Taylor Sohns is a CFP® with 15 years of industry experience, currently serving as an advisor at LifeGoal Investments, LLC in Saratoga Springs, NY. His prior experience includes roles at Franklin Templeton, Legg Mason, and Lord Abbett. Outside of his advisory work, he is a partner and CFO of Forever Young Springs, LLC, a small real-estate company. LifeGoal Investments serves individual and high-net-worth clients as well as business entities, providing discretionary and non-discretionary asset management, assets-under-advisement services, and financial planning and consulting. The firm uses a Modern Portfolio Theory-based investment approach incorporating long-term holdings, trading, and option strategies, and may engage sub-advisors for portions of client portfolios.

Elizabeth Litts is a financial advisor at Sustainable Advisors Alliance LLC with one year of industry experience. She holds a Series 65 designation. Outside of her advisory role, she has been involved with the Waldorf School of Saratoga Springs for the past ten years. Sustainable Advisors Alliance provides investment management and financial planning services to individuals, retirement plans, corporations, non-profits, and pension/profit-sharing plans. The firm focuses on sustainable, responsible, and impact investing using environmental, social, and governance criteria, employing both passive and active strategies tailored to client preferences and tax objectives.

Patrick Younis is a financial advisor with MinichMacgregor Wealth Management, LLC in Saratoga Springs, NY, holding Series 63 and Series 66 licenses and 18 years of industry experience. His work history includes prior roles at Purshe Kaplan Sterling Investments, LPL Financial, Eagle Strategies LLC, and NYLife Securities. MinichMacgregor Wealth Management serves individuals, retirement plans, trusts, estates, charitable organizations, and business entities, offering financial planning, portfolio management, and retirement-plan advisory services. The firm builds tailored portfolios using a combination of fundamental, technical, and cyclical analysis, employs proprietary investment strategies compliant with Rule 3a-4, and offers distinctive participant education and enrollment assistance programs for retirement-plan sponsors.

Maxwell Hulbert is a Series 65-credentialed financial advisor with two years of industry experience, currently with LifeGoal Investments, LLC in Saratoga Springs, NY. His prior experience includes roles at Knight Strategic Wealth and Northwestern Mutual, as well as operating as a sole proprietor. Hulbert is also involved in LifeGoal Lending LLC as Director of Lawyer Relations. LifeGoal Investments serves individual and high-net-worth clients and business entities, providing discretionary and non-discretionary asset management, financial planning, and consulting. The firm manages approximately $558 million across about 319 clients and incorporates Modern Portfolio Theory with a mix of long-term holdings, trading, and option strategies in its investment approach.

Harold Moran is a CFP® with 39 years of experience in the financial advisory industry. He is currently with Sustainable Advisors Alliance LLC, where he has worked since 2021. Prior to that, he spent ten years at Portfolio Resources Advisor Group. Sustainable Advisors Alliance provides investment management and financial planning services to individuals, retirement plans, corporations, non-profits, and pension/profit-sharing plans. The firm focuses on sustainable, responsible, and impact investing using ESG criteria and employs a combination of passive and active strategies tailored to client goals and preferences.

Cory Laird is a CFP® with nine years of industry experience, currently serving as an advisor at MinichMacGregor Wealth Management, LLC since 2016. He holds a Series 66 designation and operates within a team-based environment in Saratoga Springs, NY. MinichMacGregor Wealth Management serves a diverse client base that includes high-net-worth individuals, retirement plans, trusts, and business entities. The firm provides customized financial planning and portfolio management, employing a blend of fundamental, technical, and cyclical analysis along with proprietary investment strategies, including the use of leveraged and inverse ETFs for certain clients.

Nicholas Rossetti is a financial advisor at LifeGoal Investments, LLC with 12 years of industry experience. He holds Series 63 and Series 66 designations and has held positions at RBC Capital Markets and Amundi Asset Management US, Inc. prior to joining LifeGoal. LifeGoal Investments serves individual and high-net-worth clients as well as business entities, providing asset management, financial planning, and consulting services. The firm employs a diversified investment approach based on Modern Portfolio Theory, utilizing long-term holdings, trading, option strategies, and may engage sub-advisors to manage portions of client portfolios.

