David Allaire is a financial advisor with Mystic Asset Management in Warwick, RI, holding Series 63 and Series 65 licenses and bringing 37 years of industry experience. He has been affiliated with Mystic Asset Management since 2012 and The Retirement Planning Company of New England since 1996, and has also worked with Institutional Securities Corp since 2015. Outside of his advisory roles, he is a partner in a local real estate ownership and operations business. Mystic Asset Management provides discretionary portfolio management to individuals, including high-net-worth clients, as well as institutional clients such as trusts, pension plans, nonprofits, and banks. The firm employs a variety of analytical methods and typically operates with discretionary authority, managing over $500 million in client assets.

Michael Curtis is a financial advisor at Cornerstone Investment Services with 20 years of industry experience. He holds Series 63 and Series 66 designations and has worked at Vestech Securities, Inc., Cornerstone Investments, and Cantella & Co Inc. since 2008. Cornerstone Investment Services serves individual and high-net-worth clients as well as pension and profit-sharing plans, offering portfolio management, investment consulting, and financial planning. The firm employs a variety of investment strategies, including long- and short-term trading, ETF investments, and options writing, with portfolio decisions guided by fundamental, technical, charting, and cyclical analysis.

Lisa Graham is a Series 65-licensed advisor at Dana R. Norman with over 22 years of experience at Norman, Graham & DiGangi PC, a CPA firm where she serves as a shareholder with administrative duties including tax and financial statement preparation, bookkeeping, and scheduling. She has been with Dana R. Norman since 2025. Dana R. Norman provides discretionary, individually tailored portfolio management and retirement-plan advisory services to individuals, trusts, estates, charitable organizations, and business entities. The firm manages approximately $103.9 million in client assets and integrates fundamental, mutual fund/ETF, technical, and cyclical analysis in portfolio construction.

Edward Viar is a financial advisor with The Retirement Planning Company of New England, Inc. in Providence, RI, holding 24 years of industry experience. He practices within a firm of three advisors that manages approximately $336 million in client assets across more than 570 client relationships. The Retirement Planning Company of New England provides investment advisory services primarily to individual clients—including high-net-worth and non-high-net-worth—as well as institutional clients such as banks, pension and profit-sharing plans, trusts, estates, nonprofit organizations, and corporations. The firm offers discretionary portfolio management tailored to clients’ objectives, using fundamental, technical, charting, and cyclical analysis, and manages diversified portfolios including equities, bonds, mutual funds, ETFs, options, structured products, REITs, and variable annuities.

Dennis O'Keefe is a CFP® with 21 years of industry experience and has been the sole advisor at Successful Money Strategies Inc since 1993. He holds Series 63 and Series 65 licenses. Outside of his advisory role, he also receives residual insurance commissions and acts as an insurance agent, facilitating client contact with insurance companies. Successful Money Strategies, Inc. provides financial planning and discretionary investment management primarily to individuals, including high net worth clients, as well as a limited number of charities, trusts, and small businesses. The firm employs custom asset-allocation models, focusing on no-load mutual funds, Treasury bonds, and negotiable CDs, with trading occurring approximately 2–3 times per year.

Armand Spaziano is a CFA® charterholder with 32 years of industry experience. He is currently with Creative Resources Investment Advisors LLC, where he has worked since 2017, and also serves as president of Alluvion Brands, LLC, a privately held management consulting company. His prior experience includes leadership roles at Spagus Capital Partners, LLC and Roman Capital Partners, LLC. Creative Resources Investment Advisors primarily serves individual and high-income clients, as well as pension and profit-sharing plans, trusts, and other entities. The firm employs a long-term, value-oriented investment approach that incorporates Modern Portfolio Theory and blended strategic/tactical asset allocation, tailoring portfolios to client constraints and using tools such as Monte Carlo simulations for planning.

