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John Christopher A

Series 66

Anchorage, AK

Rossby Financial, LLC

John Christopher Andrews is a financial advisor with Rossby Financial, LLC in Anchorage, AK. He holds a Series 66 designation and has 17 years of industry experience, including roles at Osaic Wealth, INC., Lincoln Financial Securities Corporation, CUSO Financial Services, Inc., and Valic Financial Advisors, Inc. Outside of his advisory work, he is the owner and agent of Windward Financial Strategies, where he sells and services accident, health, disability, and life insurance products. Rossby Financial is a Registered Investment Adviser serving individuals, trusts, charitable organizations, pension and profit-sharing plans, and corporate entities. The firm manages approximately $358.6 million across about 800 client relationships, offering portfolio management, financial planning, and retirement consulting through a variety of investment approaches tailored to client risk tolerance and objectives.

Wealth management
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Norman P

Series 63, Series 65

Anchorage, AK

Wedbush Securities Inc.

Norman Parrott III is a financial advisor with Wedbush Securities Inc. in Anchorage, AK, holding Series 63 and Series 65 designations and bringing 28 years of industry experience. He has worked at Wedbush Morgan Securities since 2004 and previously spent three years at KeyBanc Capital Markets Inc. Wedbush Securities provides a range of investment advisory and broker-dealer services to individual, high-net-worth, and institutional clients, offering wealth management, fixed income, commodities, and securities lending among other services. The firm’s financial consultants act as portfolio managers tailoring strategies to client objectives and risk tolerances, supported by a comprehensive platform that includes custodial, clearing, and prime services.

Wealth management Founder/Business Owner Executive
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Christopher G

Series 66

Anchorage, AK

Wedbush Securities Inc.

Christopher Granger is a financial advisor with Wedbush Securities Inc. in Anchorage, AK, holding a Series 66 designation and three years of industry experience. His prior roles include positions at UBS and BDSI LLC, as well as work with the State of Alaska and Wayland Baptist University. Wedbush Securities provides investment advisory and broker-dealer services to individual, high-net-worth, and institutional clients, offering a range of wealth management, fixed income, commodities, and capital markets services that include both discretionary and non-discretionary portfolio management.

Wealth management Founder/Business Owner Executive
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Mark B

Series 63, Series 65

Anchorage, AK

Wedbush Securities Inc.

Mark Browning is a financial advisor with Wedbush Securities Inc. in Anchorage, Alaska, holding Series 63 and Series 65 licenses and bringing 34 years of industry experience. He previously worked at Citigroup Global Markets from 1997 to 2009 before joining Wedbush Morgan Securities, where he has been since 2009. Outside of his advisory role, Browning serves as a director on the Skyhills Homeowners Association in Anchorage. Wedbush Securities provides investment advisory and broker-dealer services to individual, high-net-worth, and institutional clients, offering wealth management, fixed income, commodities, securities lending, and capital markets services. The firm supports discretionary and non-discretionary portfolio management and administers a variety of managed account solutions.

Wealth management Founder/Business Owner Executive
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Kennon B

CFP®, ChFC®, Series 63

Anchorage, AK

Capital Analysts

Kennon Belisle is a CFP® and ChFC® with 34 years of industry experience, currently affiliated with Capital Analysts and Lincoln Investment. He previously spent over 30 years at Horace Mann Investors Inc. In addition to his advisory work, he performs bookkeeping for a birth center owned by his wife. Capital Analysts serves both retail and institutional clients, including high-net-worth investors, trusts, and charitable organizations, offering portfolio management and retirement-plan advice through a nationwide network of independent advisors and firm-managed programs. The firm provides both discretionary and non-discretionary investment management, utilizing a proprietary mutual-fund screening process and maintaining institutional relationships that support various cash sweep products and plan sponsor services.

Tax-loss harvesting ESG / Sustainable investing Passive / index investing Active portfolio management
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Kenneth H

Series 66

Anchorage, AK

Wedbush Securities Inc.

Kenneth Hazen is a financial advisor at Wedbush Securities Inc. with nine years of industry experience. He holds a Series 66 designation and has been with Wedbush Securities since 2015. Wedbush Securities provides investment advisory and broker-dealer services to individual, high-net-worth, and institutional clients. The firm offers a range of services including wealth management, fixed income, commodities, and capital markets, supporting both discretionary and non-discretionary portfolio management.

Wealth management Founder/Business Owner Executive
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Sabrina P

CFP®, Series 66

Anchorage, AK

Vanderbilt Advisory Services

Sabrina Peterson is a CFP® professional with 21 years of industry experience, currently serving at Vanderbilt Advisory Services. Her prior experience includes roles at Alera Investment Advisors, LLC, Triad Advisors, and Wilson & Albers Company, LLC. Outside of financial advising, she teaches billiards and competes in tournaments at the Alaska Billiard Academy. Vanderbilt Advisory Services serves a diverse client base including individuals, charitable organizations, trusts, estates, businesses, and retirement plans. The firm offers a range of portfolio management and financial planning services, emphasizing strategic asset allocation and integrating retirement-plan and benefits consulting with advisory services.

