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Seungnam L
Series 63, Series 66
Pasadena, CA
Wedbush Securities Inc.
Seungnam Lee is a financial advisor at Wedbush Securities Inc. with 14 years of industry experience. He holds Series 63 and Series 66 designations and has worked at Wedbush Securities since 2015, including a role at Wedbush & Co., LLC since 2024. Wedbush Securities serves a diverse client base including individual and high-net-worth investors, foundations, and institutional clients. The firm offers a range of brokerage and SEC-registered investment advisory services, combining capital markets, wealth management, and prime services with approximately $5.68 billion in regulatory assets under management.
Michael A
Series 63, Series 65
Pasadena, CA
Wedbush Securities Inc.
Michael Aaron is a financial advisor at Wedbush Securities Inc. in Pasadena, CA, holding Series 63 and Series 65 credentials with 30 years of industry experience. He has been with Wedbush Securities since 2012. Wedbush Securities serves a diverse client base, including individual and high-net-worth investors, foundations, and institutional clients, offering brokerage and SEC-registered investment advisory services across multiple asset classes and capital markets functions. The firm manages approximately $5.68 billion in regulatory assets and provides both discretionary and non-discretionary managed accounts alongside commission-based brokerage arrangements.
Ryder B
Series 65
Valencia, CA
Prosperitas Financial, LLC
Ryder Bendrat is a financial advisor at Prosperitas Financial, LLC with one year of industry experience. He holds a Series 65 designation and has prior work experience spanning various roles, including positions at Thelma's Cafe and Jerry Citarella Presents. Prosperitas Financial, LLC is a multi-team registered investment adviser serving approximately 1,745 clients with a team of 39 advisors. The firm provides asset management, financial planning, retirement plan consulting, and third-party adviser management for individuals, trusts, pension plans, and businesses, using diverse portfolios and ongoing monitoring to align investments with client goals.
Peter C
Series 63
Sherman Oaks, CA
Hilltop Securities inc.
Peter Cappos is a financial advisor with Hilltop Securities Inc. in Sherman Oaks, CA, holding a Series 63 designation and 32 years of industry experience. He has been with Hilltop Securities since 2014. Outside of his advisory role, he serves as a board member for Senior Concerns, a nonprofit organization supporting senior citizens and their families. Hilltop Securities Inc. offers brokerage, execution, clearing, custody, investment advisory, and retirement-plan consulting services to individuals, corporations, nonprofits, and institutional clients. The firm manages approximately $2.25 billion in assets and provides a range of managed account programs, utilizing an open-architecture platform with multiple adviser-managed and model-based investment solutions.
Raphy T
Pasadena, CA
Sovran Advisors, LLC
Raphy Timour is a financial advisor at Sovran Advisors, LLC with one year of industry experience. He has been associated with Pontrelli, Timour & Associates, Inc. since 2003. Outside of his advisory role, he is a partner in Soteria Business Solutions, a human resource outsourcing company. Sovran Advisors provides investment advisory and financial planning services to individuals, high-net-worth clients, charitable and corporate entities, and retirement plans. The firm manages approximately $1.78 billion in client assets through a team of about 53 advisors, offering customized portfolio management and a range of investment solutions.
Mark P
Series 66
Valencia, CA
Prosperitas Financial, LLC
Mark Petersen is a financial advisor with Prosperitas Financial, LLC, holding a Series 66 license and five years of industry experience. He previously worked at NEXT Financial Group and Petersen International Underwriters. Outside of advising, he is involved in a marketing and graphic design business, Intensify Marketing LLC. Prosperitas Financial, LLC is a multi-team registered investment adviser managing over $800 million for approximately 1,745 clients through 39 advisors. The firm provides asset management, financial planning, retirement plan consulting, and third-party adviser services to individuals, trusts, pension plans, and businesses, utilizing a range of securities and ongoing portfolio monitoring.
Paul W
Series 63
Sherman Oaks, CA
Hilltop Securities inc.
Paul Wunsch is a financial advisor at Hilltop Securities Inc. with 36 years of industry experience. He has been with Hilltop Securities since 1989 and holds a Series 63 designation. Hilltop Securities Inc. provides brokerage, execution, clearing, custody, investment advisory, and retirement-plan consulting services to individuals, corporations, nonprofits, and institutional clients. The firm manages approximately $2.25 billion in assets and offers a range of portfolio management programs using an open-architecture platform that includes tax- and impact-overlay services and collaborates with firms such as Franklin Templeton Group and Western Asset Management.