Benjamin Guerin is a financial advisor at Continuum Wealth Advisors, LLC in Saratoga Springs, NY, holding a Series 65 designation with one year of industry experience. His prior work includes a position at Fleet Feet. Continuum Wealth Advisors is a mid-sized SEC-registered firm with a team of six professionals managing approximately $345.6 million for individuals, trusts, estates, and retirement plan sponsors. The firm provides comprehensive wealth management services with a long-term, fundamental-analysis investment approach and incorporates due diligence on independent managers.

David Wren is a CFP® professional with 40 years of experience in the financial services industry. He is currently with Sovereign Financial Group, Inc., where he has worked since 2021. His prior experience includes roles at Raymond James Financial Services Advisors Inc. and New York Long Term Care Brokers, Ltd. Outside of his advisory work, he is the owner of High Rock Holdings, LLC, a support company for his office. Sovereign Financial Group serves individuals, trusts, estates, charitable organizations, businesses, retirement plans, and a registered investment company. The firm offers portfolio management, financial planning, retirement plan advisory, and cash-management solutions, employing a long-term investment approach with diversified mutual funds and ETFs alongside tactical reallocations and use of independent managers.

Brett Sohns is a financial advisor with LifeGoal Investments, LLC in Saratoga Springs, NY, holding Series 63 and Series 65 licenses and 16 years of industry experience. He has worked with multiple entities including Advisors Asset Management, Inc and Hartford Funds Distributors, LLC. Outside of his advisory role, Sohns is the owner of Forever Young Springs, LLC, a commercial real estate business. LifeGoal Investments serves individual and high-net-worth clients as well as business entities, providing discretionary and non-discretionary asset management, financial planning, and consulting services. The firm employs an investment approach based on Modern Portfolio Theory, incorporating long-term holdings, trading, options strategies, and occasionally uses sub-advisors and borrowing in client accounts.

Brenton Smith is a CFP®-certified financial advisor with 14 years of industry experience. He is currently with MinichMacgregor Wealth Management, LLC and has previously worked at Private Advisor Group, Del-Sette Capital Management, VOYA Financial Advisors, and LPL Financial. In addition to his advisory role, he is licensed to write fixed insurance, including term insurance, as part of his financial planning services. MinichMacgregor Wealth Management serves a diverse client base including individuals, retirement plans, trusts, estates, and charitable organizations. The firm offers tailored portfolio management using a combination of fundamental, technical, and cyclical analysis, along with proprietary strategies compliant with Rule 3a-4, and provides specialized participant education and enrollment assistance for retirement-plan sponsors.

Daniel Gale is a financial advisor with King Wealth Management Group, LLC in Saratoga Springs, NY, holding Series 63 and Series 65 credentials and bringing 23 years of industry experience. He has been with King Wealth Management Group since 2012 and previously worked at Purshe Kaplan Sterling Investments from 2012 to 2018. Outside of his advisory role, Gale coaches a youth soccer club. King Wealth Management Group provides discretionary and non-discretionary investment management and customized financial planning to individuals, high-net-worth clients, trusts, estates, pension and profit-sharing plans, and other entities, managing approximately $931 million in client assets. The firm’s portfolio construction integrates fundamental analysis with a technical overlay, employing equities, fixed income, ETFs, and selectively mutual funds and commodities, and utilizes derivatives and margin when authorized by clients.

Sean Moynahan is a CFP® with four years of industry experience, currently serving as an advisor at King Wealth Management Group, LLC since 2021. Prior to joining King Wealth, he worked at Preville Technology Services for eleven years. Outside of his advisory role, he owns and operates Sandhill Pottery, a ceramics business. King Wealth Management Group provides discretionary and non-discretionary investment management and customized financial planning to individuals, high-net-worth clients, trusts, estates, and retirement plans. The firm’s investment approach combines fundamental analysis with a technical overlay and includes the use of derivatives and margin when authorized.

