience. She holds Series 63 and Series 65 licenses and has been with PlanMember since 2011. In addition to her role at PlanMember, Bowman has worked with Employee Benefits Services Group since 2004, where she is involved in insurance product sales and plan administration. PlanMember Securities Corporation provides retirement-plan advisory services to employers and plan participants, offering fiduciary services under ERISA Section 3(38) and a range of participant-level investment options. The firm’s investment approach includes a strategic asset allocation framework, risk-based mutual fund portfolios, and education and support services for plan sponsors and participants.

Richard Du is a financial advisor with Transamerica Financial Advisors, holding a Series 66 designation and nine years of industry experience. He has worked previously at Amazon.com Corporation and currently holds a position as a Software Developer Engineer II at Microsoft Corporation, where he focuses on software and hardware development. Transamerica Financial Advisors serves a broad client base including individual investors, retirement plans, trusts, and charitable organizations. The firm employs a model portfolio and third-party management approach, delivering services through multiple advisory programs and an extensive advisor network.

Robert Emens is a CFP® and Series 66 credentialed financial advisor with 26 years of industry experience. He is currently with Focus Partners Wealth, LLC and previously worked at G.W. & Wade, Inc. and G.W. & Wade Asset Management Company, Inc. His career includes long tenure at these firms, with no additional outside activities noted. Focus Partners Wealth, LLC serves individuals, high-net-worth families, family offices, and institutional clients with comprehensive wealth management and advisory services. The firm employs a long-term, tax- and fee-sensitive investment approach under an enhanced open architecture framework that combines active and passive strategies, third-party managers, and private funds.

Duangdao Piyanontalee is a financial advisor at Guardian Life with Series 63 and Series 65 credentials and three years of industry experience. She has worked at firms including Park Avenue Securities and Transamerica Financial Advisors. Outside of her advisory role, she is engaged in outside insurance sales. Park Avenue Securities LLC, a wholly owned subsidiary of The Guardian Life Insurance Company of America, provides brokerage and investment advisory services to individuals, corporate and retirement plan sponsors, charitable organizations, and businesses. The firm offers personalized financial planning and employs a combination of advisor-led discretionary management and model-based strategies using proprietary and third-party platforms.

Sheac Yee Lim Hamilton is a financial advisor at Savant Wealth Management with three years of industry experience. She holds a Series 65 designation and previously worked at Parkworth Wealth Management for eight years. Savant Wealth Management provides comprehensive wealth management and related services to individuals, families, pension and profit-sharing plans, charitable organizations, corporations, and high-net-worth clients. The firm combines evidence-based, model-driven asset allocation with actively managed investment strategies and supports its advisory services through affiliated accounting, legal, and trust entities.

Michael Pritts is a CFP®, CFA®, and Series 66 credentialed advisor with 11 years of industry experience. He is currently with Corient in Menlo Park, CA, where he has worked since 2025. His prior roles include positions at RBC Capital Markets, LLC, and several financial services firms. He serves as Treasurer and a member of the Executive Committee for the YES Foundation, a nonprofit organization. Corient provides investment advisory and financial planning services to a diverse client base, including individuals, high-net-worth clients, trusts, pension plans, and corporate entities. The firm employs a goals-based, team investment approach that integrates in-house strategies with third-party managers and incorporates risk management and alternative investment options.

Connor Lightfield is a financial advisor at Corient with five years of industry experience. He holds a Series 65 designation and has worked at Corient since 2023, previously spending two years at Portola Partners and roles at Cornell University and The University of Alabama in Huntsville. Corient provides investment advisory and financial planning services to a diverse client base, including individuals, high-net-worth clients, trusts, pension and profit-sharing plans, charitable organizations, and corporate entities. The firm employs a goals-based, team investment approach that integrates in-house and third-party strategies, with ongoing portfolio monitoring and risk management tools.

Eduardo Molina III is a financial advisor at Hightower Advisors with four years of industry experience and holds a Series 66 designation. His prior experience includes roles at Merrill and involvement with Soccer Shots. Outside of finance, he has worked part-time at Fisherman's Restaurant and Bar. Hightower Advisors provides investment advisory and planning services to a diverse range of individual and institutional clients, offering discretionary and non-discretionary portfolio management, financial planning, and retirement plan consulting. The firm emphasizes multi-manager solutions and proprietary research to support portfolio construction across various asset classes.

Christian Glomb is a financial advisor with Sanctuary Advisors, LLC, holding Series 63 and Series 66 licenses and bringing 42 years of industry experience. His prior roles include over two decades at UBS Financial Services and ongoing affiliations with Invesmart entities dating back to 1995. He is based in Los Gatos, California. Sanctuary Advisors, LLC provides investment advisory and financial planning services to a diverse client base, including individuals, corporations, pension plans, and charitable organizations. The firm supports its network of over 400 independent advisors with a variety of portfolio management options, financial planning services, and consulting, utilizing diverse analytical approaches and offering discretionary and non-discretionary account management.

Steven Rehmus is a financial advisor at Corient with 23 years of industry experience. He holds a Series 65 designation and has worked at Corient and Corient Services LLC since 2023. His prior experience includes roles at CIPW Service Company, Portola Partners, BRF Aspen, and Brownson, Rehmus & Foxworth. Corient provides investment advisory and financial planning services to a diverse client base, including individuals, high-net-worth clients, trusts, pension plans, and corporate entities. The firm uses a goals-based, team investment approach combining in-house strategies with third-party managers, along with risk management tools and private fund offerings through affiliated platforms.

Sruti Nln is a financial advisor at Citigroup Global Markets with a Series 66 designation and approximately 8 years of experience in the banking and wealth management industry. Her career includes roles at Citi Private Bank, CitiBank, and Comerica Bank. Citigroup Global Markets serves individual and institutional clients across various wealth segments, offering a wide range of investment advisory programs, broker-dealer execution, and custody services. The firm employs multi-asset, multi-manager investment strategies and maintains unique institutional roles, including swap dealing and futures commission merchant activities.

Sung Yu Liu is a financial advisor with HSBC Securities (USA) Inc. and holds a Series 66 designation, bringing 19 years of industry experience. Liu has worked with HSBC Bank USA, N.A. since 2016 and HSBC Securities (USA) Inc. since 2013, with prior experience at Merrill and Waddell & Reed. Liu also serves as a Bank Officer for HSBC Bank (USA) N.A., in addition to her role as a registered representative. HSBC Securities (USA) Inc. offers a range of managed account programs for individuals, retirement accounts, charitable organizations, and corporations, featuring both client-directed and fully discretionary options. The firm’s investment process includes multiple risk profiles and combines strategic and tactical asset allocation developed with HSBC Global Asset Management and other affiliated providers.