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David F

Series 63, Series 66

Gulfport, MS

Cetera

David Fayard is a financial advisor with Cetera, holding Series 63 and Series 66 licenses and six years of industry experience. He has worked at Cetera and Hancock Whitney Bank since 2012. Cetera Investment Advisers LLC is an SEC-registered firm serving individuals, retirement plans, corporate and charitable clients, and institutional accounts through a nationwide network of independent advisors. The firm offers a variety of portfolio management and financial planning services, utilizing a multi-manager platform that includes affiliated and third-party strategies across multiple program structures.

Wealth management Tax-loss harvesting Retirement plans for business owners (SEP, solo 401k) Business exit / sale strategy Founder/Business Owner Executive
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Joseph P

Series 63, Series 66

Gulfport, MS

Cetera

Joseph Pringle is a financial advisor with Cetera, holding Series 63 and Series 66 designations and 26 years of industry experience. He has worked at Hancock Bank since 2008 and served with Hancock Investment Services, Inc. before joining Cetera. He is also a private banker for Hancock Whitney and serves as a Leadership Gulf Coast Board member for the Gulf Coast Chamber of Commerce. Cetera Investment Advisers LLC is an SEC-registered firm offering a range of investment services to individuals, retirement plans, corporate, charitable, and institutional clients. The firm employs a multi-manager platform providing various program structures, including model portfolios, third-party managers, and bespoke strategies, supported by a large network of advisors and significant assets under management.

Wealth management Tax-loss harvesting Retirement plans for business owners (SEP, solo 401k) Business exit / sale strategy Founder/Business Owner Executive
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Robert E

Series 63, Series 65, Series 66

Pass Christian, MS

LPL Financial

Robert Edgecombe is a financial advisor with LPL Financial holding Series 63, Series 65, and Series 66 licenses and 39 years of industry experience. His prior roles include positions at Next Financial Group Inc, Grove Point Investments, LLC, Gunnallen Financial, Inc., and SII Investments, Inc. He also has involvement in non-variable insurance activities. LPL Financial is a national broker-dealer and SEC-registered investment adviser serving individuals, retirement plan participants, banks, trust companies, and other institutions. The firm offers a range of financial planning and investment management services through a large network of advisors, utilizing both proprietary research and third-party strategies.

Wealth management Retirement income strategy College savings (529s, UTMA, etc.) Tax-loss harvesting Annuities Retired Founder/Business Owner Executive
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Patrick M

Series 66

Bay St. Louis, MS

Raymond James Financial

Patrick Martinez is a financial advisor with Raymond James Financial Services Advisors, Inc., holding a Series 66 designation and 10 years of industry experience. He has been with Raymond James since 2017 and also serves as president of Martinez Wealth Management Inc., a company he owns and operates. Raymond James Financial Services Advisors, Inc. provides financial planning, investment consulting, and advisory services to a diverse client base including individuals, high-net-worth clients, corporations, and institutional clients. The firm offers tailored, non-discretionary investment consulting using analytical tools to support client goal achievement and maintains specialized municipal advisory and SIMPLE IRA consulting services.

Wealth management Tax strategies for small businesses Business succession planning General estate planning guidance Founder/Business Owner Executive
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Justin J

Series 66

Gulfport, MS

Edward Jones

Justin Jones is a financial advisor with Edward Jones in Gulfport, MS, holding a Series 66 designation and 9 years of industry experience. He worked at Chiquita from 2004 to 2016 before joining Edward Jones in 2016. Outside of his advisory role, he is involved in residential real estate development as an operation manager for JNS Builders in Pass Christian, MS. Edward Jones is a full-service wealth management firm serving individual and institutional clients with a range of advisory programs and investment solutions. The firm manages approximately $1.01 trillion in assets and operates a large nationwide network of financial advisors and branch offices.

Retirement income strategy Retirement withdrawal strategies Liquidity event planning Divorce financial planning Retired Founder/Business Owner Executive
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Stephen H

Series 66

Waveland, MS

Edward Jones

Stephen Hicks is a financial advisor with Edward Jones, holding a Series 66 designation and four years of industry experience. Prior to joining Edward Jones in 2021, he worked at Hancock Whitney Bank for 11 years. Outside of his advisory role, he owns a rental property business in Bay St. Louis, Mississippi. Edward Jones is a full-service wealth management firm serving over four million individual and institutional clients. The firm offers a range of advisory programs and investment strategies, supported by a large national network of advisors and branch offices.

Wealth management Tax-loss harvesting Multi-generational wealth transfer Retired Founder/Business Owner Executive
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Thomas S

Series 66

Gulfport, MS

Cetera

Thomas Sorrels is a financial advisor at Cetera with 15 years of industry experience and holds a Series 66 designation. He has worked at Cetera and its related entities since 2022 and was previously with Hancock Investment Services, Inc. for 11 years. Cetera Investment Advisers LLC is an SEC-registered firm serving a broad range of clients, including individuals, retirement plans, corporate, charitable, and institutional accounts. The firm offers various portfolio management and financial planning services through a large network of independent advisors, utilizing multi-manager platforms and a variety of program structures.