Jennifer Henry is a financial advisor at Continuum Wealth Advisors, LLC in Saratoga Springs, NY, holding the Series 63 and Series 66 licenses with 15 years of industry experience. She has been with Continuum Wealth Advisors since 2010. Continuum Wealth Advisors is a mid-sized SEC-registered firm with a team of six professionals managing approximately $345.6 million for individuals, trusts, estates, and retirement plan sponsors. The firm provides comprehensive wealth management services, combining discretionary investment management, financial planning, and retirement plan advisory with a long-term, fundamental-analysis-driven investment approach.

Michele Tellstone is a financial advisor with MinichMacgregor Wealth Management, LLC, holding Series 63 and Series 65 licenses and bringing 24 years of industry experience. She has worked at MinichMacgregor since 2015 and previously spent 16 years at Purshe Kaplan Sterling Investments. MinichMacgregor Wealth Management serves individuals—including high-net-worth clients—retirement plans, trusts, estates, charitable organizations, and other entities by providing portfolio management, financial planning, and retirement-plan consulting. The firm employs a variety of analytical approaches and proprietary strategies and integrates participant education and enrollment assistance into its retirement-plan services.

Andrew Heuss is a financial advisor with Continuum Wealth Advisors, LLC in Saratoga Springs, NY. He holds the Series 65 designation and has three years of industry experience. Prior to joining Continuum Wealth Advisors in 2025, he worked at Modelist Inc., BHM Capital, and Advisor Ascension. Continuum Wealth Advisors is a mid-sized SEC-registered firm with a team of six professionals managing approximately $345.6 million for individuals, trusts, estates, and retirement plan sponsors. The firm offers comprehensive wealth management services with a long-term, fundamental-analysis-driven investment approach and incorporates customized portfolios alongside due diligence and oversight of independent managers.

Devin Campbell is a Series 65-licensed financial advisor at LifeGoal Investments, LLC with one year of industry experience. Prior to joining LifeGoal, he held roles at Van Avery Enterprise, Russell Sage College, and several school districts. LifeGoal Investments serves individual and high-net-worth clients as well as business entities, offering asset management, financial planning, and consulting through a six-person advisory team. The firm’s investment approach incorporates Modern Portfolio Theory, a combination of long-term holdings, trading, and option strategies, and includes the use of derivatives and borrowing in some client accounts.

Kenneth Terpening is a CFP® professional with 15 years of industry experience, currently serving at King Wealth Management Group, LLC since 2017. Prior to that, he worked at The AYCO Company, L.P./Mercer Allied from 2015 to 2017. King Wealth Management Group provides discretionary and non-discretionary investment management and tailored financial planning to individuals, high-net-worth clients, trusts, estates, pension and profit-sharing plans, and other entities. The firm emphasizes portfolio construction using individual equities, fixed income, and ETFs, supplemented by mutual funds and commodities, and incorporates both fundamental and technical analysis.

David Rath is a CFA® charterholder with 12 years of industry experience, currently serving as an advisor at Continuum Wealth Advisors, LLC since 2021. His prior roles include positions at Bouchey Financial Group, Wealth Advisory Group, and Northwestern Mutual Investment Management. Rath is also the owner of Continuum Tax Advisors, a separate tax preparation business affiliated with his firm. Continuum Wealth Advisors is a mid-sized SEC-registered firm with a team of six professionals managing approximately $345.6 million for individuals, trusts, estates, and retirement plans. The firm employs a long-term, fundamental-analysis-driven investment approach and offers comprehensive wealth management services, including discretionary investment management, financial planning, and 401(k) plan advisory.

Jason Macgregor is a financial advisor with MinichMacgregor Wealth Management, LLC, holding Series 63 and Series 65 credentials and bringing 33 years of industry experience. He has worked at MinichMacgregor Wealth Management since 2009 and previously spent 13 years at Purshe Kaplan Sterling Investments. MinichMacgregor Wealth Management serves individuals, retirement plans, trusts, estates, charitable organizations, corporations, and other business entities. The firm provides financial planning, portfolio management, third-party manager selection, and retirement-plan advisory services, employing a mix of fundamental, technical, and cyclical analysis and proprietary strategies that comply with Rule 3a-4.