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John R

Series 66

Hollywood, FL

Dominant Leading Capital, LLC

John Reed is a financial advisor with Dominant Leading Capital, LLC in Hollywood, FL, holding the Series 66 designation and 23 years of industry experience. His career includes roles at Principal Securities, Ameritas Advisory Services, and Carillon Investments. He is also involved as owner and manager of Dominant Leading Capital, LLC, which offers financial services including life, disability, and fixed annuity insurance. Dominant Leading Capital provides discretionary asset management, financial planning, and consulting to institutional and high-net-worth investors using a multi-strategy approach that includes quantitative screening, sector rotation, and tactical asset management primarily through equities and ETFs. The firm also operates a licensed insurance agency, offering insurance products and annuity subaccounts alongside its investment management services.

Annuities Active portfolio management Tax-loss harvesting
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Daniel D

CFA®

Doral, FL

Hormaza Capital Advisory, LLC

Daniel De La Hormaza Hernandez is a CFA charterholder and principal of Hormaza Capital Advisory, LLC, with three years of industry experience, including roles at Scotiabank and his own practice prior to founding his current firm. He is based in Doral, Florida. Hormaza Capital Advisory, LLC is a fee-only investment adviser offering personalized wealth management and comprehensive financial planning to individuals, families, and high-net-worth clients. The firm follows an evidence-based, factor-oriented investment approach using low-cost ETFs with a core-satellite allocation and emphasizes a long-term buy-and-hold strategy alongside integrated financial planning services.

Wealth management Tax-loss harvesting College savings (529s, UTMA, etc.)
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Giampiero R

CFA®

Pembroke Pines, FL

Riccio & Associates

Giampiero Riccio is a CFA® charterholder and the sole advisor at Riccio & Associates with 13 years of industry experience. He has led Riccio & Associates, LLC since 2012 and also manages Riccio & Asociados S.A., a Panamanian corporation focused on real estate investments. Outside of his advisory work, Mr. Riccio is involved in managing personal real estate investment companies without compensation. Riccio & Associates is an independent, solo-operator registered investment adviser providing fee-based, discretionary portfolio management through model portfolios for individuals, alongside consulting services for institutional and qualified clients. The firm employs a three-level investment process combining macroeconomic, fundamental, and technical analyses, offering diversified portfolios that include U.S. and foreign securities, hedge funds, and derivatives, and serves a significant non-U.S. client base with experience across U.S. and Latin American markets.

Active portfolio management Options & derivatives strategies Tax-loss harvesting Private / alternative investments Concentrated stock management
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Roman P

CFP®

Weston, FL

RMP Financial, Inc.

Roman Pinsky is a CFP® professional with 12 years of industry experience and has been with RMP Financial, Inc. since 1996. He serves as the sole advisor at the independent firm based in Weston, FL. Pinsky’s background includes portfolio management and quantitative experience with a university endowment manager. RMP Financial, Inc. provides financial planning, consulting, and asset management services to individuals, families, trusts, estates, charitable organizations, and business entities. The firm manages approximately $22 million in client assets, focusing on customized, long-term portfolios built primarily through fundamental analysis and guided by clients’ objectives, risk tolerance, and time horizons.

Wealth management College savings (529s, UTMA, etc.) Charitable giving & philanthropy Real estate investing
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Dario N

Series 65

Davie, FL

Deltasys Advisors LLC

Dario Nul is the principal of Deltasys Advisors LLC, holding a Series 65 designation with four years in the industry. His prior experience includes roles at Sunsip LLC and Ultralux LLC, where he spent sixteen years. Outside of his advisory work, he is involved in modest retail activities unrelated to investing. Deltasys Advisors LLC offers investment advisory services to individuals, high net worth clients, and entities such as trusts and business entities, providing both discretionary and non-discretionary portfolio management. The firm employs a disciplined, risk-focused approach that integrates fundamental, technical, and quantitative analysis, with potential use of listed options strategies to manage risk and achieve tactical positioning.

Options & derivatives strategies
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Molly S

CFP®, Series 63, Series 66

North Bay Village, FL

Forward Financial Advisors, LLC

Molly Shrauner is a CFP® with 27 years of experience in financial advising. She is the principal of Forward Financial Advisors, LLC and has previously worked at firms including Mass Mutual, Valic Financial Advisors, and Charles Schwab. In addition to her advisory role, she owns and operates an insurance agency that offers personalized insurance and annuity solutions. Forward Financial Advisors serves individuals and high-net-worth clients with portfolio management and financial planning. The firm uses fundamental analysis and modern portfolio theory, focusing on long-term strategies and maintaining documented risk tolerance and regular portfolio reviews.

