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Gregory G

Series 63, Series 65

Las Vegas, NV

Infinity Wealth Coaching, LLC

Gregory Gianakis is the sole advisor at Infinity Wealth Coaching, LLC in Las Vegas, NV, holding Series 63 and Series 65 licenses with 20 years of industry experience. He previously worked at Park Avenue Securities LLC and Guardian Life Insurance before founding his current firm in 2018. In addition to advisory services, he sells insurance products including those from AFLAC. Infinity Wealth Coaching, LLC serves individual and charitable clients, offering portfolio analysis, financial strategizing, and third-party investment manager selection or co-advising. The firm emphasizes long-term, structured passive investing guided by modern portfolio theory and conducts due diligence on third-party advisers while typically managing assets on a non-discretionary basis.

General retirement planning College savings (529s, UTMA, etc.) Annuities Life insurance needs analysis
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Robert B

Series 63, Series 66

Las Vegas, NV

Cubed Systems

Robert Baffa is a CFP® professional with 26 years of industry experience. He is the sole advisor at Cubed Systems, an independent firm he has been with since 2015, and has also worked with LPL Financial LLC since 2005. Cubed Systems provides investment advisory and financial planning services primarily to individuals, including high-net-worth clients, as well as to retirement plan sponsors. The firm employs customized portfolios using low-cost mutual funds, ETFs, individual securities, and options, combining fundamental and technical analysis with continuous account monitoring.

Tax-loss harvesting Wealth management Retirement plans for business owners (SEP, solo 401k) Retired Founder/Business Owner
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Jake R

Series 65

Las Vegas, NV

Rader Wealth Management LLC

Jake Rader is a Series 65-licensed financial advisor and the sole advisor at Rader Wealth Management LLC in Las Vegas, NV, with nine years of industry experience. He also serves as a tax accountant for Coffey and Rader CPAs. Rader Wealth Management LLC is an independent, single-advisor firm serving individual and high-net-worth clients as well as retirement plans. The firm provides discretionary portfolio management, financial planning, and pension consulting, utilizing a combination of cyclical, fundamental, technical, and modern portfolio theory analyses to tailor investment strategies to clients’ goals and risk tolerances.

Cash flow / budgeting Debt management
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Lien C

CFP®

Las Vegas, NV

Cogwheel Wealth Management, LLC

Lien Chaing is a CFP® certified financial advisor with 28 years of industry experience. He has worked at Cogwheel Wealth Management, LLC since 2016 and previously at David McLain Duttenhofer from 2005 to 2018. He is based in Las Vegas, NV. Cogwheel Wealth Management is a small, independent firm serving a limited client base of primarily high-net-worth individuals, as well as pension and profit-sharing plan accounts. The firm uses an asset-allocation approach incorporating mutual funds, ETFs, individual equities, and fixed income, providing both discretionary and non-discretionary portfolio management alongside financial planning services.

Wealth management Cash flow / budgeting
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Danielle W

CFP®, Series 63

Las Vegas, NV

Winder Wealth Management LLC

Danielle Winder is a CFP® credentialed financial advisor with 10 years of industry experience. She is the principal of Winder Wealth Management LLC, an independent firm she founded in 2022. Prior to establishing her firm, she held roles at Vanguard Advisers Inc, Raytheon Missiles & Defense, Southwest Gas Corporation, and Plasticard Locktech International. Outside of her advisory work, Winder serves as Treasurer for the Hillcrest Homeowners Association and provides tax preparation services through her affiliated practice. Winder Wealth Management LLC offers financial planning and consulting services to individual clients, delivering comprehensive initial plans and optional ongoing consultation. The firm integrates cash-flow, tax, investment, risk-management, and estate-planning analyses tailored to client objectives and maintains a tax-preparation practice that represents a significant portion of its professional activity.

General tax planning General estate planning guidance Debt management Cash flow / budgeting
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Vicki W

Series 63, Series 65

Las Vegas, NV

Randolph & Associates, LLC

Vicki Wille is a financial advisor at Randolph & Associates, LLC with 20 years of industry experience. She holds the Series 63 and Series 65 designations and has been with Randolph & Associates since 2000. Randolph & Associates is an independent registered investment adviser that provides portfolio management and advisory services to individuals, high-net-worth clients, retirement and profit-sharing plans, trusts, estates, IRAs, and business entities. The firm emphasizes growth-oriented equity investing through fundamental analysis, typically holding individual stocks for three to five years while using mutual funds, ETFs, or cash positions as appropriate.

Active portfolio management
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Joshua H

Series 65

Las Vegas, NV

Red Rock Capital Management LLC

Joshua Higby is a financial advisor with Red Rock Capital Management LLC in Las Vegas, NV. He holds a Series 65 designation and has seven years of industry experience, including prior work at Frias and self-directed trading since 2011. Outside of his advisory work, he is engaged as a shopper for Whole Foods. Red Rock Capital Management LLC is an independent advisory firm serving individuals, high-net-worth clients, trusts, and estates with discretionary investment management. The firm employs a blend of fundamental, technical, and quantitative analysis, utilizing algorithmic scans to manage diversified portfolios that may include equities, ETFs, fixed income, and options.

