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Chad M

Series 66

Bentonville, AR

Bull Harbor Capital LLC.

Chad Mcmains is a financial advisor at Bull Harbor Capital LLC with six years of industry experience. He holds a Series 66 designation and has previously worked at Park Avenue Securities and Guardian Life Insurance Company. Outside of his advisory work, he is involved with CM Legacy Planning LLC, a business focused on taxation support. Bull Harbor Capital LLC provides investment advisory and financial planning services to individuals, high-net-worth clients, trusts, estates, businesses, charitable organizations, and retirement plans. The firm emphasizes long-term strategic asset allocation with tactical adjustments and utilizes a variety of investment vehicles, including mutual funds, ETFs, individual equity, fixed income, and covered options.

Concentrated stock management Options & derivatives strategies Retirement plans for business owners (SEP, solo 401k) Founder/Business Owner Executive
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Matthew K

CFP®

Rogers, AR

Legacy Capital Wealth Partners, LLC

Matthew Koll is a CFP® professional with two years of industry experience, currently serving at Legacy Capital Wealth Partners, LLC. His prior experience includes roles at Arvest Bank and First Community Trust, along with 18 years of service in the United States Navy. Outside of his advisory work, Koll serves as president of the school board for St. Vincent de Paul Catholic School and holds board and committee positions with local nonprofit organizations Big Brother Big Sister NWA and the Mercy Foundation. Legacy Capital Wealth Partners serves individuals and high-net-worth clients, families, trusts, and nonprofit organizations, providing holistic financial planning and investment management. The firm’s investment approach is based on fundamental analysis with a long-term orientation, and it offers comprehensive client reviews supported by technology and multi-advisor collaboration.

Retirement plans for business owners (SEP, solo 401k) Business exit / sale strategy Wealth management Founder/Business Owner Executive
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John H

Series 66

Rogers, AR

Hexagon Capital Partners, LLC

John Hudson is a financial advisor with Hexagon Capital Partners, LLC, holding a Series 66 designation and 16 years of industry experience. He previously worked at Morgan Stanley Smith Barney LLC for seven years before joining Hexagon Capital Partners in 2019. Outside of advising, Hudson serves as a commissioner on the Rogers Airport Commission and is involved in consulting through independent business activities. Hexagon Capital Partners is an SEC-registered advisory firm serving individuals, high-net-worth clients, trusts, estates, charitable organizations, pension plans, and business entities. The firm provides portfolio management, financial planning, and investment consulting, employing a multi-disciplinary investment process that incorporates fundamental, technical, cyclical, and economic analysis, along with strategic asset allocation and the use of third-party tools and sub-advisers.

Trust structures (GRAT, IDGT, revocable) Charitable giving & philanthropy Active portfolio management
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Scott B

Series 65

Rogers, AR

Heritage Oak Wealth Advisors

Scott Bennington is a Series 65-registered advisor at Heritage Oak Wealth Advisors in Rogers, AR, with five years of industry experience. He has worked at Heritage Oak since 2021 and previously spent two years with Sowell Management and twelve years at Maximum Performance. Heritage Oak Wealth Advisors serves individual and high-net-worth clients as well as retirement plan sponsors, providing discretionary asset management, financial planning, retirement plan advisory, and estate-planning services. The firm employs a combination of fundamental and technical analysis across various asset types and offers access to non-traditional services and private investment vehicles limited to accredited investors.

Business Financial Management Private / alternative investments Founder/Business Owner
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Ben M

CFP®, Series 65, Series 63

Rogers, AR

Uniting Wealth Partners

Ben Mclintock is a CFP® practitioner with 12 years of industry experience. He is currently with Uniting Wealth Partners and previously spent 12 years at Arvest Wealth Management. Outside of his financial services work, he is the sole member and manager of The McLintock Law Group, PLLC, a law firm currently not engaged in for-profit activities. Uniting Wealth Partners provides wealth management, financial planning, and consulting services to individuals, high-net-worth clients, trusts, estates, businesses, and charitable organizations. The firm employs a diversified investment approach using mutual funds, ETFs, individual securities, and alternative investments, with a focus on long-term strategies and ongoing oversight.