Annuities Long-term care insurance Life insurance needs analysis General retirement planning College savings (529s, UTMA, etc.)
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Pastor F

CFP®, Series 63, Series 65

Miami Lakes, FL

Fuster Financial Group

Pastor Fuster Jr. is a CFP® professional with 19 years of industry experience. He is the sole advisor at Fuster Financial Group, an independent firm based in Miami Lakes, FL. His prior experience includes roles at LPL Financial, Wells Fargo Advisors, and Chase Investment Services Corp. He is also a mortgage loan originator, providing mortgage services separately from his advisory work. Fuster Financial Group offers portfolio management, comprehensive financial planning, and pension consulting to individuals, high-net-worth clients, pension and profit-sharing plans, and business entities. The firm employs a variety of investment approaches, including fundamental and quantitative analysis, and provides both discretionary and non-discretionary management, along with client communications such as a monthly newsletter and video updates.

Options & derivatives strategies Annuities Retirement plans for business owners (SEP, solo 401k) General tax planning
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Kelvin C

Series 65

Plantation, FL

Insight Wealth Management LLC

Kelvin Cui is a financial advisor at Insight Wealth Management LLC in Plantation, FL, holding a Series 65 designation with no prior industry experience. He has a background working at TracFone Wireless for 21 years and currently serves as president of Insight Accounting Practice Incorporated, where he focuses on tax returns and accounting. Insight Wealth Management LLC is a state-registered investment adviser serving individual investors and small businesses, offering financial planning and investment advisory services with a multi-disciplinary investment approach that includes fundamental, technical, and quantitative analysis.

General retirement planning Cash flow / budgeting General tax planning General estate planning guidance
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Stefan L

Series 65

Miami Beach, FL

Sunshine Kapital

Stefan Lingmert is a financial advisor at Sunshine Kapital with six years of industry experience. He holds a Series 65 designation and has worked at several firms, including Phoenix Investment Adviser and T3 Trading Group, LLC. Lingmert currently leads Sunshine Kapital, an independent firm he established. Sunshine Kapital provides discretionary portfolio management to individual and high-net-worth clients, tailoring investment policy statements to each client’s goals, time horizon, and risk tolerance. The firm uses cyclical and fundamental analysis with a blend of long-term and short-term strategies, including options trading and allocations across various asset classes.

Options & derivatives strategies Active portfolio management
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Brian B

Series 65, Series 66

Sunny Isles Beach, FL

Btesh Financial, LLC

Brian Btesh is the principal of Btesh Financial, LLC, with four years of industry experience. He holds Series 65 and Series 66 credentials and previously worked at Northwestern Mutual Investment Services LLC for five years. Outside of financial advising, he manages several real estate investment companies. Btesh Financial, LLC provides non-discretionary asset management and financial planning services to individuals, trusts, estates, and business entities. The firm bases its investment strategies on clients’ stated objectives, employing fundamental and charting analysis with a focus on long-term purchases.

General retirement planning Life insurance needs analysis Disability insurance Long-term care insurance Tax strategies for small businesses
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Gary Y

Series 63

Miami Beach, FL

Diversified Capital Corp.

Gary Yarus is the sole advisor at Diversified Capital Corp. in Miami Beach, FL, holding a Series 63 license and with 21 years of industry experience. He has been involved with Diversified Capital Corporation since 1982 and also manages multiple real estate and storage businesses, including serving as managing partner of several Xtra Storage Companies and as an outside independent board member of Regency Multi Family. Additionally, he oversees family partnerships and asset management companies. Diversified Capital Corp. provides fee-based investment management and consultation primarily for individual investors and their retirement accounts. The firm emphasizes portfolio management and periodic advice using tailored asset-allocation models implemented with no-load mutual funds, ETFs, MLPs, and selected individual securities, maintaining a small advisory practice partly due to the principal’s extensive other business activities.

Wealth management College savings (529s, UTMA, etc.)
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Gabriel F

CFA®, Series 63

Doral, FL

RAC Strategic Partners

Gabriel Freund is a CFA® charterholder and holds a Series 63 license with 17 years of industry experience. He currently serves as the sole advisor at RAC Strategic Partners, having previously worked at Welcy Capital Advisors, Amerant Investment, and Santander Securities, among others. Freund is involved in fractional executive and AI systems consulting, works on a Latin American alternative investments platform, and manages a subscription macroeconomic publication. RAC Strategic Partners provides retirement income planning, investment advisory, and financial planning primarily for individuals, along with institutional consulting and outsourced chief investment officer services. The firm employs a tactical allocation strategy across various asset types and offers both discretionary and non-discretionary management tailored to client needs.

Retirement income strategy Active portfolio management Options & derivatives strategies Private / alternative investments General tax planning
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Paul F

Series 63, Series 65

Davie, FL

Ledgerplus Financial Services LLC

Paul Franson is the principal advisor at Ledgerplus Financial Services LLC in Davie, FL, with seven years of experience in financial advising. He holds Series 63 and Series 65 licenses and has been operating his CPA practice, Paul Franson CPA PA DBA Ledgerplus, since 1995, providing accounting and tax preparation services. Ledgerplus Financial Services LLC offers investment advisory and financial planning services primarily to individual and high-net-worth clients, utilizing a variety of analytical methods and both long- and short-term trading approaches. The firm emphasizes client-directed trading and provides ongoing portfolio monitoring along with financial planning on an hourly or project basis.