Frank Mcgoff is an executive vice president at Arlen Capital, LLC with 38 years of industry experience. He has been with Arlen Capital since 2001 and is also affiliated with Arlen Corporation and OSAIC Wealth, Inc. Mcgoff holds Series 63 and Series 65 licenses. Arlen Capital serves individuals, trusts, estates, retirement plans, and business entities by providing investment management, wealth planning, and analysis of third-party managed programs. The firm uses a model portfolio approach based on volatility sensitivity and emphasizes downside-risk measures in its ongoing manager evaluations.

Vito Capuano is a financial advisor with Signet Investment Advisory Group, Inc., holding a Series 65 credential and one year of industry experience. His prior work includes roles at Liberty University, Roger Williams University School of Law, and the Rhode Island Bulldogs. Signet Investment Advisory Group provides discretionary portfolio management and investment counseling to individuals, trusts, estates, charitable organizations, businesses, and retirement plans. The firm employs both fundamental and technical analysis to develop individualized investment strategies and serves as a discretionary fiduciary for certain ERISA plans.

Jason Siperstein is a CFP® and CFA® with 14 years of industry experience. He is the sole advisor at Eliot Rose Wealth Management, LLC in Providence, RI, where he has worked since 2011. Eliot Rose Wealth Management serves individuals near retirement, current retirees, and families focused on legacy planning by providing comprehensive financial planning and discretionary asset management. The firm emphasizes a planning-first approach and personalized investment decisions executed through diversified, strategic asset allocation with ongoing monitoring and periodic rebalancing.

Casey Tenney is a CFP® and Series 65-registered advisor at Datum Wealth Management with one year of industry experience. Prior to joining Datum Wealth Management in 2026, Casey worked at Coastline Trust Company for five years, Bank of America for three years, and Suntrust for two years. Datum Wealth Management is an independent advisory firm serving individuals, high-net-worth clients, trusts, estates, and businesses. The firm offers discretionary portfolio management and comprehensive financial planning, focusing on long-term strategies using low-cost, diversified mutual funds and ETFs, alongside individual stocks, bonds, and alternative investments when appropriate.

Laura Lincoln is a CFP® professional with four years of industry experience. She has worked at Coastline Trust Company, Bank of America Private Bank, and Merrill before joining Datum Wealth Management in 2026. Laura holds the Series 66 designation and is based in Warwick, Rhode Island. Datum Wealth Management offers investment advisory and wealth management services to individuals, high-net-worth clients, trusts, estates, and businesses. The firm focuses on long-term strategies using diversified mutual funds, ETFs, individual securities, and alternative investments, employing a process that includes fundamental, technical, and cyclical analysis.

Manuel Rezendes is a financial advisor at Bountiful Investment Management LLC with 12 years of industry experience. He has been with Bountiful Investment Management since 2015 and also serves as a regional director at Euclid Financial Services, where he focuses on insurance and fixed product planning. Bountiful Investment Management serves individual and high-net-worth clients by offering asset management through recommended third-party sub-advisers, written financial planning, modular plans, and educational seminars. The firm operates primarily on a non-discretionary basis and uses a mix of analytical methods and both strategic and tactical asset allocation.

David Nabb is a financial advisor with Arlen Capital, LLC in Warwick, RI, holding a Series 65 designation and 19 years of industry experience. He has worked at Tercet Capital, LLC since 2005 and at Arlen Corporation since 2003. Arlen Capital serves individuals, trusts, estates, retirement plans, and business entities by providing investment management, wealth planning, and analysis of third-party managed programs. The firm manages approximately $331 million in client assets and employs a model portfolio approach focused on volatility sensitivity, using mutual funds and ETFs with active management when appropriate.

Mark Lavallee is a CFP® professional with 16 years of industry experience, currently serving as an advisor at Financial Independence, LLC since 2009. He holds Series 63 and Series 65 licenses and is also employed by Digital Federal Credit Union in a fixed life insurance capacity. Financial Independence, LLC offers financial planning, wealth management through its BEST Life Planning Program, and pension consulting to individuals, retirement plans, trusts, estates, and charitable organizations. The firm employs a non-discretionary investment model focused on behavioral coaching, manager diversification, and a combination of tactical active and strategic passive strategies through third-party portfolio managers on the AssetMark platform.

