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John E

Series 65

Incline Village, NV

Nest Egg Financial Advisors

John Ekin is a financial advisor at Nest Egg Financial Advisors in Incline Village, NV, holding a Series 65 designation with eight years of industry experience. He has been with Nest Egg Financial Advisors since 2018 and also operates Jack Ekin Physics Consulting, a business he has maintained since 2013. Nest Egg Financial Advisors is a fee-only registered investment adviser serving individual clients, including both high-net-worth and non-high-net-worth households, as well as retirement plans and other organizations. The firm employs a long-term, asset-allocation investment approach focused on diversification and periodic rebalancing, integrating values-based planning and behavioral finance concepts into its advice.

General retirement planning Retirement income strategy
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Ryan R

Series 65

Incline Village, NV

7Two

Ryan Ritchie is a financial advisor at 7Two with six years of industry experience. He holds a Series 65 designation and has held leadership roles at Talos Investment Partners, LLC and MoyBridge, LLC, where he serves as Managing Director. His prior experience includes eight years at Hallador, Inc. 7Two provides investment advisory, financial planning, and consulting services to individuals, families, trusts, businesses, and pooled investment vehicles. The firm combines fundamental and technical analysis to construct portfolios and manages both discretionary accounts and private pooled vehicles.

Private / alternative investments Options & derivatives strategies Founder/Business Owner Executive
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Stephen M

Series 63, Series 65

Incline Village, NV

Triumph Capital Management

Stephen Murphy is a financial advisor with Triumph Capital Management, holding Series 63 and Series 65 licenses and bringing 25 years of industry experience. His prior roles include positions at Cetera Advisor Networks and Campbell & Company LP. He is also an insurance agent with Triumph Capital, LLC, where he provides fixed insurance products as part of clients’ financial planning. Triumph Capital Management offers discretionary investment management, financial planning, and retirement plan advisory services to a diverse client base, including individuals, families, small businesses, and institutions. The firm employs a combination of fundamental, cyclical, and technical analysis, utilizing various investment strategies and model portfolios tailored to client objectives.

Wealth management Active portfolio management Tax-loss harvesting Private / alternative investments Retirement plans for business owners (SEP, solo 401k) Founder/Business Owner Executive
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Robin D

Series 63, Series 65

Zephyr Cove, NV

Palisade Investments, LLC

Robin Desota is a financial advisor with Palisade Investments, LLC, holding Series 63 and Series 65 licenses and 29 years of industry experience. He has been with Palisade Investments since 1998. Palisade Investments offers retirement-plan consulting, financial planning, and portfolio management services to individuals, including high-net-worth clients, as well as pension and profit-sharing plans. The firm applies a strategic asset-allocation approach using diversified portfolios of mutual funds and ETFs, providing both discretionary and non-discretionary management across multiple offices.

Retirement plans for business owners (SEP, solo 401k) Wealth management Options & derivatives strategies Passive / index investing
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Scott M

Series 63, Series 65

Zephyr Cove, NV

Palisade Investments, LLC

Scott Miller is a financial advisor with Palisade Investments, LLC, holding Series 63 and Series 65 licenses and 18 years of industry experience. He has been with Palisade Investments since 2007. Palisade Investments serves individual and institutional clients, providing retirement-plan consulting, asset management, and financial planning. The firm employs a strategic asset-allocation approach, focusing on diversified portfolios with mutual funds and ETFs, and offers both discretionary and non-discretionary services tailored to client goals.

Retirement plans for business owners (SEP, solo 401k) Wealth management Options & derivatives strategies Passive / index investing
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Nancy T

Series 65

Incline Village, NV

Laffer Tengler Investments, Inc.

Nancy Tengler is a financial advisor at Laffer Tengler Investments, Inc. with 10 years of industry experience. She holds a Series 65 designation and has worked at Laffer Tengler since 2020. Her prior experience includes roles at ButcherJoseph Asset Management and Arizona Bank & Trust. Laffer Tengler Investments serves individual and high-net-worth clients, as well as institutional and intermediary clients, providing discretionary portfolio management, model portfolio delivery, and acting as a manager in wrap fee programs. The firm combines quantitative modeling and macroeconomic forecasting with fundamental security analysis to implement proprietary investment strategies across multiple asset types.

Active portfolio management Factor investing / smart beta
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Mark H

Series 63, Series 65

Glenbrook, NV

Alaethes Wealth, LLC

Mark Holmlund is a financial advisor at Alaethes Wealth, LLC, holding Series 63 and Series 65 licenses with seven years of industry experience. He has worked at Alaethes Wealth since 2019, following five years as a student. Alaethes Wealth, LLC serves individuals, high-net-worth clients, and plan sponsors with discretionary and non-discretionary asset management, financial planning, and retirement plan services. The firm manages over $500 million across about 99 client relationships, employing a diverse investment approach that includes fundamental, technical, quantitative, and cyclical analysis, along with options strategies and IPO access.

