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Matthew R

Series 65

Peoria Heights, IL

Thrivent Advisor Network, LLC

Matthew Rupert is a Series 65-licensed financial advisor with seven years of industry experience. He is currently with Thrivent Advisor Network, LLC and has previously worked with Thrivent Investment Management Inc and State Farm Insurance. Outside of his advisory role, he owns and operates a personal income tax preparation service as a registered CPA. Thrivent Advisor Network, LLC provides investment advisory services to individuals, families, trusts, estates, businesses, and retirement plans, offering portfolio management, financial planning, and access to independent managers and model portfolios. The firm employs a diversified investment approach that includes mutual funds, ETFs, equities, bonds, and alternative investments.

Private / alternative investments College savings (529s, UTMA, etc.) Annuities Wealth management
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Keith H

Series 63, Series 66

Peoria Heights, IL

Thrivent Advisor Network, LLC

Keith Hubble is a financial advisor with Thrivent Advisor Network, LLC, holding Series 63 and Series 66 licenses and bringing 31 years of industry experience. His career includes roles at Thrivent Financial for Lutherans and Purshe Kaplan Sterling Investments, with current service at Thrivent Advisor Network and Thrivent Investment Management. Outside of advisory work, he manages two LLCs related to business operations and expense management. Thrivent Advisor Network, LLC provides discretionary and non-discretionary investment advisory services to individuals, families, trusts, estates, businesses, and retirement plans. The firm offers portfolio management, financial planning, and access to independent managers, typically constructing diversified portfolios using low-cost mutual funds and ETFs alongside other investment vehicles.

Private / alternative investments College savings (529s, UTMA, etc.) Annuities Wealth management
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Stephen H

Peoria, IL

David Vaughan Investments, LLC

Stephen Hinrichs is a financial advisor at David Vaughan Investments, LLC in Peoria, IL, with 27 years of industry experience. He has been with David Vaughan Investments since 1998. David Vaughan Investments provides discretionary investment management and ancillary wealth services to a diverse client base, including high-net-worth individuals, trusts, foundations, and institutional clients. The firm employs a value-oriented, income-producing equity strategy combined with a conservative fixed-income approach and customized asset allocation to meet client cash-flow needs.

Concentrated stock management Retirement plans for business owners (SEP, solo 401k) Debt management College savings (529s, UTMA, etc.) Founder/Business Owner Executive
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Anthony R

Series 66

Peoria Heights, IL

Thrivent Advisor Network, LLC

Anthony Rummans is a financial advisor with Thrivent Advisor Network, LLC and holds a Series 66 designation. He has two years of industry experience and previously worked at Thrivent Investment Management. In addition to his advisory role, he serves as a Lieutenant for the Peoria Illinois Police Department. Thrivent Advisor Network provides discretionary and non-discretionary investment advisory services to individuals, families, trusts, estates, businesses, and retirement plans. The firm emphasizes long-term, diversified portfolios utilizing a range of investment vehicles and offers access to independent managers and model portfolios.

Private / alternative investments College savings (529s, UTMA, etc.) Annuities Wealth management
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Darrin A

CFP®

Peoria, IL

David Vaughan Investments, LLC

Darrin Autry is a CFP® professional affiliated with David Vaughan Investments, LLC in Peoria, IL, with nine years of industry experience. He has worked at Morton Community Bank since 2016. David Vaughan Investments offers discretionary investment management and ancillary wealth management services to a diverse client base, including individuals, high-net-worth clients, trusts, and institutions. The firm emphasizes value-oriented, income-producing equities combined with a conservative fixed-income strategy, employing both proprietary quantitative models and qualitative research in its portfolio construction.

Concentrated stock management Retirement plans for business owners (SEP, solo 401k) Debt management College savings (529s, UTMA, etc.) Founder/Business Owner Executive
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Todd S

Series 63

Peoria, IL

David Vaughan Investments, LLC

Todd Sheridan is a financial advisor at David Vaughan Investments, LLC with 26 years of industry experience. He has been with David Vaughan Investments since 1999. Todd holds a Series 63 designation. David Vaughan Investments, LLC provides discretionary investment management and ancillary wealth services to individual and institutional clients, including high-net-worth individuals, trusts, and foundations. The firm employs a value-oriented, income-producing equity strategy combined with a conservative fixed-income approach, offering customized asset allocation and comprehensive performance reporting.

Concentrated stock management Retirement plans for business owners (SEP, solo 401k) Debt management College savings (529s, UTMA, etc.) Founder/Business Owner Executive
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Alexis M

Series 66

Peoria, IL

David Vaughan Investments, LLC

Alexis Morey is a financial advisor with David Vaughan Investments, LLC in Peoria, IL, holding a Series 66 designation and three years of industry experience. Prior to joining David Vaughan Investments, Alexis worked at Silver Oak Securities and Migration Risk Management. David Vaughan Investments provides discretionary investment management and ancillary wealth services to individual and institutional clients, employing a value-oriented, income-producing equity strategy combined with a conservative fixed-income approach and customized asset allocation.