Craig S
Series 63, Series 65
Encino, CA
Nwf Advisory Services Inc
Craig Steinhauer is a financial advisor with NWF Advisory Services Inc. in Encino, CA, holding Series 63 and Series 65 licenses and bringing 34 years of industry experience. He has been with NWF Advisory Services and NWF Advisory Group since 2005 and has been associated with OSAIC since 1990. Outside of his advisory work, he serves as president of Temple Or Ami, a 501(c)(3) Jewish temple, where he participates in financial oversight and board governance. NWF Advisory Services, Inc. provides portfolio management and financial planning primarily to individual and high-net-worth clients, along with retirement plan consulting and trust and estate services. The firm manages approximately $3.82 billion in assets and operates an open-architecture wealth management platform offering both discretionary and non-discretionary account programs.
Michael P
Series 63, Series 66
Pasadena, CA
Wedbush Securities Inc.
Michael Powers is a financial advisor with Wedbush Securities Inc. in Cleveland, OH, holding Series 63 and Series 66 licenses and bringing 42 years of industry experience. He previously worked at McDonald Partners LLC for 13 years before joining Wedbush Securities in 2025. Wedbush Securities serves a diverse client base that includes individual and high-net-worth investors, foundations, and institutional clients. The firm offers a range of brokerage and SEC-registered advisory services, including wealth management, fixed income, commodities, securities lending, and capital markets, supported by extensive clearing, custodial, and prime services capabilities.
Eric A
Series 65
Valencia, CA
Prosperitas Financial, LLC
Eric Abrahamian is a financial advisor at Prosperitas Financial, LLC with a Series 65 designation and two years of industry experience. His background includes roles at Whole Foods, the Office of Congressman Mike Garcia, and Legacy Cristian Academy. Prosperitas Financial, LLC is a multi-team registered investment adviser managing over $812 million for approximately 1,745 clients, offering services including asset management, financial planning, and retirement plan consulting for individuals, trusts, pension plans, and businesses.
Stephen C
Series 66
Pasadena, CA
Wedbush Securities Inc.
Stephen Ching is a financial advisor with Wedbush Securities Inc. in Pasadena, CA, holding a Series 66 designation and 18 years of industry experience. He has worked at Wedbush Securities since 2010 and concurrently at Skyline Financial Corp since 2008. In addition to his advisory roles, Ching is also employed as a mortgage loan originator with US Bank. Wedbush Securities serves a diverse client base including individual and high-net-worth investors, foundations, and institutions. The firm offers a range of brokerage and SEC-registered investment advisory services, managing approximately $5.68 billion in regulatory assets and providing solutions across wealth management, fixed income, commodities, and capital markets.
Andrew D
Series 66
Pasadena, CA
Wedbush Securities Inc.
Andrew Daze is a financial advisor with Wedbush Securities Inc. in Pasadena, CA. He holds a Series 66 designation and has one year of industry experience. Prior to joining Wedbush, he worked at Eagle Rock Italian Bakery & Deli for two years and has experience in editing, plastics manufacturing, and hospitality. Wedbush Securities serves a diverse client base including individual and high-net-worth investors, foundations, and institutional clients. The firm offers both brokerage and SEC-registered investment advisory services across wealth management, fixed income, commodities, securities lending, capital markets, and prime services.
John K
Series 63
Pasadena, CA
Wedbush Securities Inc.
John Knoth is a financial advisor with Wedbush Securities Inc. in Pasadena, CA, holding a Series 63 designation and bringing 46 years of industry experience. He previously worked at Morgan Stanley & Co., Incorporated for 11 years before joining Wedbush Securities. Wedbush Securities serves a diverse client base including individual, high-net-worth, foundation, and institutional investors by offering brokerage and SEC-registered investment advisory services across multiple asset classes. The firm integrates broker-dealer and capital markets functions with clearing, custodial, and prime services, managing approximately $5.68 billion in regulatory assets.