Karen Bacon is a CFP® professional with over 32 years of experience in financial advising. She has operated independently since 2002 and is currently affiliated with Diversified Resources, LLC. Outside of advisory work, she serves as president and treasurer of a condominium association, handling building management and financial duties. Diversified Resources, LLC provides discretionary investment management and modular financial planning to individuals, high-net-worth clients, trusts, and pension plans. The firm uses tailored investment processes with risk-tolerance tools and model portfolios, delivering advisory services both directly and through SEI-managed platforms.

Joshua Wells is a financial advisor at Bountiful Investment Management LLC with 12 years of industry experience. He holds Series 63 and Series 65 licenses and has worked at Bountiful Investment Management since 2015. Wells is also the proprietor of Euclid Financial Services LLC, through which he brokers insurance products for clients as needed. Bountiful Investment Management serves individual and high-net-worth clients by offering asset management via third-party sub-advisers, written financial planning, and educational seminars on topics such as retirement and estate planning. The firm primarily operates on a non-discretionary basis while monitoring sub-adviser performance and employs a mix of analytical methods along with strategic and tactical asset allocation.

Shaun Scott is a financial advisor at Old Forge Wealth Management, LLC with 37 years of industry experience. He held a long tenure at LPL Financial, LLC from 1996 to 2024 before joining Old Forge in 2022. Scott holds Series 63 and Series 65 licenses and is based in Warwick, Rhode Island. He also maintains several licensed insurance activities outside of his advisory role. Old Forge Wealth Management serves individuals, high-net-worth clients, trusts, estates, businesses, and retirement plans by providing discretionary investment management, standalone financial planning, and retirement plan advisory services. The firm primarily uses exchange-traded funds and diversified mutual funds within a long-term investment approach that incorporates both fundamental and technical analysis.

Sarah Szabo is a financial advisor with Spinnaker Asset Management Inc. She holds Series 63 and Series 65 credentials and has six years of industry experience. Her prior work includes roles at Eagle Strategies LLC, Nylife Securities LLC, and New York Life Insurance Company. Outside of finance, she serves as the president of South County Youth Lacrosse and is the managing director of the business networking group eWomenNetwork. Spinnaker Asset Management is a state-registered advisory firm managing approximately $38.7 million for individual and high-net-worth clients. The firm employs a core-and-satellite investment approach using model portfolios primarily composed of Invesco and WisdomTree ETFs, combined with satellite securities selected through fundamental and technical analysis.

John Riley is a financial advisor with Cornerstone Investment Services in Providence, RI, holding Series 63 and Series 65 licenses and bringing 40 years of industry experience. He has been with Cornerstone since 1999 and previously worked at Cantella & Co., Inc. for 20 years. Outside of his advisory role, he serves as president of 1320, Inc., a company involved in non-investment related retail sales. Cornerstone Investment Services provides portfolio management, investment consulting, and financial planning to individual, high-net-worth, pension, and profit-sharing clients. The firm employs a range of analytical techniques and trading strategies, managing approximately $52.8 million for about 86 clients, and sponsors a wrap fee program that utilizes Charles Schwab for execution and custody.

Alexander Albert is a CFP® with 10 years of industry experience, currently serving as a financial advisor at Lincoln Capital Corporation since 2015. Based in East Greenwich, RI, he holds a Series 65 license in addition to his CFP® designation. Lincoln Capital Corporation provides discretionary portfolio management and financial planning to individuals, high-net-worth clients, pension and profit-sharing plans, trusts, estates, and charitable organizations. The firm operates on a fee-only basis, developing written investment policies tailored to client needs and managing accounts primarily on a discretionary basis with regular monitoring and reporting.