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Patrick W

Series 66, Series 63

Dickson City, PA

Empower Advisory Group

Patrick Watson is a financial advisor at Empower Advisory Group with nine years of industry experience. He holds the Series 63 and Series 66 designations. Prior to joining Empower Advisory Group, he worked at Fidelity Investments, Prudential Investment Management Services, CUNA Mutual Group, and several other firms. Empower Advisory Group provides financial planning and investment management services primarily to employer-sponsored retirement plan sponsors and their participants, as well as Empower Premier IRA and select retail brokerage clients. The firm’s approach integrates financial planning with recordkeeping and administrative platforms, offering both point-in-time planning and managed account solutions.

General retirement planning Retirement income strategy Social Security optimization Debt management College savings (529s, UTMA, etc.)
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Veronica D

Series 63, Series 66

Clarks Green, PA

Commonwealth Financial Network

Veronica Dende is a financial advisor with Commonwealth Financial Network, holding Series 63 and Series 66 licenses and bringing 26 years of industry experience. She has worked with Ameritas Investment Corp and operates her own private entity, Dende & Associates Financial Services. Outside of her advisory work, she teaches a college information seminar and serves as an expert witness and consultant to an attorney. Commonwealth Financial Network is a registered investment adviser supporting a national network of approximately 2,950 advisors and their clients. The firm offers a variety of advisory programs and provides operational, trading, technology, investment management, compliance, and practice-management support to affiliated advisors.

Passive / index investing Active portfolio management Tax-loss harvesting Wealth management Retirement income strategy Founder/Business Owner Executive Retired
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Robert K

Series 65

Dunmore, PA

AE Wealth Management, LLC

Robert Kudrich Jr. is a financial advisor with AE Wealth Management, LLC, holding a Series 65 license and 11 years of industry experience. He has worked at AE Wealth Management since 2017 and previously was with Global Financial Private Capital, LLC for two years. Kudrich also has longstanding involvement with Fortune Financial Group, where he provides insurance sales and advisor/case planning. AE Wealth Management offers fee-based portfolio management, financial planning, and retirement-plan consulting to a diverse client base including individuals, corporations, trusts, and ERISA plan sponsors. The firm emphasizes model portfolio and direct asset management programs supported by fundamental, technical, and cyclical investment strategies.

Tax-loss harvesting Options & derivatives strategies Retirement plans for business owners (SEP, solo 401k) Self-Employed Founder/Business Owner
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Holly G

Series 66

Honesdale, PA

Edward Jones

Holly Ginas is a financial advisor at Edward Jones with 20 years of industry experience. She holds the Series 66 designation and has worked at Edward Jones since 2020. Prior to joining Edward Jones, she held positions in advertising and chiropractic fields. Edward Jones is a full-service wealth management firm serving over four million individual and institutional clients. The firm offers a range of managed solutions and advisory services, including discretionary and non-discretionary strategies, separately managed accounts, and affiliated mutual funds, supported by a large network of financial advisors and branch offices nationwide.

Wealth management Tax-loss harvesting Multi-generational wealth transfer Retired Founder/Business Owner Executive
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Gina B

Series 66

Carbondale, PA

Ameriprise

Gina Bonacci Carey is a financial advisor with Ameriprise, holding a Series 66 designation and 16 years of industry experience. She has been with Ameriprise and its affiliated entities since 2009. Outside of her advisory role, she is involved in business ownership through GPBC, LLC. Ameriprise provides retirement-income planning services primarily for clients nearing or in retirement who meet specific asset criteria, offering detailed recommendation reports focused on income, Social Security, and tax-efficient withdrawal strategies. The firm combines research and modeling with advisory solutions and maintains a large institutional presence with a comprehensive product offering.

Retirement income strategy Income planning Social Security optimization Retirement withdrawal strategies Approaching retirement
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Christopher K

Series 63, Series 65

Clarks Summit, PA

Wells Fargo Advisors

Christopher Kelly is a financial advisor at Wells Fargo Advisors with 25 years of industry experience. He holds Series 63 and Series 65 licenses and has worked at various Wells Fargo entities since 2009. Outside of his advisory role, he serves on the Finance Committee of The Country Club of Scranton. Wells Fargo Advisors Financial Network provides investment and fee-based financial planning services to individuals, trusts, and institutional clients. The firm offers a broad range of planning services using Wells Fargo research and tools, with clients able to implement recommendations through brokerage or advisory programs on a discretionary basis.

Divorce financial planning Planning for children with special needs Business exit / sale strategy Cash flow / budgeting Founder/Business Owner
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Thaddeus K

Series 63, Series 65

Clarks Summit, PA

Ameriprise

Thaddeus Kenny is a financial advisor with Ameriprise, holding Series 63 and Series 65 credentials and 34 years of industry experience. He has been with Ameriprise and its related entities since 2011. Outside of his advisory role, he serves as Treasurer on the board of the United Neighborhood Centers of NE PA. Ameriprise provides retirement-income planning services primarily for individuals approaching or in retirement with significant investable assets. The firm combines research-driven modeling and tax-efficient strategies to deliver tailored recommendation reports through a centralized consulting team.