Private / alternative investments Concentrated stock management Real estate investing Options & derivatives strategies
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Brian W

CFA®, Series 63, Series 66

Rogers, AR

Legacy Capital Wealth Partners, LLC

Brian Wood is a CFA® charterholder with 23 years of industry experience. He is a senior wealth advisor and managing partner at Legacy Capital Wealth Partners, LLC, and has previously worked at Arvest Wealth Management, Purshe Kaplan Sterling Investments, A. G. Edwards & Sons, Inc., and FSW Partners, L.P. Wood serves as finance chair for the Single Parent Scholarship Fund of Northwest Arkansas and holds board member positions at Pathway to Freedom, a prison ministry nonprofit, and Christ for the City International, a mission outreach organization. Legacy Capital Wealth Partners serves individuals, high-net-worth clients, families, family offices, trusts, estates, charitable foundations, nonprofits, and retirement plans. The firm provides comprehensive financial planning and discretionary and non-discretionary investment management, emphasizing fundamental analysis and long-term orientation while offering ongoing account monitoring and tailored asset allocation.

Retirement plans for business owners (SEP, solo 401k) Business exit / sale strategy Wealth management Founder/Business Owner Executive
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Brent H

Series 63, Series 65

Rogers, AR

Hexagon Capital Partners, LLC

Brent Henry is a financial advisor with Hexagon Capital Partners, LLC, holding Series 63 and Series 65 licenses and bringing 33 years of industry experience. He previously worked at Morgan Stanley for seven years before joining Hexagon Capital Partners in 2019. In addition to his advisory role, he is a licensed insurance agent offering insurance products to clients. Hexagon Capital Partners is an SEC-registered advisor serving individuals, high-net-worth clients, trusts, estates, charitable organizations, pension plans, and business entities. The firm provides portfolio management, financial planning, and investment consulting, utilizing a multi-disciplinary investment process that incorporates fundamental, technical, cyclical, and economic analysis along with strategic asset allocation.

Trust structures (GRAT, IDGT, revocable) Charitable giving & philanthropy Active portfolio management
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Bradley B

Series 63, Series 66

Rogers, AR

Uniting Wealth Partners

Bradley Blankenship is a financial advisor at Uniting Wealth Partners with 20 years of industry experience. He holds Series 63 and Series 66 licenses and previously worked for 13 years at Arvest Wealth Management. Blankenship is also a licensed insurance agent and spends part of his time implementing insurance recommendations. Uniting Wealth Partners provides wealth management, financial planning, and consulting services to individuals, high-net-worth clients, trusts, estates, businesses, and charitable organizations. The firm utilizes diversified portfolios primarily composed of low-cost mutual funds and ETFs, with additional investment options as appropriate, and operates as part of a larger network offering integrated advisory and operational support.

Private / alternative investments Concentrated stock management Real estate investing Options & derivatives strategies
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Colin L

Series 65

Rogers, AR

Heritage Oak Wealth Advisors

Colin Leighton is a financial advisor at Heritage Oak Wealth Advisors in Rogers, Arkansas, with six years of industry experience. He holds a Series 65 designation and previously worked at Allstone Group and Sowell Management. Heritage Oak Wealth Advisors serves individual and high-net-worth clients as well as retirement plan sponsors, offering discretionary asset management, financial planning, and retirement plan advisory services. The firm employs a combination of fundamental and technical analysis across a range of investment vehicles and provides access to non-traditional services such as structured option-based financing and private investment vehicles for accredited investors.

Business Financial Management Private / alternative investments Founder/Business Owner
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Randall R

CFP®, Series 63, Series 65

Bella Vista, AR

Uniting Wealth Partners

Randall Roebuck is a CFP® professional with 38 years of industry experience, currently serving at Uniting Wealth Partners. He previously worked at Raymond James Financial and Raymond James Financial Services, Inc. for over two decades. Randall is also a licensed insurance agent involved in insurance sales and implementation. Uniting Wealth Partners offers wealth management, financial planning, and consulting services to individuals, high-net-worth clients, trusts, estates, businesses, and charitable organizations. The firm employs a diversified investment approach using low-cost mutual funds and ETFs alongside other asset types, and operates as part of the WAGN network with multiple office locations and substantial assets under management.

