Raymond Regala is a financial advisor at Fifth Third Securities, Inc. in San Jose, CA, with 29 years of industry experience. His prior roles include 25 years at Comerica Securities and three years at Ameriprise. He is involved with FO2/Maestro, a cash management platform for corporate and institutional clients. Fifth Third Securities serves a diverse range of individual and institutional clients through investment advisory and brokerage services. The firm offers multiple program types, including the Passageway Managed Account Program, with options spanning mutual funds, ETFs, SMAs, and direct indexing.

Gregory Sorensen is a financial advisor with Transamerica Financial Advisors, holding Series 63 and Series 65 licenses and bringing 33 years of industry experience. He has been with Transamerica Financial Advisors since 2012 and also has a long tenure with Wfg starting in 2001. He is involved in the sale of insurance products affiliated with Transamerica Financial Advisors. Transamerica Financial Advisors provides investment advisory, brokerage, and retirement-plan services to a diverse client base, including individual investors, employer-sponsored plans, and charitable organizations. The firm utilizes a model portfolio and third-party manager approach, supported by a large advisor network and multiple program platforms.

Clement Chiang is a financial advisor with Transamerica Financial Advisors, holding Series 63 and Series 65 licenses and possessing 22 years of industry experience. He has been associated with Transamerica Financial Advisors since 2012 and also holds leadership and administrative roles at Mission Peak Investment Group LLC and Ashape Consulting, Inc. Additionally, he was involved with the Clement and Ruxi Foundation for ten years. Transamerica Financial Advisors serves a broad client base including individuals, retirement plans, trusts, and businesses, delivering services through a large advisor network and multiple program platforms. The firm’s advisory approach relies on model portfolios and third-party managers, combining proprietary and external strategies.

Qing Ji is a financial advisor with Transamerica Financial Advisors who holds Series 63 and Series 65 licenses and has 28 years of industry experience. He has worked at Transamerica Financial Advisors since 2012 and at Blue Shield of California since 2013. He is also involved in the sale of insurance products affiliated with Transamerica Financial Advisors. Transamerica Financial Advisors serves a diverse client base including individual investors, pension and profit-sharing plans, trusts, estates, charitable organizations, and corporations. The firm offers advisory and broker-dealer services, featuring proprietary and third-party model portfolios with discretionary and non-discretionary program options.

Erickson Dimaano is a financial advisor at Transamerica Financial Advisors with Series 63 and Series 65 credentials and one year of industry experience. He has worked at Transamerica Financial Advisors since 2026 and has prior business activity with World System Builders and World Financial Group Insurance Agency. Outside of financial advising, he has a 15-year tenure at Kaiser Permanente. Transamerica Financial Advisors serves a diverse client base, including individual investors, pension and profit-sharing plans, trusts, estates, charitable organizations, and corporations. The firm offers a combination of advisory and broker-dealer services, utilizing proprietary and third-party model portfolios and providing both discretionary and non-discretionary program options.

Jason Hooz is a financial advisor with Eagle Strategies (New York Life) based in Cupertino, CA. He holds the ChFC® designation and Series 63 license, with 43 years of industry experience. He has worked with New York Life Insurance Company since 1979 and Nylife Securities LLC since 1983. He is the owner of Hooz Wealth Strategies and Insurance Solutions, LLC, which brokers non-registered insurance products. Eagle Strategies serves individual and institutional clients by providing financial planning, investment management, and retirement-plan advisory services. The firm offers a range of program types, including fee-based advice and retirement plan consulting, and manages a substantial portion of its assets on a non-discretionary basis.

Sean Buxton is a CFP® with 22 years of industry experience, currently serving as a financial advisor at Hightower Advisors. His prior roles include positions at Integrity Alliance, Lion Street Financial, React Investment Solutions, and Beacon Pointe Wealth Advisors, among others. He serves on the board of GMW Associates, a company specializing in magnets and magnetic testing. Hightower Advisors provides investment advisory and planning services to a diverse client base including individuals, institutions, and pooled investment vehicles. The firm offers discretionary and non-discretionary portfolio management, financial planning, and retirement plan consulting, utilizing a multi-manager approach with access to both affiliated and third-party managers.