Active portfolio management Options & derivatives strategies Concentrated stock management
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Skylar H

CFA®

Las Vegas, NV

Oceanair Wealth

Skylar Harding is a CFA® charterholder based in Las Vegas, NV, with two years of industry experience. He is the founder and sole advisor at Oceanair Wealth, an independent firm established in 2025. Prior to founding Oceanair Wealth, Harding worked at Charles Schwab & Co., Inc. from 2017 to 2023. Outside of financial advising, he serves as a board advisor for Zesty Enterprises LLC, a non-investment-related business. Oceanair Wealth provides discretionary asset management and financial planning services to individuals, trusts, estates, and business owners. The firm employs a combination of fundamental and cyclical analysis along with modern portfolio theory, incorporating options, private placements, alternative investments, mutual funds, and ETFs in its strategies.

Private / alternative investments Options & derivatives strategies
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Mary W

Series 63, Series 65

Las Vegas, NV

MW Investment Advisor, LLC

Mary Wuilloud Aguas is the principal advisor at MW Investment Advisor, LLC in Las Vegas, NV. She holds Series 63 and Series 65 designations and has 22 years of industry experience, having led her firm since 2003. MW Investment Advisor, LLC is an independent registered investment adviser serving individual and high-net-worth clients with portfolio management and related advisory services. The firm emphasizes a non-discretionary management approach, customizing portfolios through a collaborative process while coordinating with clients’ other advisors.

Equity Recipients (RS/RSU, SOP, ESPP) College savings (529s, UTMA, etc.)
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Phillip R

Series 63, Series 65

Las Vegas, NV

Clarity Council Financial, LLC

Phillip Randazzo is a financial advisor with Clarity Council Financial, LLC in Las Vegas, NV, holding Series 63 and Series 65 licenses and having 33 years of industry experience. He previously worked at Crown Capital Securities, LP for 13 years and has been involved with Nevada Benefits since 1994, where he sells primarily health insurance. In addition to his advisory role, he manages a commercial office space business and participates in a nonprofit organization that assists military personnel transitioning to civilian life. Clarity Council Financial provides comprehensive financial planning and non-ERISA fiduciary retirement plan consulting to individuals, corporations, and pension/profit-sharing plans. The firm does not directly manage client portfolios but evaluates and monitors third-party investment advisers, meeting with clients at least annually to review account status and planning goals.

Retirement plans for business owners (SEP, solo 401k) Business sale tax planning
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Stephen S

CFP®

Las Vegas, NV

Harvest Wealth Design & Management, LLC

Stephen Stone II is a CFP® professional with nine years of experience in financial advising. He is the principal of Harvest Wealth Design & Management, LLC and has held roles at Two Hawks Family Office Services, LLC and Stone Bybee & Associates, PLLC. In addition to his advisory work, he is an attorney and owner of a law firm, where he dedicates significant time. Harvest Wealth Design & Management, LLC provides financial planning and investment advisory services to individuals, trusts, estates, charitable organizations, corporations, and business entities. The firm employs fundamental analysis and written investment policy statements to manage portfolios with discretionary authority, rebalancing, and ongoing monitoring, while also offering consulting engagements and oversight of sub-advisors.

General retirement planning Tax strategies for small businesses Business exit / sale strategy General estate planning guidance Founder/Business Owner Attorney
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Yale B

CFA®, Series 63, Series 65

Las Vegas, NV

YH&C Investments Inc.

Yale Bock is a CFA® charterholder with 21 years of industry experience. He is the sole advisor at YH&C Investments Inc. in Las Vegas, NV. Outside of his advisory work, Yale serves as treasurer and manager at John's Loan and Jewelry and Ace Loan Company, a short-term secured lending business. YH&C Investments primarily serves individual investors and a limited number of retirement and profit-sharing plans. The firm focuses on concentrated equity portfolios based on fundamental analysis, blending growth and value strategies, and provides regular account reviews and performance reporting.

Active portfolio management Concentrated stock management Real estate investing Executive
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David B

Series 63, Series 65

Henderson, NV

Bray Capital Group LLC

David Bray is the principal advisor at Bray Capital Group LLC in Henderson, NV, with 20 years of industry experience. He holds Series 63 and Series 65 licenses and has worked at Brooklight Place Securities, Inc. and operated Bray Financial Services since 2002. Outside of his advisory role, he is involved in insurance sales and serves as a therapist providing psychotherapy services to individuals and families. Bray Capital Group LLC offers discretionary portfolio management and pension consulting primarily to individuals and pension and profit-sharing plans. The firm employs a multi-method investment approach using mutual funds, ETFs, and insurance products, and also provides insurance solutions and access to third-party investment managers.