Private / alternative investments Concentrated stock management Real estate investing Options & derivatives strategies
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Joshua M

Series 66

Rogers, AR

Hexagon Capital Partners, LLC

Joshua Mccaslin is a financial advisor at Hexagon Capital Partners, LLC with 17 years of industry experience. He has been with Hexagon since 2019 and previously worked at Morgan Stanley from 2012 to 2019. Hexagon Capital Partners serves individuals, high-net-worth clients, trusts, estates, charitable organizations, pension plans, and business entities, providing portfolio management, financial planning, and investment consulting. The firm employs a multi-disciplinary investment process incorporating fundamental, technical, cyclical, and economic analysis, as well as strategic asset allocation, using third-party tools and sub-advisers to implement and rebalance portfolios.

Trust structures (GRAT, IDGT, revocable) Charitable giving & philanthropy Active portfolio management
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Mary J

Series 63, Series 66

Rogers, AR

Q3 Asset Management Corporation

Mary Jones is a financial advisor with Q3 Asset Management Corporation in Rogers, AR, holding Series 63 and Series 66 credentials and bringing 15 years of industry experience. Her prior experience includes roles at firms such as Flexible Plan Investments, Ceros Financial Services, John Hancock Investment Management, Woodbury Financial Services, and Capital One Advisors. In addition to her role at Q3, she serves as a Senior Advisor at Clifford Hubbs Wealth Care Services, where she focuses on retirement, estate, and tax planning. Q3 Asset Management provides fee-based investment management, financial planning, and consulting services to individual investors, retirement plans, trusts, charitable organizations, and other financial professionals. The firm follows a quantitative, statistics-driven approach with actively managed strategies and serves as manager of multiple affiliated funds and ETFs, distinguishing itself through its scale and range of specialized services.

Active portfolio management ESG / Sustainable investing Options & derivatives strategies Retirement income strategy Founder/Business Owner Retired
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Michael W

Series 66

Rogers, AR

Providence Capital

Michael Wuest is a financial advisor at Providence Capital with nine years of industry experience. He holds a Series 66 designation and has previously worked at firms including Thrivent Advisor Network, PKS Advisory Services, and Purshe Kaplan Sterling Investments. Outside of his advisory role, he serves as Vice President at WealthTech Strategy Partners and as a Venture Partner at First Rate Ventures, providing non-securities related advisory and corporate strategy consulting. Providence Capital offers investment advisory and financial planning services to individuals, high-net-worth clients, and charitable organizations. The firm employs a long-term trading approach combining fundamental analysis and modern portfolio theory, utilizing mutual funds, ETFs, fixed income, and private placements, supported by AI-assisted tools and a team of licensed advisers.

Annuities College savings (529s, UTMA, etc.)
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Matthew W

CFP®, Series 65

Rogers, AR

Mach-1 Financial Group, LLC

Matthew Walters is a CFP® professional with nine years of experience in the financial services industry. He has been with Mach-1 Financial Group, LLC since 2018 and has prior experience at firms including Fusion Capital Management and Chandler Advisors LLC. Walters also works as an insurance agent focusing on insurance planning for businesses and individuals. Mach-1 Financial Group serves individuals, high-net-worth clients, trusts, corporations, and partnerships with asset management and advisory services. The firm sponsors a discretionary Wrap Fee Asset Management Program and manages over $546 million in discretionary assets.

General estate planning guidance
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Scott S

Series 63, Series 65

Rogers, AR

Uniting Wealth Partners

Scott Shepherd is a financial advisor with Uniting Wealth Partners in Rogers, Arkansas, holding Series 63 and Series 65 licenses and having 35 years of industry experience. Prior to joining Uniting Wealth Partners in 2024, he worked with Raymond James in various capacities from 2005 to 2024. He is an owner of Pinnacle Wealth Management LLC and SHSPWM LLC and is also a licensed insurance agent, spending about 10% of his time on insurance sales and implementation. Uniting Wealth Partners provides wealth management, financial planning, and consulting services to individuals, high-net-worth clients, trusts, estates, businesses, and charitable organizations. The firm employs a diversified investment approach including mutual funds, ETFs, individual securities, and alternative investments, often with a long-term focus and ongoing oversight by independent managers.