David Kwon is a financial advisor with Equity Services, Inc. (ESI Financial Advisors) in Cupertino, CA, holding a Series 63 designation and 19 years of industry experience. His prior experience includes 15 years at Planmember Securities Corporation and roles at Employee Benefits Services Group and Morgan Hill Unified School District, where he also works as a teacher. Outside of finance, he is involved with Dry Creek Grill, Inc., a family restaurant. Equity Services, Inc. provides financial planning, consulting, and asset management services to individuals, corporations, trusts, estates, charitable organizations, and employer retirement plans. The firm operates as both a broker-dealer and SEC-registered investment adviser, offering multiple advisory platforms that combine long-term strategies with options for shorter-term trading and third-party asset management.

Xuejun Du is a financial advisor with Transamerica Financial Advisors, holding Series 63 and Series 65 credentials and bringing 12 years of industry experience. His career includes roles at Valley Health Plan, DA Cheng Global Digital Tech LLC, Warner Pacific Insurance Services, Kaiser Permanente, Blue Shield California, and Anthem Blue Cross California. In addition to his advisory work, he assists clients in applying for health insurance plans with multiple health insurance providers. Transamerica Financial Advisors serves a broad client base, including individual investors, retirement plans, trusts, and charitable organizations, primarily through model portfolios and third-party managers. The firm offers a range of advisory programs and manages approximately $1.7 billion in regulatory assets under management.

Wing Ng is a financial advisor at VOYA Financial Advisors, Inc. based in San Jose, CA, with 23 years of industry experience. He holds Series 63 and Series 65 credentials and has worked at several firms including Morgan Stanley Dw Inc. and TD Ameritrade before joining VOYA in 2014. VOYA Financial Advisors, Inc. is an enterprise-scale advisory and broker-dealer affiliate of Voya Financial that serves individuals, pension and profit-sharing plans, charitable organizations, and corporate clients. The firm offers financial planning, portfolio management, and retirement advisory services through a network of representatives using both affiliated and unaffiliated products, combining in-house and external resources with technology-enabled tools.

Ricky Romasanta is a financial advisor with Principal Financial Services in San Jose, CA, holding Series 63 and Series 65 credentials and 11 years of industry experience. He has worked at Principal Securities and Principal Life Insurance Company since 2015. Romasanta is also licensed as a life and disability insurance agent. Principal Securities provides brokerage and registered investment advisory services to a diverse client base, including individual investors, retirement plans, trusts, and military personnel stationed abroad. The firm offers financial planning, retirement consulting, and access to third-party money manager solutions through various advisory and promoter arrangements.

Julius Reyes is a financial advisor with Transamerica Financial Advisors, holding Series 63 and Series 65 licenses and having 10 years of industry experience. He has worked at Transamerica Financial Advisors since 2015 and is involved with InheritGuard LLC, providing education and client communications on estate planning services. Reyes also participates in college coaching through the Heartland Institute of Financial Education. Transamerica Financial Advisors serves a broad client base including individual investors, employer-sponsored retirement plans, trusts, estates, charitable organizations, and businesses. The firm’s advisory approach emphasizes model portfolios and third-party managers, delivering services through multiple program platforms such as Transamerica ONE, TFA365, and Transamerica ALPHA.

Harry Sherdil is a financial advisor with Private Advisor Group, LLC, holding Series 63 and Series 65 licenses and bringing 26 years of industry experience. His previous roles include positions at LPL Financial, Mariner Independent Advisor Network, Wells Fargo Clearing, Wells Fargo Investments, and Bancwest Investment Services. In addition to his advisory work, he operates a home-based eBay business. Private Advisor Group serves individuals, trusts, estates, charitable organizations, businesses, and retirement plans with a range of portfolio management and financial planning services, using a fiduciary-based advisory model that incorporates both proprietary and third-party investment strategies.