Wealth management Tax-loss harvesting Retirement plans for business owners (SEP, solo 401k) Business exit / sale strategy Founder/Business Owner Executive
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Jose D

Series 63, Series 66

Gulfport, MS

Edward Jones

Jose De La Fuente is a financial advisor at Edward Jones with 24 years of industry experience. He has been with Edward Jones since 2001 and holds the Series 63 and Series 66 designations. Edward Jones is a full-service wealth management firm serving over four million individual and institutional clients. The firm manages approximately $1.01 trillion in assets and offers a wide range of advisory programs and investment solutions under a fiduciary standard.

Charitable giving & philanthropy Multi-generational wealth transfer Retirement income strategy Wealth management Military & Veterans Intergenerational Families
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John G

CFP®, Series 66

Long Beach, MS

Edward Jones

John Grantham is a CFP®-certified financial advisor at Edward Jones with seven years of industry experience. He has worked at Edward Jones since 2018 and previously held roles in real estate and hospitality. Outside of advising, Grantham is associated with Grantham Investments LLC, a business focused on managing rental properties, though it currently holds no properties. Edward Jones is a full-service wealth management firm serving individual and institutional clients, including high-net-worth households and corporate entities. The firm manages approximately $1.01 trillion in assets and offers a range of advisory services, including discretionary and non-discretionary strategies, separately managed accounts, and affiliated mutual funds.

Wealth management Tax-loss harvesting Multi-generational wealth transfer Retired Founder/Business Owner Executive
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Karen W

Series 66

Gulfport, MS

Cetera

Karen Wallace is a financial advisor at Cetera with 14 years of industry experience. She holds a Series 66 designation and has worked with Hancock Bank since 2011 before joining Cetera in 2022. Outside of her advisory role, she serves on the boards of the Long Beach Chamber of Commerce and the Mississippi Gulf Coast Chamber of Commerce. Cetera Investment Advisers LLC is an SEC-registered firm serving a wide range of clients, including individuals, retirement plans, corporate, charitable, and institutional accounts. The firm offers various portfolio management and financial planning services through a multi-manager platform, supporting both discretionary and non-discretionary strategies.

Wealth management Tax-loss harvesting Retirement plans for business owners (SEP, solo 401k) Business exit / sale strategy Founder/Business Owner Executive
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Daniel A

Series 66

Gulfport, MS

Edward Jones

Daniel Anderson Jr. is a financial advisor with Edward Jones in Gulfport, MS, holding a Series 66 designation and eight years of industry experience. He previously worked for Farm Bureau of Mississippi from 2015 to 2018 before joining Edward Jones in 2018. Edward Jones is a full-service wealth management firm serving more than four million individual and institutional clients, offering a range of advisory programs and investment strategies supported by a large nationwide network of financial advisors and branch offices.

Retirement plans for business owners (SEP, solo 401k) College savings (529s, UTMA, etc.) General estate planning guidance General retirement planning Wealth management Retired Founder/Business Owner Executive
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Jason H

CFP®, Series 66

Gulfport, MS

Raymond James Financial

Jason Huffman is a CFP® professional with 12 years of industry experience, currently serving as a financial advisor at Raymond James Financial since 2020. Prior to this, he worked at Wells Fargo Advisors and Wells Fargo Clearing from 2014 to 2020. He is also the owner of Mississippi Sound Financial Planning, a financial planning support company based in Gulfport, MS. Raymond James Financial Services Advisors, Inc. provides financial planning, investment consulting, and advisory services to individual and high-net-worth clients, pension plans, corporations, and institutional clients. The firm offers tailored non-discretionary planning supported by analytical tools and maintains unique offerings such as municipal advisory services and SIMPLE IRA Employer Advisory & Consulting programs.

Wealth management Tax strategies for small businesses Business succession planning General estate planning guidance Founder/Business Owner Executive
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Phillip H

Series 63, Series 65

Gulfport, MS

Ameriprise

Phillip Hartness is a financial advisor with Ameriprise in Gulfport, MS, holding Series 63 and Series 65 licenses and 25 years of industry experience. He has been with Ameriprise and its affiliate Ameriprise Financial Services, Inc. since 2005. Ameriprise offers a retirement-income planning service targeting individuals nearing or in retirement with substantial investable assets, providing written Recommendation Reports that address income sources, Social Security options, and tax-smart withdrawal strategies. The firm combines research, modeling, and tax-efficiency analysis delivered through a centralized consulting team, emphasizing managed accounts and algorithmic automation in its recommendations.

Retirement income strategy Income planning Social Security optimization Retirement withdrawal strategies Approaching retirement
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Bailey B

CFP®, Series 66

Diamondhead, MS

Edward Jones

Bailey Braswell is a CFP® and holds a Series 66 designation, with 10 years of experience in the financial industry. He has worked at Edward Jones since 2015. Edward Jones is a full-service wealth management firm serving over four million individual and institutional clients, including various types of households, pension plans, corporate clients, and charitable organizations. The firm manages approximately $1.01 trillion in assets under management and offers a range of advisory strategies, including discretionary and non-discretionary wrap fee programs, separately managed accounts, and affiliated mutual funds.

College savings (529s, UTMA, etc.) Business ownership considerations General estate planning guidance Retirement income strategy General retirement planning Founder/Business Owner
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