Annuities
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Mark C

Series 63, Series 65

Las Vegas, NV

Golden Years Financial, LLC

Mark Cordner is a financial advisor with Golden Years Financial, LLC in Las Vegas, NV, holding Series 63 and Series 65 licenses and bringing 30 years of industry experience. His prior work includes roles at Bfc Planning, Securities Management & Research, Inc., and American National Insurance Companies. Outside of advisory services, he serves as president of Cordner Financial Services, Inc., an insurance agency. Golden Years Financial serves individual and high-net-worth clients by offering portfolio management, financial planning, and portfolio risk analysis. The firm typically acts as a co-advisor, referring clients to third-party investment managers and focusing on investment strategies grounded in modern portfolio theory and long-term horizons.

Annuities Approaching retirement
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Devan W

CFP®, Series 63, Series 66

Las Vegas, NV

Forthright Partnerstm

Devan Wyson is a CFP® professional with 18 years of experience currently associated with Forthright Partners in Las Vegas, NV. His prior roles include positions at Zions Bancorporation, LPL Financial, CUSO Financial Services, Commonwealth Financial Network, and MSI Financial Services. He also provides non-compensated consulting services to individuals. Forthright Partners offers investment advisory services and employer-sponsored financial education to individuals and corporate clients. The firm uses client-centered, suitability-focused approaches including risk-tolerance assessments and a mix of asset allocation and technical analysis to guide financial planning and retirement consulting.

Business ownership considerations Tax strategies for small businesses Retirement plans for business owners (SEP, solo 401k) Retirement income strategy General estate planning guidance Founder/Business Owner
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Corey B

Series 65, Series 66, Series 63

Las Vegas, NV

McBroom & Associates, LLC

Corey Bryant is a financial advisor at McBroom & Associates, LLC with nine years of industry experience. He holds the Series 63, Series 65, and Series 66 licenses. His prior experience includes roles at Folio Investments, Inc. and T. Rowe Price. McBroom & Associates serves individuals, trusts, estates, charitable organizations, and business clients as a discretionary, fee-based portfolio manager. The firm applies a value-oriented investment approach combined with technical analysis and market-timing tools, customizing portfolios based on client objectives, tax concerns, risk tolerance, and liquidity needs.

Private / alternative investments Real estate investing Active portfolio management
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Mark S

Series 63, Series 66

Las Vegas, NV

M Stevens Wealth Advisors, LLC

Mark Stewart is a financial advisor at M Stevens Wealth Advisors, LLC with 31 years of industry experience. He holds Series 63 and Series 66 credentials and has previously worked at Kingswood Capital Partners, LLC. M Stevens Wealth Advisors provides investment advisory and planning services to individuals, trusts, retirement plans, and business entities. The firm sponsors a wrap fee program and manages a substantial amount of primarily non-discretionary assets, offering a range of services including financial planning, consulting, and ERISA-aware retirement plan consulting.

General retirement planning Business exit / sale strategy
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Benjamin C

Series 65

Las Vegas, NV

Holm & Cawley Financial Group LLC

Benjamin Cawley is a financial advisor at Holm & Cawley Financial Group LLC in Las Vegas, NV, holding a Series 65 designation with 16 years of industry experience. He has been with Holm & Cawley Financial Group since 2009. Holm & Cawley Financial Group is a state-registered investment adviser that provides financial planning and portfolio management to individual investors and retirement plan sponsors. The firm employs fundamental analysis to construct diversified portfolios across various asset classes and offers both long-term and short-term investment strategies tailored to client objectives.

General retirement planning College savings (529s, UTMA, etc.) Wealth management Retired Approaching retirement
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David D

Series 65

Las Vegas, NV

Tublin - DiFusco Advisors Inc.

David Di Fusco is a financial advisor at Tublin - DiFusco Advisors Inc. in Las Vegas, NV. He holds a Series 65 designation and has prior experience at Ernst & Young LLC spanning six years. Tublin - DiFusco Advisors Inc. provides discretionary portfolio management primarily to individual clients, including high-net-worth individuals, as well as pension and profit-sharing plans, trusts, estates, charitable organizations, and small businesses. The firm emphasizes fundamental analysis in investment selection and conducts monthly portfolio monitoring with quarterly written reports tailored to client objectives.

General retirement planning General tax planning
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Andrik C

CFA®, Series 66

Las Vegas, NV

Grow With Me

Andrik Cordero is a CFA® and holds a Series 66 designation with nine years of industry experience. He has been with Grow With Me, LLC since 2018 and previously worked at Centaurus Financial Inc. for two years. Grow With Me serves individual and high-net-worth clients, charitable organizations, and corporate plan sponsors by offering tailored portfolio management, financial planning, and employee benefit plan advisory services. The firm primarily employs a passive investment approach using index mutual funds and ETFs, supplemented by fundamental and technical analysis, and integrates tax and estate considerations into its planning.

College savings (529s, UTMA, etc.) Business sale tax planning Long-term care insurance Founder/Business Owner Retired Mid-Career Professionals
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