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Robin S

Series 65

Little Rock, AR

Financial Legacy Management, NC.

Robin Show is a financial advisor at Financial Legacy Management, Inc. in Little Rock, Arkansas, holding a Series 65 designation. Robin has two years of experience with Financial Legacy Management and previously worked for ten years at the Department of Finance and Administration. Financial Legacy Management, Inc. provides personalized financial planning and discretionary investment supervisory services to individuals, pension and profit-sharing plans, trusts, estates, charitable organizations, and small businesses. The firm employs a strategic asset allocation approach with a core-and-satellite structure, combining passive index and ETF investments with selective active management, and offers various engagement models including ongoing advisory relationships and standalone financial plans.

General retirement planning General tax planning Cash flow / budgeting College savings (529s, UTMA, etc.)
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Richard G

Series 63, Series 65

Little Rock, AR

Amuni Financial, Inc.

Richard Giffin is a financial advisor with Amuni Financial, Inc. in Little Rock, Arkansas, holding Series 63 and Series 65 licenses and bringing 36 years of industry experience. He has been with American Municipal Securities, Inc. since 1993. Amuni Financial, Inc. provides portfolio management and advisory services to individuals, high-net-worth clients, trusts, estates, and charitable organizations. The firm employs a fundamental, long-term investment approach and manages approximately $159.7 million in regulatory assets through a team of 11 advisors.

Annuities Active portfolio management
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R Iley J

Series 65

Little Rock, AR

Legacy Capital Wealth Partners, LLC

R Iley Jones is a financial advisor at Legacy Capital Wealth Partners, LLC in Little Rock, AR, holding a Series 65 designation with one year of industry experience. Prior to joining Legacy Capital, Jones worked at Alterra and has experience in other roles including positions at Northshore Golf Range and the University of Arkansas. Legacy Capital Wealth Partners serves individuals and high-net-worth clients, families, family offices, trusts, estates, charitable foundations, nonprofit organizations, and retirement plans. The firm provides holistic financial planning and investment management with a long-term orientation, supported by comprehensive client assessments and ongoing account monitoring.

Retirement plans for business owners (SEP, solo 401k) Business exit / sale strategy Wealth management Founder/Business Owner Executive
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Cory J

Series 65, Series 66

Little Rock, AR

RetirePath Wealth, LLC

Cory Johnson is a financial advisor with RetirePath Wealth, LLC in Little Rock, AR, holding Series 65 and Series 66 designations with seven years of industry experience. Prior to joining RetirePath Wealth in 2026, he worked in mortgage lending and real estate, including roles at Valor Home Loans and Trail Run Realty. Cory is also associated with Devereux Group as of 2025. RetirePath Wealth serves individual and high-net-worth clients with portfolio management, financial planning, and consulting. The firm employs both discretionary and non-discretionary advisory programs, using model portfolios and third-party sub-advisors, and manages a multimillion-dollar asset base with a small team.

General retirement planning Income planning Wealth management Tax-loss harvesting
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John B

CFP®, Series 66

Little Rock, AR

The Arkansas Financial Group, Inc.

John Broadwater Jr. is a CFP® with 27 years of industry experience and has been with The Arkansas Financial Group, Inc. in Little Rock, AR for 17 years. Prior to joining the firm, he worked at the University of Arkansas for Medical Sciences for over three decades. The Arkansas Financial Group provides fee-based wealth management and financial planning services to individuals—including high-net-worth clients—as well as pension and profit-sharing plans, trusts, estates, charitable organizations, and business entities. The firm employs an investment approach grounded in Modern Portfolio Theory and Behavioral Finance, using portfolio-optimization software to tailor asset allocations to clients’ loss tolerance and investment policy statements.

Active portfolio management Options & derivatives strategies Retirement plans for business owners (SEP, solo 401k) Young Professionals
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Joshua P

Series 66

Little Rock, AR

Legacy Capital Wealth Partners, LLC

Joshua Putnam is a financial advisor at Legacy Capital Wealth Partners, LLC with 25 years of industry experience. He holds a Series 66 designation and has worked previously at Sundvold Financial, VOYA Financial Advisors, Inc., and Legacy Financial Group, Inc. He is also a licensed insurance agent and owns The Putnam Group, an entity for collecting residual commissions from insurance policy sales. Legacy Capital Wealth Partners serves individuals, high-net-worth clients, families, trusts, and institutional entities by providing holistic financial planning, investment management, and retirement plan advisory services. The firm employs a long-term investment approach based on fundamental analysis and conducts ongoing account monitoring and formal annual reviews.

Retirement plans for business owners (SEP, solo 401k) Business exit / sale strategy Wealth management Founder/Business Owner Executive
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Timothy C

Series 65

Little Rock, AR

First Security Investment Management, Inc.

Timothy Coon is a financial advisor at First Security Investment Management, Inc. He holds a Series 65 designation and has over 18 years of industry experience, including 18 years at Forest Hill Capital, LLC and one year at Financial Management, Inc. He is based in Little Rock, AR. First Security Investment Management, Inc. provides investment management, financial planning, and consulting services to individuals, high-net-worth clients, retirement plans, non-profit organizations, and businesses. The firm emphasizes strategic asset allocation based on Modern Portfolio Theory and academic quantitative research, using mutual funds, ETFs, and select individual securities or alternative investments.