Dulce V
Valencia, CA
Prosperitas Financial, LLC
Dulce Vazquez is a financial advisor at Prosperitas Financial, LLC with three years of industry experience. She has been with Prosperitas Financial since 2023 and has a concurrent role at Park Regency dating back to 2005. Prosperitas Financial, LLC is a multi-team registered investment adviser managing over $812 million for approximately 1,745 clients through a 39-advisor team. The firm provides asset management, comprehensive portfolio management, financial planning, retirement plan consulting, and third-party adviser management for individuals, trusts, pension plans, and businesses.
Andrew H
Series 63, Series 66
Pasadena, CA
Wedbush Securities Inc.
Andrew Hutcheson is a financial advisor with Wedbush Securities Inc. in Pasadena, CA, holding Series 63 and Series 66 licenses and 21 years of industry experience. His prior work includes roles at UBS Financial Services, Raymond James & Associates, and Onward Advisors. Outside of finance, he is a co-owner of The Larchmont Chronicle, a newspaper in Los Angeles. Wedbush Securities serves a diverse client base including individuals, high-net-worth investors, foundations, and institutions, offering brokerage and SEC-registered advisory services across wealth management, fixed income, commodities, and capital markets. The firm operates multiple managed account programs and provides clearing, custodial, and execution services, with a distinctive combination of broker-dealer, capital markets, and prime services functions.
Kathleen S
Series 63, Series 65
Pasadena, CA
Sovran Advisors, LLC
Kathleen Stovel is a financial advisor with Sovran Advisors, LLC, holding Series 63 and Series 65 licenses and bringing 35 years of industry experience. She has held previous roles at Cetera Wealth Services, MassMutual Life Insurance Company, Mass Mutual Investors Services, and VOYA Financial Advisors. In addition to her advisory work, she has been an insurance agent focused on fixed insurance products since 1991. Sovran Advisors serves individuals, corporations, and retirement plan sponsors by providing financial planning, portfolio management, and retirement plan consulting. The firm uses a combination of advisor-driven strategies, internal portfolio models, and third-party strategist input, employing both active and passive investment exposures across multiple asset types.
Maryam O
Valencia, CA
Prosperitas Financial, LLC
Maryam Odom is a financial advisor at Prosperitas Financial, LLC with one year of industry experience. She has previously worked at Poole Shaffery for five years and currently maintains a legal practice with Odom Law Group, APLC. Prosperitas Financial, LLC is a multi-team registered investment adviser managing over $800 million for approximately 1,745 clients. The firm provides asset management, financial planning, retirement plan consulting, and financial institution services for individuals, trusts, pension plans, and businesses, utilizing a range of securities and third-party money managers to align portfolios with client objectives.
Jeffrey G
Series 65
Glendale, CA
Gibbs Wealth Management, LLC
Jeffrey Girard is a financial advisor at Gibbs Wealth Management, LLC with one year of industry experience. He holds a Series 65 designation and has worked at several firms, including Total Financial Solutions, Inc. and Great White Pool and Spa, Inc. Outside of advising, he has served as an administrative assistant at TFS Financial Insurance Services. Gibbs Wealth Management serves individual and high-net-worth clients with discretionary portfolio management and advisory services, utilizing third-party platforms and model management. The firm emphasizes a mix of analytical approaches to portfolio allocation and incorporates risk audits, tax-efficient strategies, and guaranteed-income solutions where appropriate.
Randall Z
CFA®
Pasadena, CA
Clifford Swan Investment Counselors
Randall Zaharia is a CFA® charterholder with 23 years of industry experience. He has been with Clifford Swan Investment Counselors since 2000. Clifford Swan Investment Counselors serves individuals, charitable institutions, foundations, and business owners, managing approximately $4.48 billion in client assets. The firm uses proprietary fundamental research to construct long-term, diversified portfolios across equities, fixed income, and private investments, and provides a range of wealth-planning and administrative services.
Billy Y
Series 66
Pasadena, CA
Clifford Swan Investment Counselors
Billy Yeh is a financial advisor at Clifford Swan Investment Counselors with 10 years of industry experience. He previously worked at Steel Peak Wealth Management, Mid Atlantic Capital Corporation, and JSF Financial LLC. Yeh holds the Series 66 designation. Clifford Swan Investment Counselors serves high-net-worth individuals, charitable institutions, foundations, private corporate pension and profit-sharing plans, and business owners. The firm employs proprietary fundamental research and credit-focused fixed-income analysis to build long-term, diversified portfolios and offers specialized services including private-investment sourcing and charitable trust administration.
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