Concentrated stock management Retirement plans for business owners (SEP, solo 401k) Debt management College savings (529s, UTMA, etc.) Founder/Business Owner Executive
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Ryan S

Series 66

Peoria, IL

David Vaughan Investments, LLC

Ryan Sewell is a financial advisor with David Vaughan Investments, LLC, holding a Series 66 designation and 14 years of industry experience. His prior roles include positions at Allworth Financial, Wealth Enhancement Group, and E*TRADE Capital Management. David Vaughan Investments, LLC provides discretionary investment management and wealth services to individual and institutional clients, employing a value-oriented equity strategy combined with a conservative fixed-income approach and customized asset allocation to meet client needs.

Concentrated stock management Retirement plans for business owners (SEP, solo 401k) Debt management College savings (529s, UTMA, etc.) Founder/Business Owner Executive
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Damon T

ChFC®, Series 66

Peoria, IL

Ameritas Advisory Services, LLC

Damon Tomeo is a ChFC® and Series 66 credentialed financial advisor with five years of industry experience. He is currently with Ameritas Advisory Services, LLC and has prior experience at National Financial Group and The ISI Companies. Tomeo is based in Peoria, IL, and partners with a local tax office on some client matters. Ameritas Advisory Services, LLC provides investment advisory and financial planning services to a diverse client base, including individual investors, retirement plans, and charitable organizations. The firm offers various managed account programs and fee-based management of variable annuity and universal life subaccounts, supported by an Investment Committee and third-party partners.

Annuities Retirement plans for business owners (SEP, solo 401k) Retirement income strategy Founder/Business Owner Retired
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Austin K

Series 66

Peoria, IL

PNC Wealth Management

Austin Krohe is a Series 66-licensed financial advisor at PNC Wealth Management with one year of industry experience. He previously worked at Hughes Tenney Postlewait & Coale, LLC for five years before joining PNC Bank and subsequently moving to PNC Investments. PNC Wealth Management offers retail brokerage and advisory services through various model-based programs, including an online discretionary model account available by invitation to certain employees. The firm utilizes approved model strategies executed via mutual funds and ETFs, with annual rebalancing and algorithm-driven portfolio recommendations.

Passive / index investing Active portfolio management Wealth management Executive
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Mark B

CFP®, ChFC®, Series 63, Series 65

Peoria, IL

Commonwealth Financial Network

Mark Burnham is a financial advisor with Commonwealth Financial Network in Peoria, IL, holding CFP® and ChFC® designations and possessing 39 years of industry experience. He has been with Commonwealth and Masterplan Financial Group since 2005, where he also serves as vice president and partial owner. Outside of his advisory work, Burnham is the sole owner of a custom rifle-making company and acts as a trustee of an Illinois land trust for a family farm. Commonwealth Financial Network is a registered investment adviser supporting a national network of approximately 2,950 advisors and their retail and institutional clients. The firm provides a comprehensive platform offering advisory programs, investment management, technology, compliance, and practice-management support.

Passive / index investing Active portfolio management Tax-loss harvesting Wealth management Retirement income strategy Founder/Business Owner Executive Retired
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Eric N

Series 63, Series 65

Peoria, IL

PNC Wealth Management

Eric Nelson Jr. is a financial advisor with PNC Wealth Management in Peoria, IL, holding Series 63 and Series 65 licenses and bringing 19 years of industry experience. He has been with PNC Wealth Management since 2011. PNC Wealth Management offers retail brokerage and advisory services through several model-based programs, including an invitation-only digital discretionary model account pilot for employees that uses algorithm-driven risk assessment and invests through approved model strategies managed by PNC or third-party strategists.

Passive / index investing Active portfolio management Wealth management Executive
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Matthew H

Series 66

Peoria, IL

PNC Wealth Management

Matthew Heflin is a financial advisor with PNC Wealth Management in Peoria, IL. He holds the Series 66 designation and has experience at PNC Bank since 2022 and previously worked at Paradice Hotel and Casino from 2014 to 2022. Heflin joined PNC Wealth Management in 2026. PNC Wealth Management offers retail brokerage and advisory services through model-based programs, including a Portfolio Solutions Strategist Digital Offering available by invitation to employees with existing PNC Bank online credentials. The program uses algorithm-driven risk assessments to select investment models managed by PNC or third parties, focusing on mutual funds and ETFs with annual rebalancing.

Passive / index investing Active portfolio management Wealth management Executive
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Jasen B

Series 66

Peoria, IL

PNC Wealth Management

Jasen Barnhart is a financial advisor with PNC Wealth Management, holding a Series 66 designation and two years of industry experience. He has worked with PNC Investments since 2022 and previously held roles at PNC Bank, Uftring Nissan, and Weaver Ridge Golf Club. PNC Wealth Management offers retail brokerage and advisory services through several model-based programs, including an invitation-only digital portfolio strategist pilot that uses algorithm-driven risk assessments and invests via approved mutual funds and ETFs with annual rebalancing.

Passive / index investing Active portfolio management Wealth management Executive
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Scott S

Series 63, Series 66

Peoria, IL

Benjamin F. Edwards & Company, Inc.