Tax-loss harvesting Wealth management
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William M

Series 63, Series 65

Roland, AR

Sollinda Capital Management LLC

William Mccullough is a financial advisor at Sollinda Capital Management LLC with 13 years of industry experience. He holds Series 63 and Series 65 designations and previously worked at Dell Technologies for 10 years. Outside of his role at Sollinda, he operates MCCULLOUGH FINANCIAL GROUP, LLC, a sole proprietorship focused on investment-related activities. Sollinda Capital Management provides discretionary portfolio management and financial planning for individuals, high-net-worth clients, and retirement plans, as well as sub-advisory services to other registered investment advisers. The firm employs a combination of systematic, rules-based and discretionary strategies, utilizing quantitative, technical, and fundamental analysis, and offers specialized investment products including a Brazil-focused private fund.

Passive / index investing Active portfolio management Tax-loss harvesting Annuities Founder/Business Owner
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Lauren Y

Series 66

Little Rock, AR

Legacy Capital Wealth Partners, LLC

Lauren Young is a financial advisor at Legacy Capital Wealth Partners, LLC with five years of industry experience. She holds a Series 66 designation and has worked previously at Kestra Financial, Inc. and Purshe Kaplan Sterling Investments, Inc. Legacy Capital Wealth Partners serves individuals, high-net-worth clients, families, family offices, trusts, and nonprofit organizations. The firm offers comprehensive financial planning and investment management using a long-term, fundamental analysis approach combined with ongoing account monitoring and regular formal reviews.

Retirement plans for business owners (SEP, solo 401k) Business exit / sale strategy Wealth management Founder/Business Owner Executive
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Wessel Z

Series 63, Series 65

Little Rock, AR

Legacy Capital Wealth Partners, LLC

Wessel Zwiegers is a financial advisor with Legacy Capital Wealth Partners, LLC, holding Series 63 and Series 65 licenses and having 10 years of industry experience. He has worked at Legacy Capital since 2019 and previously at Stephens Inc. from 2015 to 2019. He serves as a regional board member for First Service Bank, assisting in community awareness efforts for the Little Rock branch. Legacy Capital Wealth Partners serves individuals, high-net-worth clients, families, family offices, trusts, estates, charitable foundations, nonprofit organizations, and retirement plans. The firm provides holistic financial planning and investment management with a focus on fundamental analysis and long-term strategies, managing over $1.5 billion in assets through a multi-advisor team.

Retirement plans for business owners (SEP, solo 401k) Business exit / sale strategy Wealth management Founder/Business Owner Executive
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Heather B

Series 65

Little Rock, AR

Applied Capital LLC

Heather Berry is a financial advisor at Applied Capital LLC with a Series 65 designation and one year of industry experience. Prior to joining Applied Capital, she worked in various roles including positions at Immanual Baptist Church, Rock City Complete Fitness, Alcon Vision Care, and CooperVision. Applied Capital LLC serves individual and high-net-worth clients with discretionary investment supervisory services and financial planning through fee-for-service and full-service models. The firm manages approximately $293 million in discretionary assets, emphasizing asset allocation and diversification with market-cap weighted index strategies and offers multi-tiered planning engagements that can coordinate with outside specialists.

Private / alternative investments
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Scott S

Series 63, Series 65

North Little Rock, AR

Lukas Total Wealth

Scott Starkel is a financial advisor at Lukas Total Wealth in North Little Rock, AR, holding Series 63 and Series 65 licenses with eight years of industry experience. His career includes roles at David Lukas Financial, Northwestern Mutual Investment Services LLC, and several other firms since 2016. Lukas Total Wealth advises individual and high-net-worth clients, focusing on those who are retired or nearing retirement. The firm provides financial planning and portfolio management, utilizes Tactical Asset Management strategies, and implements diversified model styles to address retirees' sequence-of-returns risk.

Retirement income strategy Annuities General tax planning Approaching retirement
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Nicole N

Series 63, Series 65

North Little Rock, AR

Lukas Total Wealth

Nicole Neely is a financial advisor at Lukas Total Wealth with five years of industry experience. She holds Series 63 and Series 65 credentials and has worked previously with Northwestern Mutual Investment Services, LLC, Nathan Kinard, LPL Financial LLC, and GenWealth Financial Advisors. Lukas Total Wealth advises individual and high-net-worth clients, focusing on those retired or nearing retirement. The firm provides financial planning, portfolio management, and educational seminars, using tactical asset management strategies implemented through mutual funds, ETFs, and fixed-income securities.

