Patrick Jeffs Catone is a financial advisor at Ascentis Asset Management, LLC with 15 years of industry experience. He holds the Series 66 designation and has worked with several firms including Redwood Investment Group, Golden State Wealth Management, and LPL Financial. Catone is involved in multiple investment advisory activities across various independent firms. Ascentis Asset Management provides sub-advisory portfolio modeling, model portfolio construction, and signaling services to other investment advisers and Unified Managed Account (UMA) program sponsors. The firm focuses on asset allocation and investment selection using charting, fundamental, quantitative, and technical analysis, delivering model portfolios and implementation guidance without directly managing client assets.

Steven Sturner is a financial advisor with Tempus Wealth Planning, LLC in Irvine, CA, holding Series 63 and Series 65 licenses and bringing 35 years of industry experience. His prior firms include Ameriprise and Mutual Securities, Inc. He has been with Tempus Wealth Planning since 2016. Tempus Wealth Planning provides investment advisory and financial planning services to individuals, including high net worth clients, and business entities. The firm manages approximately $699 million in assets and employs various investment strategies, including asset allocation, fundamental and technical analysis, and the use of derivatives and margin in client portfolios, alongside business-oriented planning and retirement plan consulting services.

Nicholas Cavallo is a financial advisor with Financial Management Network Inc in Mission Viejo, CA, holding a Series 66 designation and six years of industry experience. He has worked at Financial Management Network, Inc. since 2020 and was previously affiliated with FMN Capital Corporation and educational institutions including Cal State Fullerton and Saddleback College. Outside of his advisory role, he owns NJC Financial, an S Corporation not related to investment activities. Financial Management Network provides portfolio management, financial planning, and consulting services to individual and institutional clients, including high-net-worth individuals and corporate pension plans. The firm uses a strategic asset allocation framework combined with targeted active management and offers additional services such as tax preparation and bookkeeping support.

James White is a CFP® with 24 years of industry experience. He has worked at Tempus Wealth Planning, LLC since 2016 and previously spent 13 years at Ameriprise. Tempus Wealth Planning, LLC provides investment advisory and financial planning services to individuals and business entities, managing approximately $699 million in client assets. The firm offers tailored portfolios using a blend of asset allocation, fundamental, and technical methods, and provides a range of business-oriented planning and retirement plan consulting services.

Javaid Ansari is a CFP® professional with 20 years of industry experience, currently serving as an advisor at Compak Asset Management since 2011. He holds Series 63 and Series 65 licenses and is based in Newport Beach, CA. Compak Asset Management is a multi-team registered investment adviser managing approximately $1.2 billion on a discretionary basis for over 1,000 clients. The firm employs model-driven asset allocation strategies overseen by an internal investment committee and offers financial planning and retirement-plan advisory services.

Matthew Del Junco is an advisor at Liberty Wealth Management, LLC with 12 years of industry experience. He holds Series 63 and Series 66 licenses and previously worked at AE Financial Services, LLC. Outside of his advisory role, he is involved as an insurance agent with Lifetime Planning Marketing, Inc., focusing on insurance and annuity products. Liberty Wealth Management, LLC is an SEC-registered advisory firm that offers investment management, financial planning, and retirement plan services to individuals, trusts, estates, and institutions. The firm provides access to third-party manager programs and private market investments, supported by a network of affiliated businesses and private-fund activities.

Thomas Breslin Jr. is a financial advisor with Balboa Wealth Partners, Inc. in Newport Beach, CA, holding a Series 66 designation and bringing 27 years of industry experience. He has been with Balboa Wealth Partners since 2016. Balboa Wealth Partners is an SEC-registered investment adviser managing over $1.07 billion in assets for individuals, high-net-worth clients, trusts, estates, charitable organizations, businesses, and retirement plans. The firm employs a team structure and a long-term, diversified investment approach using low-cost mutual funds and ETFs, individual securities, and various analytical techniques to construct portfolios aligned with client objectives.

Leonard Moulin III is a CFA® charterholder and holds a Series 66 license with 18 years of industry experience. He currently works at Ignite Planners LLC and has previously been associated with Stonex Securities Inc, Rincon Pacific Management, Cetera Advisor Networks, and Girard Securities. Outside of his primary advisory role, he provides financial modeling and corporate strategy consulting services. Ignite Planners LLC serves a diverse client base including individual and high-net-worth investors, trusts, retirement plans, sovereign wealth funds, and accredited investors. The firm employs a tailored investment approach using a mix of public and private securities, manages private pooled funds, and offers discretionary asset management and financial planning services.

Ralph Romano is a financial advisor with Capital Synergy Partners in Irvine, CA, holding Series 63 and Series 65 licenses and bringing 49 years of industry experience. He has previously worked at firms including RJR Financial Services, Inc., The Leaders Group Inc, Sigma Financial Corporation, and SPC. Outside of his advisory role, he is the owner of Executive Planning Group, LLC, which focuses on fixed insurance. Capital Synergy Partners serves both non‑high‑net‑worth and high‑net‑worth individual clients, offering portfolio management, financial planning, and third‑party money manager programs. The firm operates with dual RIA and broker‑dealer registrations, providing advisory services primarily on a non‑discretionary basis and utilizing a combination of fundamental, technical, and cyclical investment analysis methods.

Eric Shute is a financial advisor with Leisure Capital Management, Inc. in Costa Mesa, CA, holding a Series 66 designation and 12 years of industry experience. He previously worked at UBS Financial Services for 10 years before joining Leisure Capital Management in 2023. Leisure Capital Management provides discretionary investment management and consulting to individuals, trusts and estates, retirement plan participants, insurance companies, and charitable organizations. The firm emphasizes diversification and asset allocation using Modern Portfolio Theory and the Fama-French three-factor model, and offers a Sustainable & Responsible Investing overlay with a multi-step screening process.