Jackson Tung is a financial advisor with Transamerica Financial Advisors, holding Series 63 and Series 65 licenses and bringing 10 years of industry experience. He has worked with Transamerica Financial Advisors since 2015 and is also involved with Zhong Shi & Associates and Gold Team LLC, the latter of which leases office spaces to tenants. Tung is engaged in sales of insurance products affiliated with Transamerica Financial Advisors. Transamerica Financial Advisors serves a diverse client base including individual investors, pension plans, trusts, and charitable organizations, offering both advisory and broker-dealer services. The firm provides access to proprietary and third-party investment models, with options for discretionary and non-discretionary management.

Kun Lin Chung is a financial advisor with HSBC Securities (USA) Inc. in Cupertino, CA, holding a Series 66 designation and 19 years of industry experience. He has worked at HSBC Securities since 2013 and HSBC Bank USA, N.A. since 2016. He also has prior experience with Merrill and Principal Financial Services. In addition to his advisory role, he serves as a Bank Officer with HSBC Bank (USA) N.A., engaging in the sale of bank-related products and services. HSBC Securities (USA) Inc. offers managed account programs for a diverse client base, including individuals, retirement plans, charitable organizations, and corporations. The firm provides a range of program types from client-directed to fully discretionary accounts and employs a structured investment approach with five model risk profiles supported by HSBC Global Asset Management and affiliated providers.

Silvia Sadikin is a financial advisor with Transamerica Financial Advisors, holding Series 63 and Series 65 credentials and 14 years of industry experience. She has worked with World Financial Group, Inc. and the Heartland Institute of Financial Education, where she serves as a college consultant. Outside of financial advising, she owns and administers Bee Best Learning Center, an after-school care and tutoring program. Transamerica Financial Advisors serves a broad client base including individual investors, retirement plans, trusts, and charitable organizations. The firm employs a model portfolio approach implemented through third-party managers and platforms, delivering services via a large advisor network and multiple program options.

Kelly Kidwell is a financial advisor with Guardian Life and Park Avenue Securities, holding Series 63 and Series 65 licenses and bringing 36 years of industry experience. She has worked at Guardian Life and Park Avenue Securities since 2006 and is also associated with Pacific Advisors Inc, where she has served for over two decades. Outside of her advisory roles, she is the co-founder and president of the Advanced Practice Network, a non-investment-related professional organization. Park Avenue Securities LLC, a subsidiary of The Guardian Life Insurance Company of America, offers brokerage and investment advisory services to individuals, corporate and retirement plan sponsors, charitable organizations, and businesses. The firm provides a combination of advisor-led discretionary management and model-based strategies, supported by proprietary and third-party platforms, with tailored client relationships that include financial planning, consulting, and access to insurance and alternative investment products.

Zheng Yu is a CFA® charterholder and financial advisor at Rockefeller Financial LLC with one year of industry experience. Prior to his current role, he worked at Rockefeller & Co for six years and at Financial Clarity, INC. for four years. Rockefeller Financial LLC serves high-net-worth and ultra-high-net-worth individuals, families, family offices, institutional clients, retirement plans, foundations, and corporations. The firm combines portfolio management, financial planning, and brokerage services through an integrated platform that includes discretionary and non-discretionary solutions, access to third-party managers, and alternative investment opportunities.

Pamela You is a Financial Consultant I at Fidelity Investments, where she provides customized financial planning services. She has been with Fidelity since 2025 and previously worked as a Financial Solutions Advisor at Merrill Lynch from 2022 to 2025. Pamela's expertise includes taxation and financial planning, supported by her educational background. She holds an MBA and a Master's degree in Accounting. Pamela also holds a California Insurance License, which supports her work in financial consulting. Her professional approach focuses on assisting clients through various life stages and significant changes. Outside of her professional commitments, Pamela enjoys golf, reading, running, tennis, and yoga.

Mandir Nagdev is a Series 66-credentialed financial advisor with 23 years of industry experience. He is currently affiliated with Private Advisor Group, LLC since 2026 and previously worked at firms including Mariner Independent Advisor Network, LPL Financial, Stratos Wealth Partners, and Wells Fargo. Private Advisor Group serves individuals, trusts, estates, charitable organizations, businesses, and retirement plans by providing portfolio management, financial planning, retirement plan consulting, and access to various managed account solutions. The firm employs a fiduciary-based advisory model using multiple investment strategies and technology platforms while offering both discretionary and non-discretionary services.