Private / alternative investments Concentrated stock management Real estate investing Options & derivatives strategies
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Seth M

Series 65

Rogers, AR

Heritage Oak Wealth Advisors

Seth Maier is a financial advisor at Heritage Oak Wealth Advisors with one year of industry experience. He holds a Series 65 designation and previously worked at Arvest Bank and operated Maier Mowing LLC for eight years. Heritage Oak Wealth Advisors serves individual and high-net-worth clients as well as retirement plan sponsors, providing discretionary asset management, financial planning, retirement plan advisory, and estate-planning services. The firm combines fundamental and technical analysis in its investment decisions and offers access to non-traditional services such as structured option-based financing and private investment vehicles for accredited investors.

Business Financial Management Private / alternative investments Founder/Business Owner
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Ryan M

Series 65

Rogers, AR

Heritage Oak Wealth Advisors

Ryan Mendoza is a financial advisor at Heritage Oak Wealth Advisors in Rogers, Arkansas. He holds a Series 65 designation and has been with the firm since 2025. Prior to joining Heritage Oak, he worked at The Fishin' Co for five years and has held various roles in industries including food service and municipal government. Heritage Oak Wealth Advisors serves individual and high-net-worth clients as well as retirement plan sponsors, providing discretionary asset management, financial planning, and retirement plan advisory services. The firm employs a combination of fundamental and technical analysis across multiple asset classes and offers access to non-traditional services, including structured option-based financing and private investment vehicles for accredited investors.

Business Financial Management Private / alternative investments Founder/Business Owner
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Kristy H

Series 63, Series 66

Rogers, AR

Uniting Wealth Partners

Kristy Harrell is a financial advisor at Uniting Wealth Partners with 31 years of industry experience. She holds Series 63 and Series 66 designations and previously worked at Raymond James Financial Services Advisors and Raymond James & Associates. Outside of finance, she is involved in raising and selling cattle through Harrell Ridge LLC. Uniting Wealth Partners provides wealth management, financial planning, and consulting services to individuals, high-net-worth clients, trusts, estates, businesses, and charitable organizations. The firm focuses on building diversified portfolios using low-cost mutual funds and ETFs, employing a mix of fundamental, technical, cyclical, and charting analysis.

Private / alternative investments Concentrated stock management Real estate investing Options & derivatives strategies
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David L

Series 65

Rogers, AR

Mach-1 Financial Group, LLC

David Lee is a financial advisor with Mach-1 Financial Group, LLC in Rogers, Arkansas, holding a Series 65 designation and 18 years of industry experience. He has worked at Mach-1 Financial Group since 2013 and previously was with Fusion Capital Management from 2016 to 2019. Outside of advisory work, Lee serves as president of an insurance agency and holds a board position in a holding company for a private aircraft. Mach-1 Financial Group provides asset management and advisory services to individuals, high-net-worth clients, and various entities. The firm sponsors a discretionary wrap fee asset management program with over $546 million in discretionary assets under management and offers estate planning and tax coordination through a licensed third-party platform.

General estate planning guidance
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Elijah F

CFP®, Series 63, Series 65

Rogers, AR

Mach-1 Financial Group, LLC

Elijah Freeman is a CFP® professional with four years of experience, currently serving at Mach-1 Financial Group, LLC since 2019. His prior work includes roles at KPMG, Phillips 66, and Oklahoma State University. Freeman is also a licensed insurance agent. Mach-1 Financial Group serves individuals and high-net-worth clients, as well as trusts, corporations, and partnerships, offering asset management and related advisory services through a discretionary wrap fee program. The firm manages over $546 million in assets and coordinates estate planning and tax services primarily via licensed third-party platforms.

General estate planning guidance
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