Liquidity event planning Business exit / sale strategy Concentrated stock management Retirement plans for business owners (SEP, solo 401k) General tax planning Founder/Business Owner Executive
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William L

CFP®, Series 63

Incline Village, NV

Castle Coast Wealth, LLC

William Litton II is a CFP® with 39 years of industry experience and is currently with Castle Coast Wealth, LLC, where he has worked since 2020. He previously operated under Litton Financial and was also affiliated with LPL Financial from 1993 to 2018. Outside of financial advising, he is the owner of Litton Enterprises, Inc., a marketing business. Castle Coast Wealth, LLC is an SEC-registered advisory firm managing approximately $423.7 million, serving individuals, high-net-worth clients, trusts, and retirement plan sponsors. The firm employs both quantitative and qualitative investment analysis, offers discretionary portfolio management, and provides ERISA 3(21) and 3(38) advisory services.

Private / alternative investments
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Cole H

Series 63, Series 65

Glenbrook, NV

Alaethes Wealth, LLC

Cole Holmlund is a financial advisor at Alaethes Wealth, LLC with six years of industry experience. He holds Series 63 and Series 65 licenses. His prior experience includes roles at Sanford C. Bernstein & Co., LLC and Morgan Stanley. Alaethes Wealth, LLC offers discretionary and non-discretionary asset management, integrated financial planning, and retirement plan services to individuals, high-net-worth clients, and plan sponsors. The firm manages just over $500 million across approximately 99 client relationships and employs a diverse investment approach that includes fundamental, technical, quantitative, and cyclical analysis, along with access to IPOs and ongoing strategic advisory engagements.

Liquidity event planning Business exit / sale strategy Concentrated stock management Retirement plans for business owners (SEP, solo 401k) General tax planning Founder/Business Owner Executive
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James A

Series 63, Series 65

Carson City, NV

Aljian Capital Management

James Aljian is a financial advisor at Aljian Capital Management in Carson City, NV, with 28 years of industry experience. He holds Series 63 and Series 65 licenses and has been with Aljian Capital Management since 2013. Aljian Capital Management provides portfolio management and pension consulting services to individuals, high net worth clients, retirement plans, and business entities. The firm manages approximately $576 million in assets and uses a combination of fundamental, technical, and cyclical analysis to construct diversified portfolios, including the use of derivatives and borrowing in separately managed accounts.

Active portfolio management Options & derivatives strategies
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Karen P

Series 63, Series 65

Zephyr Cove, NV

Palisade Investments, LLC

Karen Pride is a financial advisor with Palisade Investments, LLC, holding Series 63 and Series 65 licenses and bringing 26 years of industry experience. She has worked with Palisade Investments since 2016 and has additional experience with Integrated Money Management, LLC, and Financial Tax Team. Outside of advising, she works as a partner tax preparer with Financial Tax Team and operates as an independent insurance agent. Palisade Investments provides retirement-plan consulting, financial planning, and portfolio management to individuals, including high-net-worth clients, as well as institutional pension and profit-sharing plans. The firm employs a strategic asset-allocation approach with diversified portfolios and serves clients through both discretionary and non-discretionary arrangements.

Retirement plans for business owners (SEP, solo 401k) Wealth management Options & derivatives strategies Passive / index investing
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James C

Series 65, Series 66

Incline Village, NV

American Financial Advisors Inc

James Cable is a financial advisor at American Financial Advisors Inc with 15 years of industry experience. He holds Series 65 and Series 66 licenses and has worked at American Financial Advisors since 2014. Prior to this, he spent 38 years at American Airlines and has been involved with CPS Insurance since 2010, occasionally selling fixed insurance products. American Financial Advisors serves individual clients, retirement accounts, trusts, and private foundations, providing asset management, financial planning, and 401(k) plan advisory services. The firm employs a committee-driven investment approach focused on passive asset-class allocation using low-cost index and adviser-access mutual funds, managing accounts on a non-discretionary basis with periodic rebalancing and client approval.

Passive / index investing Retirement plans for business owners (SEP, solo 401k) Executive
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Lawrence S

Series 66

Zephyr Cove, NV

Palisade Investments, LLC

Lawrence Sidney is a financial advisor at Palisade Investments, LLC with seven years of industry experience. He holds the Series 66 designation and previously worked at Cambridge Investment Research Advisors and Cambridge Investment Research, Inc. Sidney also has experience outside finance, including entrepreneurship with Hurry Hard elite Apparel, LLC and involvement in sports as part of Bobsled Skeleton Israel. Palisade Investments serves individuals, including high-net-worth clients, and institutional clients with retirement-plan consulting, financial planning, and portfolio management. The firm employs a strategic asset-allocation approach, focusing on diversified portfolios primarily using mutual funds and ETFs, and offers both discretionary and non-discretionary services.