Retirement income strategy Income planning Social Security optimization Retirement withdrawal strategies Approaching retirement
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Nicholas P

Series 63, Series 65

Dunmore, PA

LPL Financial

Nicholas Parise is a financial advisor with LPL Financial in Scranton, PA, holding Series 63 and Series 65 credentials and 16 years of industry experience. Prior to joining LPL Financial in 2019, he worked at PNC Bank and PNC Investments LLC. He is also involved with Fidelity Asset Management Services. LPL Financial is an SEC-registered investment adviser and broker-dealer serving individual and institutional clients nationwide, offering a range of advisory programs, financial planning, and retirement consulting services. The firm provides both discretionary and non-discretionary management and utilizes model portfolios and research from LPL Research and third-party subadvisors.

College savings (529s, UTMA, etc.)
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William C

Series 63, Series 66

Clarks Summit, PA

LPL Financial

William Colon is a financial advisor with LPL Financial, holding Series 63 and Series 66 credentials and 12 years of industry experience. His prior roles include positions at Park Avenue Securities, Guardian Life Insurance Company, and New York Life Insurance. Outside of his advisory work, he is involved in a recreational rental business called Luna Travel & Rentals. LPL Financial is a national investment adviser and broker-dealer serving individuals, retirement plans, institutions, and charitable organizations. The firm offers a broad range of financial planning and advisory programs, providing both discretionary and non-discretionary management supported by research and model portfolios.

College savings (529s, UTMA, etc.)
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Robert W

CFP®, Series 63, Series 65

Dunmore, PA

LPL Financial

Robert Wright is a financial advisor with LPL Financial in Dunmore, PA, holding a CFP® designation along with Series 63 and Series 65 licenses. He has 28 years of industry experience, including prior roles at Wells Fargo Advisors and Wells Fargo Clearing. Outside of his advisory work, he is involved with Peoples Security Wealth Advisors, an LPL-related business. LPL Financial serves a broad client base including individuals, retirement plans, banks, and charitable organizations, offering services such as financial planning, advisory programs, and brokerage services through a national network of investment adviser representatives. The firm provides discretionary and non-discretionary management options supported by research and model portfolios.

College savings (529s, UTMA, etc.)
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Harold J

Series 63

Clarks Summit, PA

Raymond James Financial

Harold Jones is a financial advisor at Raymond James Financial with over 56 years of industry experience. He holds a Series 63 designation and has been with Raymond James Financial Services Advisors, Inc. since 2016. Outside of his advisory role, he serves as an officer and treasurer of HJFS Wolfe LLC, a support company. Raymond James Financial Services Advisors, Inc. provides financial planning and investment consulting to a diverse client base, including individuals, high-net-worth clients, corporations, and institutional clients. The firm offers non-discretionary planning tailored to client goals and supports municipal and public-finance work through a unique affiliation with a municipal advisor.

Wealth management Tax strategies for small businesses Business succession planning General estate planning guidance Founder/Business Owner Executive
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John S

Series 63, Series 65

Scranton, PA

LPL Financial

John Smith is a financial advisor with LPL Financial in Scranton, PA, holding Series 63 and Series 65 licenses and bringing 27 years of industry experience. Prior to joining LPL Financial in 2020, he worked for Nationwide Securities, Inc. for 17 years and Pitt Ohio Express Inc. for nearly three decades. Outside of his advisory role, he is also employed as a sales representative for a transportation services company. LPL Financial is a national SEC-registered investment adviser and broker-dealer serving individuals, retirement plans, financial institutions, corporations, and charitable organizations. The firm offers a range of advisory programs and financial planning services, utilizing both discretionary and non-discretionary management supported by in-house and third-party research.

College savings (529s, UTMA, etc.)
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Ronald P

Series 63, Series 66

Scott Twp., PA

Cambridge Investment Research Advisors

Ronald Paull III is a financial advisor with Cambridge Investment Research Advisors, holding Series 63 and Series 66 licenses and with 28 years of industry experience. He has been with Cambridge Investment Research Advisors since 2015. Outside of his advisory role, he is involved in beekeeping, volunteer teaching at a gym, and operates a lawn mowing service. Cambridge Investment Research Advisors is a large SEC-registered firm serving a diverse client base including individuals, retirement plans, charitable organizations, and trusts. The firm offers financial planning, investment management, and retirement advisory services through a network of independent professionals, utilizing a variety of portfolio management strategies and platform arrangements.

