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James W

Series 63, Series 65

Manteno, IL

Edward Jones

James Woods is a financial advisor at Edward Jones with 16 years of industry experience. He holds Series 63 and Series 65 licenses and previously worked at Fidelity Investments and Fidelity Brokerage Services. There are no notable outside business activities reported. Edward Jones is a full-service wealth management firm serving over four million individual and institutional clients, offering a range of advisory programs and strategies supported by a large nationwide network of advisors and branch offices.

Wealth management Tax-loss harvesting Multi-generational wealth transfer Retired Founder/Business Owner Executive
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Susan L

Series 63, Series 66

Manteno, IL

Raymond James Financial

Susan Lockwood is a financial advisor at Raymond James Financial with 39 years of industry experience. Her career includes roles at Midland States Bank, HomeStar Bank, and Raymond James Financial Services Advisors. She holds Series 63 and Series 66 designations. Raymond James Financial Services Advisors, Inc. provides financial planning and investment consulting to a diverse client base, including individuals, corporations, and institutional clients. The firm uses risk profiling and analytical tools to tailor recommendations and supports both advisory programs and institutional portfolio management.

Wealth management Tax strategies for small businesses Business succession planning General estate planning guidance Founder/Business Owner Executive
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David F

Series 63, Series 65

Bourbonnais, IL

Raymond James Financial

David Faber is a financial advisor with Raymond James Financial in Bourbonnais, IL, holding Series 63 and Series 65 credentials and 36 years of industry experience. His prior work includes roles at Morgan Stanley and Citigroup Global Markets before joining Raymond James in 2011. He also owns and operates an insurance agency that provides health, life, disability, Medicare supplement, and property and casualty insurance. Raymond James Financial Services Advisors, Inc. offers financial planning, investment consulting, and advisory services to individual, high-net-worth, corporate, charitable, and institutional clients. The firm uses tailored, non-discretionary planning supported by analytical tools and provides specialized programs including municipal advisory services and SIMPLE IRA employer consulting.

Wealth management Tax strategies for small businesses Business succession planning General estate planning guidance Founder/Business Owner Executive
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Michael W

Series 66

Bourbonnais, IL

Thrivent Investment Management

Michael Williams is a financial advisor with Thrivent Investment Management in Bourbonnais, IL, holding a Series 66 designation and possessing 10 years of industry experience. He has been with Thrivent Financial and its affiliated investment management firm since 2015. Thrivent Investment Management provides Dedicated Planning Services to individuals, families, businesses, and nonprofit clients, offering comprehensive written recommendations on various financial topics without implementing those recommendations. The firm combines planning with managed-account programs through a consolidated billing option while maintaining separate planning and investment services.

Business ownership considerations
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Pamela R

Series 63, Series 65

Bradley, IL

Edward Jones

Pamela Regel is a financial advisor at Edward Jones with 29 years of industry experience. She holds Series 63 and Series 65 licenses and has been with Edward Jones since 2008. Edward Jones is a full-service wealth management firm serving more than four million individual and institutional clients. The firm manages approximately $1.01 trillion in assets and offers a range of advisory programs, including discretionary and non-discretionary strategies, separately managed accounts, and affiliated mutual funds, operating under a fiduciary standard.

General retirement planning Retired Founder/Business Owner Executive
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Molly M

Series 63, Series 66

Kankakee, IL

Fidelity

Molly Munneke is a financial advisor with Fidelity in Kankakee, IL, holding Series 63 and Series 66 licenses and three years of industry experience. Her work history includes positions at Fidelity Investments since 2022, as well as prior roles in education. Fidelity’s Strategic Advisers LLC provides investment management and advisory services to retail and institutional clients, utilizing a blend of proprietary fundamental research, quantitative analysis, and algorithmic portfolio construction to manage diversified portfolios including mutual funds, ETFs, and ETPs.