Wealth management Active portfolio management Tax-loss harvesting General estate planning guidance
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Franklin F

Series 63

Anchorage, AK

Wedbush Securities Inc.

Franklin Farr is a financial advisor with Wedbush Securities Inc. in Anchorage, Alaska, holding a Series 63 designation and possessing 56 years of industry experience. He has been with Wedbush Morgan Securities Inc. since 1971. Wedbush Securities offers investment advisory and broker-dealer services to individual, high-net-worth, and institutional clients. The firm provides a range of services including wealth management, fixed income, commodities, securities lending, and capital markets, along with discretionary and non-discretionary portfolio management.

Wealth management Founder/Business Owner Executive
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Samuel O

CFP®, Series 66

Anchorage, AK

Northwest Asset Management

Samuel Olson is a CFP® with 10 years of industry experience, currently serving as an advisor at Northwest Asset Management since 2023. He previously worked at Edward Jones from 2015 to 2023. Outside of his advisory role, Olson is the Director of Finance for the Alaska Golf Association, where he oversees budgeting and financial accuracy. Northwest Asset Management manages approximately $3.6 billion for nearly 3,000 clients, including individuals, pension plans, charities, and corporations. The firm employs a fiduciary, customized approach grounded in Modern Portfolio Theory and strategic asset allocation, offering a range of investment, retirement, and consulting services.

Retirement income strategy Wealth management Active portfolio management Founder/Business Owner
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Christopher M

Series 63, Series 65

Anchorage, AK

Wedbush Securities Inc.

Christopher Myers is a financial advisor with Wedbush Securities Inc. in Anchorage, Alaska, holding Series 63 and Series 65 credentials and bringing 30 years of industry experience. He has been with Wedbush Morgan Securities Inc. since 1997. Wedbush Securities offers investment advisory and broker-dealer services to a diverse client base including individuals, high-net-worth clients, and institutional investors, with offerings spanning wealth management, fixed income, commodities, and capital markets. The firm provides both discretionary and non-discretionary portfolio management along with institutional research and prime services.

Wealth management Founder/Business Owner Executive
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Dave M

Series 66

Anchorage, AK

First Command Advisory Services

Dave Mendez is a Series 66-licensed financial advisor with First Command Advisory Services in Fort Worth, TX, bringing eight years of industry experience. Prior to joining First Command, he served 30 years in the United States Air Force. He is also the sole agent of MGM HighFlyers LLC, an entity formed to run the District in Montgomery, Alabama. First Command Advisory Services is an SEC-registered investment adviser serving individuals, corporate, and charitable clients, with a focus on active-duty service members and their families. The firm offers financial planning and multiple wrap-fee asset management programs, delivering investment management through a centralized team and emphasizing in-person financial coaching.

Passive / index investing Active portfolio management Retirement income strategy Tax-loss harvesting ESG / Sustainable investing Self-Employed Young Professionals
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Monique L

Series 63, Series 66

Anchorage, AK

Eagle Strategies (NY Life)

Monique Lee is a financial advisor with Eagle Strategies (NY Life) in Anchorage, AK, holding Series 63 and Series 66 credentials and nine years of industry experience. She has been affiliated with New York Life Insurance Company and its related entities since 2017. Lee serves as a board member of the National Association of Insurance and Financial Advisors (NAIFA), assisting with onboarding new members to the Alaska chapter. Eagle Strategies provides financial planning, investment management, and retirement-plan advisory services to a diverse client base, including individual investors and institutional sponsors. The firm offers multiple advisory programs and emphasizes tailoring recommendations to client objectives, with the majority of assets managed on a non-discretionary basis.

Retirement plans for business owners (SEP, solo 401k) Business exit / sale strategy General retirement planning Retirement income strategy Founder/Business Owner Executive
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Renz V

Series 63, Series 65

Anchorage, AK

Empower Advisory Group

Renz Vergara is a financial advisor with Empower Advisory Group in Anchorage, AK, holding Series 63 and Series 65 licenses and seven years of industry experience. His prior work includes roles at Wells Fargo Bank, NA, Wells Fargo Clearing Services, LLC, GWFS Equities, Inc., and Advised Assets Group, LLC. He also served at the University of Alaska Anchorage early in his career. Empower Advisory Group provides financial planning and investment management primarily to employer-sponsored retirement plan sponsors and their participants, as well as Empower Premier IRA and certain retail brokerage clients. The firm’s integrated approach links financial planning and managed account solutions with Empower’s recordkeeping and administrative platforms, focusing on long-term portfolio returns and client savings rates.

General retirement planning Retirement income strategy Social Security optimization Debt management College savings (529s, UTMA, etc.)
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David H

Series 63, Series 65

Anchorage, AK

Eagle Strategies (NY Life)

David Hannon is a financial advisor with Eagle Strategies (New York Life) based in Anchorage, Alaska. He holds Series 63 and Series 65 licenses and has 12 years of industry experience. Hannon serves on the Board of the Anchorage Chamber of Commerce and the Anchorage Estate Planning Council. Eagle Strategies provides financial planning, investment management, and retirement-plan advisory services to individual and institutional clients through a large network of investment adviser representatives. The firm offers multiple program types—including financial plans, fee-based advice, and retirement plan consulting—focusing primarily on non-discretionary assets and working within an integrated New York Life affiliate structure.