Retirement plans for business owners (SEP, solo 401k) Wealth management Options & derivatives strategies Passive / index investing
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Richard S

Series 63, Series 65

Incline Village, NV

Union Capital Company

Richard Sladek is a financial advisor at Union Capital Company with 57 years of industry experience. He holds Series 63 and Series 65 licenses and previously worked for Merrill Lynch, Pierce, Fenner & Smith Incorporated for 50 years before joining Union Capital Company in 2018. Union Capital Company provides portfolio management and advisory services to individuals, trusts, estates, charitable organizations, and corporations. The firm uses a process-oriented approach based on Markowitz modern portfolio theory, offering both discretionary and non-discretionary portfolio management across a range of investment strategies.

Active portfolio management Concentrated stock management Retirement income strategy
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Mansoor K

Series 63, Series 65

Carson City, NV

Aljian Capital Management

Mansoor Kisat is a financial advisor with Aljian Capital Management, holding Series 63 and Series 65 licenses and bringing 41 years of industry experience. His prior firms include Morgan Stanley Smith Barney, where he worked for 35 years, and M.S. Howells & Co. He is based in Carson City, NV. Aljian Capital Management provides portfolio management and pension consulting services to individual and high-net-worth clients, as well as pension and corporate plan sponsors. The firm utilizes a combination of fundamental and technical analysis and implements a variety of investment strategies, including option writing and short sales, which are less common among similar advisory teams.

Active portfolio management Options & derivatives strategies
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Candise H

CFP®, CFA®, Series 63

Glenbrook, NV

Alaethes Wealth, LLC

Candise Holmlund is a CFP® and CFA® with 24 years of industry experience. She has worked at Alaethes Wealth, LLC since 2019 and spent 16 years at Weatherly Asset Management, L.P. prior to that. Alaethes Wealth, LLC provides asset management, integrated financial planning, and retirement plan services to individuals, high-net-worth clients, and plan sponsors. The firm uses a diverse investment approach including fundamental, technical, quantitative, and cyclical analysis, and offers services such as IPO access and strategic advisory engagements for complex financial situations.

Liquidity event planning Business exit / sale strategy Concentrated stock management Retirement plans for business owners (SEP, solo 401k) General tax planning Founder/Business Owner Executive
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Jessica M

Series 63, Series 66

Carson City, NV

Aljian Capital Management

Jessica Markarian is a financial advisor at Aljian Capital Management in Carson City, NV, holding Series 63 and Series 66 licenses with 18 years of industry experience. She has been with Aljian Capital Management since 2013, working as part of a three-advisor team. Aljian Capital Management provides portfolio management and pension consulting services to individuals, high net worth clients, employer-sponsored retirement plans, and business entities. The firm manages approximately $576 million in assets and employs a combination of fundamental, technical, and cyclical analysis, utilizing a variety of investment instruments including ETFs, mutual funds, stocks, bonds, and derivatives.

Active portfolio management Options & derivatives strategies
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Steven B

Series 63, Series 66

Zephyr Cove, NV

Palisade Investments, LLC

Steven Burkett is a financial advisor at Palisade Investments, LLC with 18 years of industry experience. He holds Series 63 and Series 66 designations and has been with Palisade Investments since 2007. Palisade Investments serves individual investors, including high-net-worth clients, as well as institutional clients such as pension and profit-sharing plans, banks, and corporate entities. The firm provides retirement-plan consulting, asset management, and financial planning using a strategic asset-allocation approach focused on diversified portfolios primarily composed of mutual funds and ETFs.

Retirement plans for business owners (SEP, solo 401k) Wealth management Options & derivatives strategies Passive / index investing
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William H

CFP®, Series 65

Incline Village, NV

AMC Wealth Management, LLC

William Haynes is a CFP® with four years of industry experience, currently serving as an advisor at AMC Wealth Management, LLC. His background includes roles at Wells Fargo and founding Haynes Investment Advisors LLC. Prior to his financial career, he spent a year with the New York Yankees. AMC Wealth Management, LLC is a six-advisor firm managing approximately $111 million in discretionary assets for around 125 clients. The firm provides financial planning and discretionary investment management, focusing on custom portfolios built with ETFs and mutual funds using a strategic asset-allocation approach.

Active portfolio management Options & derivatives strategies Retirement income strategy Cash flow / budgeting
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Benjamin S

Series 66

Incline Village, NV

Prospera Financial Services, inc.

Benjamin Sloves is a financial advisor at Prospera Financial Services, Inc. with seven years of industry experience. He previously worked at Morgan Stanley and its Private Bank, as well as Sierra Wellness and the University of Nevada, Reno. Outside of his advisory role, Mr. Sloves owns a clothing and shoe wholesale business. Prospera Financial Services, Inc. is a multi-team advisory firm with 271 advisors managing approximately $14.4 billion in client assets. The firm serves a diverse client base including individuals, retirement plans, trusts, estates, charitable organizations, and other business entities, offering financial planning, portfolio management, and access to multiple advisory programs and platforms.

Wealth management Active portfolio management Options & derivatives strategies Retirement plans for business owners (SEP, solo 401k) Founder/Business Owner Retired
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