Retirement income strategy Annuities General tax planning Approaching retirement
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Matthew J

Series 63, Series 65

Little Rock, AR

Gilliland Jeter Wealth Management, LLC

Matthew Jeter is a financial advisor at Gilliland Jeter Wealth Management, LLC with 32 years of industry experience. He holds Series 63 and Series 65 licenses and previously worked at Raymond James & Associates, Inc. for 14 years and Educational Edge. Gilliland Jeter Wealth Management offers discretionary and non-discretionary portfolio management and integrated financial planning to individuals, corporations, foundations, and retirement plan participants. The firm uses a client-specific Financial Profile and Investment Plan implemented through a diverse mix of investment instruments and external sub-advisers, managing approximately $505 million in client assets.

Options & derivatives strategies Private / alternative investments Active portfolio management Retirement plans for business owners (SEP, solo 401k) Founder/Business Owner Executive
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Robert H

Series 63, Series 65

Little Rock, AR

Amuni Financial, Inc.

Robert House is a financial advisor at Amuni Financial, Inc. with 40 years of industry experience. He holds Series 63 and Series 65 licenses and has worked at American Municipal Securities, Inc. since 2001. Outside of his advisory role, he holds a life insurance license in Arkansas. Amuni Financial, Inc. manages portfolios for individuals, high-net-worth clients, trusts, estates, and charitable organizations, using a fundamental, long-term investment approach. The firm offers both advisory and brokerage services, with a focus on non-discretionary asset management and a mix of mutual funds, ETFs, stocks, and bonds.

Annuities Active portfolio management
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Leighann A

Series 63, Series 65

Little Rock, AR

Gutierrez Wealth Advisory, LLC

Leighann Arthur is a financial advisor at Gutierrez Wealth Advisory, LLC with 31 years of industry experience. She holds Series 63 and Series 65 credentials and previously worked at UBS Financial Services for 28 years before joining Gutierrez Wealth Advisory in 2022. Gutierrez Wealth Advisory is a small team that provides financial planning, investment management, and retirement-plan consulting to individuals, trusts, estates, charitable organizations, and business entities. The firm customizes portfolios based on strategic asset allocation tailored to each client's risk profile and objectives, managing accounts on a discretionary or non-discretionary basis with annual reviews.

Retirement income strategy Cash flow / budgeting Debt management Charitable giving & philanthropy
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Morgan S

Series 63, Series 65

Little Rock, AR

Legacy Capital Wealth Partners, LLC

Morgan Sizer is a financial advisor at Legacy Capital Wealth Partners, LLC with nine years of industry experience. He holds Series 63 and Series 65 licenses and has worked at firms including Trent Capital Management, Sowell Management Services, Concordius Capital Advisors, and Mozumbo LLC. Outside of advisory work, he manages financial operations for RPM Consulting of Texas, LLC and Little Rock Audio, LLC. Legacy Capital Wealth Partners serves individuals, families, family offices, trusts, charitable foundations, nonprofit organizations, and retirement plans with holistic financial planning and both discretionary and non-discretionary investment management. The firm uses fundamental analysis and a long-term investment approach while providing comprehensive client reviews and continuous account monitoring.

Retirement plans for business owners (SEP, solo 401k) Business exit / sale strategy Wealth management Founder/Business Owner Executive
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Mary M

CFP®, Series 65

Little Rock, AR

The Arkansas Financial Group, Inc.

Mary Mccraw is a CFP® professional with 23 years of industry experience. She has been with The Arkansas Financial Group, Inc. in Little Rock, AR since 2008. The Arkansas Financial Group provides fee-based wealth management and financial planning services to individuals, including high-net-worth clients, as well as trusts, estates, charitable organizations, pension and profit-sharing plans, and business entities. The firm uses a disciplined investment approach grounded in Modern Portfolio Theory and Behavioral Finance, employing portfolio-optimization software and discretionary management with a focus on tailored asset allocations and risk controls.

Active portfolio management Options & derivatives strategies Retirement plans for business owners (SEP, solo 401k) Young Professionals
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Bradley R

Series 66

Little Rock, AR

Applied Capital LLC

Bradley Raines is a financial advisor with Applied Capital LLC in Little Rock, Arkansas, holding a Series 66 designation and 18 years of industry experience. He has been with Applied Capital since 2012. In addition to his advisory role, Raines is a licensed independent insurance agent specializing in fixed insurance sales. Applied Capital LLC serves individual and high-net-worth clients with discretionary investment supervisory services and financial planning, managing approximately $293 million in assets through diversified portfolios that emphasize asset allocation and market-cap weighted index strategies.

Private / alternative investments
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Dale C

CFP®, Series 63, Series 65

Little Rock, AR

RetirePath Wealth, LLC

Dale Colclasure Jr. is a CFP® with 28 years of experience, currently serving as an advisor at RetirePath Wealth, LLC. His career includes roles at AE Wealth Management, Madison Avenue Securities, and multiple RetirePath entities. Outside of advisory work, he is managing partner of two personal rental real estate companies. RetirePath Wealth serves individual and high-net-worth clients with portfolio management, financial planning, and consulting. The firm employs both discretionary and non-discretionary management, utilizes model portfolios, and incorporates technical and cyclical analysis methods.

General retirement planning Income planning Wealth management Tax-loss harvesting
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