Retirement plans for business owners (SEP, solo 401k) Business exit / sale strategy General retirement planning Retirement income strategy Founder/Business Owner Executive
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Mitchell G

Series 63, Series 65

Anchorage, AK

First Command Advisory Services

Mitchell Glasser is a financial advisor with First Command Advisory Services in Anchorage, AK, holding Series 63 and Series 65 licenses and with 25 years of industry experience. His prior roles include positions at Advisory Services Network LLC, TD Ameritrade, and Scottrade. Outside of his advisory work, he has served as a fitness instructor at The Alaska Club since 2022. First Command Advisory Services is an SEC-registered investment adviser serving individuals, corporate, and charitable clients, with a focus on active-duty service members and their families. The firm provides financial planning and multiple wrap-fee asset management programs that utilize model portfolios managed by an internal Investment Management Team and Wealth Portfolio Managers.

Passive / index investing Active portfolio management Retirement income strategy Tax-loss harvesting ESG / Sustainable investing Self-Employed Young Professionals
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Kristina S

Series 66

Anchorage, AK

Key Investment Services LLC

Kristina Simpson is a financial advisor at Key Investment Services LLC with nine years of industry experience. She holds the Series 66 designation and has previously worked at Bank of America, Merrill, Baird, and Wells Fargo Advisors. Outside of her advisory role, she manages multiple residential rental properties. Key Investment Services LLC serves individuals, trusts, estates, small businesses, and corporate clients through various wrap-fee advisory programs, model portfolios, and separately managed accounts. The firm emphasizes client-directed investment strategy selection, ongoing monitoring, and access to third-party discretionary managers, supported by a structured product due diligence and supervisory framework.

ESG / Sustainable investing Tax-loss harvesting Passive / index investing Active portfolio management
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Shannon C

Series 63, Series 65

Anchorage, AK

Eagle Strategies (NY Life)

Shannon Clem is a financial advisor with Eagle Strategies (NY Life) based in Anchorage, AK, holding Series 63 and Series 65 licenses, and has 11 years of industry experience. Clem has worked at Eagle Strategies since 2022 and operates Clem Financial, through which they broker non-registered insurance products. Prior to this, Clem held positions at NYLIFE Securities LLC and New York Life Insurance Company dating back to 2019. Eagle Strategies serves a diverse client base including individual and institutional investors, providing financial planning, investment management, and retirement-plan advisory services. The firm offers multiple advisory programs and emphasizes tailoring recommendations to client objectives, with most assets managed on a non-discretionary basis.

Retirement plans for business owners (SEP, solo 401k) Business exit / sale strategy General retirement planning Retirement income strategy Founder/Business Owner Executive
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Timothy C

Series 65, Series 63

Anchorage, AK

Valic Financial Advisors

Timothy Collins is a financial advisor with Valic Financial Advisors in Anchorage, AK, holding Series 63 and Series 65 licenses and bringing 26 years of industry experience. He has been with Valic Financial Advisors since 2016 and also works with AGIA, where he is involved in non-securities insurance products. Valic Financial Advisors serves primarily U.S. individuals, including high net worth and ultra-high net worth clients, as well as employer-sponsored retirement participants. The firm offers portfolio management, financial planning, and discretionary unified managed accounts with a focus on technology-driven solutions and a large advisor network.

ESG / Sustainable investing Tax-loss harvesting Retirement income strategy
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Anthony O

ChFC®, Series 63

Anchorage, AK

Eagle Strategies (NY Life)

Anthony Orizotti is a financial advisor with Eagle Strategies (NY Life) based in Anchorage, AK, holding the ChFC® designation and Series 63 license. He has 36 years of industry experience, including over 28 years with Eagle Strategies and more than three decades with affiliated New York Life entities. He is also appointed with outside insurance carriers to broker non-registered insurance products. Eagle Strategies serves a diverse client base, providing financial planning, investment management, and retirement-plan advisory services. The firm emphasizes tailored recommendations and manages a substantial portion of its assets on a non-discretionary basis, working with both individual and institutional clients.

Retirement plans for business owners (SEP, solo 401k) Business exit / sale strategy General retirement planning Retirement income strategy Founder/Business Owner Executive
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Ryan T

Series 63, Series 66

Anchorage, AK

Eagle Strategies (NY Life)

Ryan Trailer is a financial advisor with Eagle Strategies (New York Life) based in Anchorage, Alaska. He holds the Series 63 and Series 66 designations and has three years of industry experience. His prior work includes positions at New York Life Insurance Company, NYLife Securities LLC, SagePoint Financial Inc., and Independent Capital Management. Eagle Strategies serves individual and institutional clients by providing financial planning, investment management, and retirement-plan advisory services through a large network of affiliated advisers. The firm offers multiple program types and emphasizes tailoring recommendations to client goals, with a majority of assets managed on a non-discretionary basis.

Retirement plans for business owners (SEP, solo 401k) Business exit / sale strategy General retirement planning Retirement income strategy Founder/Business Owner Executive
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