Charitable giving & philanthropy Active portfolio management
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Jason S

Series 63, Series 65

Bourbonnais, IL

Wells Fargo Advisors

Jason Soucie is a financial advisor at Wells Fargo Advisors with 28 years of industry experience. He holds Series 63 and Series 65 licenses and has worked within various Wells Fargo entities since 2009. He also serves as an investment committee member for the Riverside Healthcare Foundation. Wells Fargo Advisors Financial Network is a large broker-dealer and registered investment adviser serving individuals, trusts, and institutional clients. The firm offers a broad range of financial planning services and uses Wells Fargo research and tools to develop tailored recommendations for its clients.

Divorce financial planning Planning for children with special needs Business exit / sale strategy Cash flow / budgeting Founder/Business Owner
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Joseph S

CFP®, Series 63, Series 65

Bourbonnais, IL

STIFEL

Joseph Sikma is a CFP® professional with three years of experience in financial advising, currently with Stifel since 2022. Before joining Stifel, he worked at PrairieView Wealth Partners and has held roles in both community education and manufacturing. Outside of his advising role, he serves on finance committees for local organizations including a church and a YMCA, and also proctors college admissions exams at a community college. Stifel serves a broad range of clients, including individuals, institutions, and municipalities, providing brokerage and advisory services along with financial planning supported by a proprietary investment methodology developed by its Investment Strategy Group.

General retirement planning Income planning
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Llanely M

Series 63, Series 65

Manteno, IL

Raymond James Financial

Llanely Medina is a financial advisor with Raymond James Financial, holding Series 63 and Series 65 licenses and bringing six years of industry experience. Prior to joining Raymond James, Medina worked at firms including Bank of America, Merrill, J.P. Morgan Securities, and LPL Financial. Raymond James Financial Services Advisors, Inc. provides financial planning and investment consulting to individuals, high-net-worth clients, pension plans, corporations, and institutional clients. The firm uses tailored, non-discretionary planning supported by risk profiling and modeling tools, and it offers specialized services including municipal advisory and SIMPLE IRA employer advisory programs.

Wealth management Tax strategies for small businesses Business succession planning General estate planning guidance Founder/Business Owner Executive
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David R

Series 63, Series 66

Kankakee, IL

Edward Jones

David Robinson is a financial advisor at Edward Jones in Kankakee, IL, holding the Series 63 and Series 66 designations with 21 years of industry experience, all with Edward Jones since 2005. He serves as a board member for Child Network in Bradley, Illinois. Edward Jones is a full-service wealth management firm serving over four million clients including individual and institutional investors, offering a range of advisory programs and investment strategies supported by a large nationwide network of financial advisors.

Retirement income strategy Business exit / sale strategy Charitable giving & philanthropy Business ownership considerations Retirement plans for business owners (SEP, solo 401k) Founder/Business Owner
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Robert L

Series 63, Series 65

Bradley, IL

OSAIC

Robert Lockwood is a financial advisor with OSAIC, holding Series 63 and Series 65 licenses and over 41 years of industry experience. He previously worked at FSC Securities Corporation and has operated Lockwood Financial, a sole proprietorship offering insurance consulting and fixed product sales, since 1994. OSAIC serves a diverse range of retail and institutional clients through its extensive network of advisors and multiple advisory platforms. The firm provides integrated brokerage and investment advisory services, financial planning, retirement consulting, and access to third-party money managers, utilizing a variety of asset-allocation tools and portfolio construction strategies.

Annuities Wealth management Tax-loss harvesting Private / alternative investments Retirement plans for business owners (SEP, solo 401k) Founder/Business Owner Executive
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Ryan W

Series 66

Bourbonnais, IL

Edward Jones

Ryan Weimer is a financial advisor with Edward Jones in Bourbonnais, IL, holding a Series 66 designation and seven years of industry experience. He has been with Edward Jones since 2018 and previously worked for First Christian Church from 2007 to 2018. Edward Jones is a full-service wealth management firm serving over four million individual and institutional clients, offering a range of advisory programs and investment strategies supported by a large nationwide network of financial advisors and branch offices.

Retirement income strategy Retirement plans for business owners (SEP, solo 401k) Business ownership considerations Business exit / sale strategy Wealth management Founder/Business Owner
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