Wealth management Retirement plans for business owners (SEP, solo 401k) Retirement income strategy Annuities Self-Employed
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Peter A

Series 63, Series 65

Dunmore, PA

LPL Financial

Peter Albano is a financial advisor with LPL Financial, holding Series 63 and Series 65 credentials and bringing 42 years of industry experience. He has worked at FNCB Bank and Community Bank, and has held investment-related roles since at least 2012, including serving as an insurance agent. Albano is involved with multiple business activities connected to LPL Financial, including various wealth management and investment service entities. LPL Financial is an SEC-registered investment adviser and broker-dealer serving individuals, retirement plans, banks, corporations, and charitable organizations through a nationwide network of investment adviser representatives. The firm offers a broad range of financial planning, advisory programs, and retirement consulting services, utilizing model portfolios, research, and technology-driven solutions.

College savings (529s, UTMA, etc.)
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Peter B

Series 63, Series 65

Clarks Summit, PA

LPL Enterprise

Peter Barrasse Jr. is a financial advisor with LPL Enterprise holding Series 63 and Series 65 licenses and over 43 years of industry experience. He has worked with Prudential Insurance Company of America since 1979 and was previously affiliated with Pruco Securities, LLC. Outside of his advisory role, he is involved in general building administration for a real estate rental business in Clarks Summit, Pennsylvania. LPL Enterprise serves a diverse client base including individuals, retirement plans, charitable organizations, corporations, and institutions, offering financial planning, advisory services, and access to model portfolios and third-party asset management through an integrated platform.

General retirement planning Tax-loss harvesting Self-Employed Founder/Business Owner
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Robert C

ChFC®, Series 63, Series 65

Blakely, PA

LPL Financial

Robert Caselli is a financial advisor at LPL Financial in Blakely, PA, holding the ChFC® designation along with Series 63 and Series 65 licenses. He has 43 years of industry experience, including roles at Cadaret, Grant & Co., Inc. and Strategic Planning Associates, where he continues to be involved. LPL Financial serves a broad client base including individuals, retirement plans, banks, corporations, and charitable organizations, offering a variety of advisory programs and financial planning services supported by research and model portfolios.

College savings (529s, UTMA, etc.)
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Kyle M

Series 66

Dunmore, PA

Edward Jones

Kyle Mc Cloe is a financial advisor at Edward Jones with a Series 66 designation and one year of industry experience. He previously worked at Kamo & Sons, LLC and IBEW LU 81, and serves as a platoon sergeant in the United States Army Reserves, where he leads training and mentoring at the company level. He is also the vice president of the American Legion Post 579, providing information to local veterans about available services. Edward Jones is a full-service wealth management firm serving individual and institutional clients, including various types of households and organizations. The firm offers a range of advisory programs and investment strategies, supported by a large nationwide network of advisors and branch offices.

Business ownership considerations Business succession planning Retirement income strategy General retirement planning Multi-generational wealth transfer Founder/Business Owner
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Jennifer W

Series 63, Series 65

Clarks Summit, PA

Ameriprise

Jennifer Williamson is a financial advisor with Ameriprise in Dalton, PA, holding Series 63 and Series 65 credentials and possessing 27 years of industry experience. She has been with Ameriprise and its affiliated entity since 2012. Outside of her advisory role, she is a silent owner of a family business involved in real property and a mobile home park in Factoryville, PA. Ameriprise provides retirement-income planning services primarily for individuals approaching or in retirement with significant investable assets. The firm combines research, modeling, and tax-efficiency analysis to deliver tailored, non-discretionary recommendations through a centralized consulting team, emphasizing the use of Ameriprise-managed accounts and affiliated investment products.

Retirement income strategy Income planning Social Security optimization Retirement withdrawal strategies Approaching retirement
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Jeffrey F

Series 63, Series 65

Clarks Summitt, PA

Cambridge Investment Research Advisors

Jeffrey Feather is a financial advisor with Cambridge Investment Research Advisors, holding Series 63 and Series 65 registrations and bringing 35 years of industry experience. He previously worked at Lincoln Financial Advisors Corporation for 27 years before joining Cambridge and is also involved in insurance and benefits as well as operating a wealth management business. Cambridge Investment Research Advisors serves a diverse client base including individuals, retirement plans, charitable organizations, and trusts by providing financial planning, investment management, and retirement plan advisory services. The firm offers tailored investment solutions through multiple platforms with both proprietary and unaffiliated strategies, supported by institutional features such as advisor transition programs and compliance oversight.

Wealth management Retirement plans for business owners (SEP, solo 401k) Retirement income strategy Annuities Self-Employed
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William P

Series 66

Dunmore, PA

LPL Financial

William Portanova III is a financial advisor with LPL Financial, holding a Series 66 designation and one year of industry experience. His prior roles include positions at Cadaret Grant and Assured Partners. Outside of his advisory work, he operated Electric City Axe Throwing for two years. LPL Financial is an SEC-registered investment adviser and broker-dealer serving individuals, retirement plans, financial institutions, corporations, and charitable organizations. The firm offers a range of advisory programs, retirement plan consulting, and brokerage services supported by in-house and third-party research and model portfolios.

College savings (529s, UTMA, etc.)
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