Scott Shirley is a financial advisor at Benjamin F. Edwards & Company, Inc. with 31 years of industry experience. He holds Series 63 and Series 66 licenses and has been with Benjamin F. Edwards since 2011. Outside of his advisory role, he serves as an assistant softball coach at Illinois Valley Community College. Benjamin F. Edwards & Company is an SEC-registered investment adviser and broker-dealer serving individuals, pension plans, charitable organizations, corporations, and other institutions. The firm offers a range of fee-based wrap programs, financial planning, and investment management services, utilizing both in-house and third-party strategies across various portfolio types.

Private / alternative investments Tax-loss harvesting Passive / index investing Active portfolio management Retirement plans for business owners (SEP, solo 401k) Executive Founder/Business Owner
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Maxwell C

Series 66

Peoria, IL

Benjamin F. Edwards & Company, Inc.

Maxwell Cook is a financial advisor at Benjamin F. Edwards & Company, Inc. based in Peoria, IL, holding the Series 66 designation with one year of industry experience. Prior to his current role, he held positions at Kelly's Auto and Powersports and the University of Iowa. He serves as an adjunct professor at Monmouth College, teaching Intermediate Macroeconomics. Benjamin F. Edwards & Company is an SEC-registered investment adviser and broker-dealer serving a diverse client base including individuals, pension plans, charitable organizations, and corporations. The firm offers a range of investment strategies and financial planning services, employing both discretionary and non-discretionary wrap programs managed internally and through third parties.

Private / alternative investments Tax-loss harvesting Passive / index investing Active portfolio management Retirement plans for business owners (SEP, solo 401k) Executive Founder/Business Owner
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Arthur L

Series 63, Series 65

Peoria, IL

Benjamin F. Edwards & Company, Inc.

Arthur Laine is a financial advisor with Benjamin F. Edwards & Company, Inc., holding Series 63 and Series 65 credentials and bringing 48 years of industry experience. He has been with Benjamin F. Edwards since 2015. Benjamin F. Edwards & Company is an SEC-registered investment adviser and broker-dealer serving a diverse client base including individuals, pension and profit-sharing plans, charitable organizations, and corporations. The firm offers a range of investment strategies and financial planning services through fee-based wrap programs and manages tens of billions in assets with several hundred advisors.

Private / alternative investments Tax-loss harvesting Passive / index investing Active portfolio management Retirement plans for business owners (SEP, solo 401k) Executive Founder/Business Owner
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Seth B

Series 66

Peoria, IL

Commonwealth Financial Network

Seth Burnham is a financial advisor with Commonwealth Financial Network, holding a Series 66 designation and one year of industry experience. He has worked at Commonwealth and Masterplan Financial Group since 2023. Outside of his advisory role, he owns Masterplan Wildlife Group, which focuses on wildlife habitat improvement and hunting strategy. Commonwealth Financial Network is a registered investment adviser serving a national network of approximately 2,950 advisors and their clients. The firm provides a range of advisory programs and back-office support, including investment management, compliance, and practice management, allowing advisors discretion in portfolio construction alongside model portfolios managed by Commonwealth’s Investment Management and Research team.

Passive / index investing Active portfolio management Tax-loss harvesting Wealth management Retirement income strategy Founder/Business Owner Executive Retired
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Arthur L

Series 66, Series 63

Peoria, IL

Benjamin F. Edwards & Company, Inc.

Arthur Laine is a financial advisor with Benjamin F. Edwards & Company, Inc., holding Series 66 and Series 63 licenses and bringing 15 years of industry experience. He has previously worked at NBT Capital Management Inc. and Alliance Benefit Group. Laine has been with Benjamin F. Edwards since 2020. Benjamin F. Edwards & Company is an SEC-registered investment adviser and broker-dealer serving a diverse client base including individuals, pension plans, charitable organizations, and corporations. The firm offers a range of investment management and financial planning services through fee-based wrap programs that combine discretionary and non-discretionary strategies monitored by an Investment Strategy Committee.

Private / alternative investments Tax-loss harvesting Passive / index investing Active portfolio management Retirement plans for business owners (SEP, solo 401k) Executive Founder/Business Owner
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Christopher M

ChFC®, Series 63, Series 65

Peoria, IL

Benjamin F. Edwards & Company, Inc.

Christopher Meers is a financial advisor at Benjamin F. Edwards & Company, Inc. with 11 years of industry experience. He holds the ChFC® designation and Series 63 and 65 licenses. His prior experience includes roles at Charles Schwab and multiple positions within State Farm’s insurance and investment management divisions. Benjamin F. Edwards & Company provides investment and brokerage services to a diverse client base, including individuals, pension plans, charitable organizations, and corporations. The firm offers a range of investment strategies and consulting services through fee-based wrap programs, supported by a large team of advisors and significant assets under management.

Private / alternative investments Tax-loss harvesting Passive / index investing Active portfolio management Retirement plans for business owners (SEP, solo 401k) Executive Founder/Business Owner
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