Jon Theriault is a CFP® with 15 years of industry experience, currently affiliated with Rs Crum Inc. He has worked at Rs Crum Inc. since 2008 and has also been with Modera Wealth Management, LLC since 2026. Rs Crum, Inc. provides discretionary investment management, financial planning, and business-consulting services to a diverse client base including individuals, trusts, estates, charitable organizations, pension plans, and small businesses. The firm emphasizes cost-conscious portfolio construction, formalized mutual fund share-class selection policies, and uses a mix of factor-based strategies and specialized funds when appropriate.

Brian Sigler is a financial advisor at Westshore Wealth with 12 years of industry experience. He holds Series 66 and Series 65 licenses and has previously worked at firms including RM Securities, Mogul Securities, North Capital Private Securities, Barclays Capital, and Morgan Stanley. Outside of his advisory role, he is CFO and co-founder of Flighting Golf LLC, a golf apparel company. Westshore Wealth provides portfolio management, comprehensive financial planning, and retirement plan consulting to individual clients, pension and profit-sharing plans, and charitable organizations. The firm uses customized Investment Policy Statements and employs both traditional and alternative investment strategies, including derivatives and more active portfolio approaches within separately managed accounts.

Jonathon Soucier is a financial advisor at Wealth Teams Alliance with 15 years of industry experience. He holds the Series 66 designation and has worked at Guardian Life Insurance Company, Park Avenue Securities, Capital Synergy Partners, Innovatum Capital Partners, LLC, and Mass Mutual Investors Services. Outside of advising, he serves as co-trustee for his parents' irrevocable trust. Wealth Teams Alliance provides discretionary portfolio management and financial planning to individual and high-net-worth clients, offering retirement plan services and a wrap fee program. The firm uses technical analysis as its primary method and employs various investment strategies, including DFA mutual funds and AI-driven analytic tools.

Arash Kouhi is a financial advisor at Compak Asset Management with a Series 65 credential and one year of industry experience. His prior roles include positions at Bellwether Enterprise Real Estate, Berkadia, and Wells Fargo. Compak Asset Management provides discretionary investment management and financial planning services to individuals, retirement plans, and trusts, using a combination of fundamental and technical analysis alongside model strategies and tactical asset-allocation.

Kristine Wallington is a financial advisor at The Wealth Collaborative, Inc. with 18 years of industry experience. She holds a Series 65 designation and has been with The Wealth Collaborative since 2007. The Wealth Collaborative serves high-net-worth individuals and business entities, particularly those in the entertainment industry, offering discretionary investment management alongside wealth planning and retirement-plan fiduciary consultation. The firm emphasizes investment policy development and primarily uses no-load mutual funds and ETFs, with a notable focus on Dimensional fund offerings for equity exposure.

Michael Alongi is a financial advisor with Wealth Teams Alliance in Irvine, CA, holding a Series 66 designation and offering 16 years of industry experience. His prior roles include positions at Oak Grove, LLC, Signature Resources Capital Management, LLC, and Equitable Advisors. Wealth Teams Alliance provides discretionary portfolio management and financial planning for individual and high-net-worth clients, along with retirement plan services and a wrap fee program. The firm emphasizes technical analysis and integrates multiple investment strategies, including internal strategies and sub-advisers, while maintaining client communications through newsletters and other publications.

Mark Larsen is a CFP® with 38 years of industry experience, currently serving as managing partner and CEO at Purus Wealth Management, LLC. He has been with Purus Wealth Management since 2015 and also leads MANB Inc., a marketing and business management firm. Purus Wealth Management provides investment advisory, financial planning, pension consulting, and educational services to individuals, trusts, pension plans, and business entities. The firm employs a diverse investment approach, combining fundamental and technical analysis across various instruments, and offers portfolio management, written financial plans, and ongoing pension-plan oversight.

Joseph Volz is a CFP® and holds a Series 66 license with 28 years of experience in the financial industry. He is currently affiliated with Pelorus Capital Management, LLC, where he has worked since 2026. Prior to this, he spent 10 years at Wells Fargo Advisors and 17 years at Merrill. Outside of his advisory role, Volz has a minority ownership interest in Alpha Sports LLC, a soccer training business. Pelorus Capital Management, LLC serves individuals, high-net-worth clients, trusts, businesses, and participant-directed retirement plans with investment management, financial planning, and retirement plan consulting. The firm employs a personalized, discovery-based process and offers a mix of active and passive strategies, including discretionary and non-discretionary advisory services.

Paul Horn is a CFP®-designated financial advisor with 19 years of industry experience. He is currently with Benefit Financial Services Group and has held roles at several firms including Focus Partners Wealth and Puplava Securities. Benefit Financial Services Group serves individuals, trusts, family entities, corporations, and employer-sponsored retirement plans through wealth management and institutional services. The firm employs a diversified, model-based investment approach incorporating multiple asset classes and strategies, and manages over $1.5 billion in discretionary assets alongside extensive retirement plan consultations.

Jean Suits is a financial advisor at Vanguard Capital with Series 63 and Series 65 credentials and 55 years of industry experience. She has worked with Vanguard Capital since 2010 and Vanguard Capital Wealth Advisors, LLC since 2016. Vanguard Capital provides discretionary investment management and financial planning to individual and high-net-worth clients, managing approximately $171 million across about 180 client relationships. The firm’s investment approach includes diversified allocations tailored to client profiles, risk management through rebalancing and stop-loss orders, and advisory services for assets held outside the primary custodian.