Wealth management College savings (529s, UTMA, etc.) Cash flow / budgeting
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John T

Series 65

Fort Lauderdale, FL

Acertado Investments

John Thompson Jr. is a financial advisor at Acertado Investments in Fort Lauderdale, FL, holding a Series 65 designation with one year of industry experience. Before founding Acertado Investments, he worked at PGIM Quantitative Solutions and Aon Hewitt. He is also the owner of Chiflaco LLC, a merger and acquisitions consulting business. Acertado Investments serves individuals, high-net-worth clients, and employer retirement plan sponsors with investment management, financial planning, and retirement plan consulting. The firm operates as a fee-only independent adviser, combining passive and active strategies to tailor portfolios based on clients’ goals, risk tolerance, and tax considerations.

Business ownership considerations Cash flow / budgeting College savings (529s, UTMA, etc.) General estate planning guidance Founder/Business Owner
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Manish M

Series 65

Aventura, FL

Kailix Advisors LLC

Manish Mittal is a financial advisor at Kailix Advisors LLC with five years of industry experience. He holds a Series 65 designation and previously worked at Pine River Capital Management from 2015 to 2017. Kailix Advisors LLC provides discretionary investment management to individuals and high-net-worth clients, focusing on customized portfolios primarily using exchange-traded funds and individual equities. The firm employs a fundamental analysis approach with a generally long-term orientation, tailoring asset allocation and position selection to each client’s objectives, and serves as a sub-advisor to a pooled private fund.

Wealth management Passive / index investing Tax-loss harvesting
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Anibal H

Series 65

Fort Lauderdale, FL

Green Musa Capital, LLC

Anibal Hernandez is a financial advisor at Green Musa Capital, LLC in Fort Lauderdale, FL, holding a Series 65 credential with five years of industry experience. His prior roles include positions at Pfizer, Fleet Advantage, and Bayview Asset Management. Green Musa Capital provides portfolio management and financial planning services to individual investors and corporate clients, utilizing a variety of securities and investment strategies. The firm employs multiple analysis techniques and offers customized portfolios aligned with clients’ goals and risk tolerances.

Options & derivatives strategies Real estate investing Passive / index investing
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Nolan F

Series 65, Series 66

Miami Beach, FL

Komorebi Global

Nolan Farhy is a financial advisor at Komorebi Global with 11 years of industry experience. He holds Series 65 and Series 66 licenses and has worked at firms including SSA Americas Inc, Banque SYZ SA, Stanford Group Company, and UBS International Inc. Outside of advisory work, he manages personal investment companies. Komorebi Global provides investment advisory services to high net worth individuals, family offices, trusts, corporate clients, and institutions, using a disciplined investment process that integrates fundamental research with macroeconomic and technical analysis. The firm serves both domestic and foreign clients, with a notable focus on international private banking and trade finance.

Options & derivatives strategies Private / alternative investments Real estate investing Founder/Business Owner
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Kushal K

Series 63, Series 65

Miami Beach, FL

Camerata Capital

Kushal Kshirsagar is a financial advisor at Camerata Capital with 11 years of industry experience. He holds Series 63 and Series 65 licenses and has previously worked at BlackRock in various capacities, including roles in Singapore and the United States. Camerata Capital advises high-net-worth and ultra-high-net-worth clients, families, trusts, and related entities, providing discretionary portfolio management and financial planning primarily through separately managed accounts and special purpose vehicles. The firm’s investment approach focuses on private-market, income-generating, and specialty opportunities with tax-aware underwriting and investment-committee approval for each opportunity.

Concentrated stock management Tax-loss harvesting Private / alternative investments Liquidity event planning Wealth management
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Oleksiy D

Series 65

Sunny Isles Beach, FL

International Investments & Consulting LLC

Oleksiy Domashenko is a financial advisor at International Investments & Consulting LLC with two years of industry experience. He holds a Series 65 designation and has worked at International Investments & Consulting LLC since 2023 and at UNIQA Ukraine since 2014. Outside of advisory services, he is the founder and sole proprietor of IIC Accounting & Taxes LLC, a tax preparation and bookkeeping business. International Investments & Consulting LLC is a fee-only investment adviser serving individuals, retirement plans, corporations, and other business entities. The firm offers customized investment and financial planning services, employing a combination of fundamental, quantitative, and technical analysis with an international focus and specialized services for business and institutional clients.

Wealth management Tax-loss harvesting Options & derivatives strategies Real estate investing
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Shakhriyor K

Series 65

Hallandale Beach, FL

Kadirov Financial Management

Shakhriyor Kadirov is a financial advisor at Kadirov Financial Management in Hallandale Beach, FL. He holds a Series 65 designation and has experience working with Furia Investments LLC and various educational institutions. Kadirov Financial Management offers discretionary portfolio management and project-based financial planning for individuals, trusts, charitable organizations, and small businesses. The firm combines investment advisory services with tax preparation, bookkeeping, and accounting, using a long-term, index-based investment approach emphasizing diversification, cost control, and tax-aware portfolio construction.

General retirement planning Cash flow / budgeting
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