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Ari D

Series 63, Series 65

Atlanta, GA

Register Financial Advisors, LLC

Ari Dardik is a financial advisor with Register Financial Advisors, LLC, holding Series 63 and Series 65 licenses and bringing 28 years of industry experience. He previously worked at Morgan Stanley Private Bank and Morgan Stanley Smith Barney for a combined 21 years. Register Financial Advisors, LLC provides investment advisory and financial planning services to individuals, corporations, retirement plans, charitable institutions, foundations, and trusts. The firm uses a broad range of investment instruments and strategies, combining in-house and third-party management, and operates multiple wrap fee programs with a distinctive service and operational model involving derivatives and borrowing within managed accounts.

Options & derivatives strategies Retirement withdrawal strategies Charitable giving & philanthropy Cash flow / budgeting Executive Founder/Business Owner
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Tiffany H

Series 65

Atlanta, GA

IRC Wealth

Tiffany Hedemark is a financial advisor at IRC Wealth in Atlanta, GA, holding a Series 65 designation with eight years of industry experience. She has been with Investors Research Corporation since 2015. IRC Wealth provides financial planning and investment advisory services to individuals, corporations, and pension plans, focusing on long-term, retirement-oriented portfolios that primarily include stocks, ETFs, and cash equivalents. The firm employs a disciplined investment process involving weekly technical screening, fundamental analysis, and proprietary criteria to manage client portfolios.

Options & derivatives strategies Retirement plans for business owners (SEP, solo 401k) Wealth management
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Michael B

Series 63, Series 65

Milton, GA

Berkeley Capital Partners, LLC

Michael Brown is a financial advisor with Berkeley Capital Partners, LLC, holding Series 63 and Series 65 credentials and bringing 12 years of industry experience. He has worked at Berkeley Capital Partners since 2016 and concurrently serves as a Software Consultant at IBM. Outside of his advisory role, Michael is President of Brown Development Partners, LLC, a company involved in buying, renovating, and selling houses in the Atlanta metropolitan area. Berkeley Capital Partners is an SEC-registered adviser managing discretionary portfolios for individuals, trusts, retirement plans, and other entities. The firm employs global asset allocation strategies across various asset classes and sponsors private pooled investment vehicles with performance-based incentive structures.

Private / alternative investments Real estate investing Equity compensation tax strategy Retirement plans for business owners (SEP, solo 401k) Founder/Business Owner Executive Retired
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Jared H

CFP®, Series 66, Series 63

Atlanta, GA

Regimen Wealth, LLC

Jared Haubenstock is a CFP®-certified financial advisor with nine years of industry experience, currently practicing at Regimen Wealth, LLC in Atlanta, GA. His career includes roles at Ameriprise Financial Services and Fidelity Investments prior to joining Regimen Wealth, where he has been since 2020. Regimen Wealth provides personalized financial planning and discretionary investment management primarily to individual and high-net-worth clients. The firm utilizes an evidence-driven, model-based investment approach emphasizing diversified core allocations with tailored strategies that consider tax sensitivity, liquidity needs, and investment constraints.

General retirement planning Social Security optimization Life insurance needs analysis Long-term care insurance Debt management Executive Founder/Business Owner
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Sarah P

CFP®, Series 65

Alpharetta, GA

Wealth Science Advisors LLC

Sarah Pryor is a CFP® and holds a Series 65 license with four years of industry experience. She has worked at Wealth Science Advisors LLC since 2022 and previously held positions at Northwestern Mutual Investment Services LLC and James Exley. Outside of her advisory role, she owns Wealth Science Analytics, a psychological analytics and consulting business focused on psychological assessments. Wealth Science Advisors primarily serves individuals and families, including high-net-worth households, offering discretionary investment management and financial planning. The firm combines proprietary psychological profiling tools with modern portfolio theory to manage portfolios across multiple offices and affiliated entities.

General estate planning guidance Tax strategies for small businesses
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Joel R

Series 65

Atlanta, GA

Persium Advisors, LLC

Joel Rabanal is a financial advisor with Persium Advisors, LLC in Atlanta, GA, holding a Series 65 designation and six years of industry experience. He previously worked at BB&T in Retirement and Institutional Services and BB&T Corporation. Persium Advisors serves retirement plan committees and individual investors by offering retirement plan advisory, direct investment management, investment consulting, and standalone financial planning. The firm manages approximately $456.3 million in discretionary assets and provides consulting advice for about $894.4 million in pension and investment consulting assets.

Retirement plans for business owners (SEP, solo 401k) Business exit / sale strategy Wealth management Founder/Business Owner
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Thomas C

Series 63, Series 65

Alpharetta, GA

Register Financial Advisors, LLC

Thomas Corrigan is a financial advisor at Register Financial Advisors, LLC with 44 years of industry experience. He holds Series 63 and Series 65 licenses and has been with Register Financial Advisors and Register Financial Associates since 2011. Outside of his advisory role, he serves as a trustee for the Fulton County Republican Party. Register Financial Advisors, LLC provides investment advisory and financial planning services to individuals, corporations, retirement plans, charitable institutions, foundations, and trusts. The firm utilizes a broad range of investment instruments and strategies, including discretionary and non-discretionary portfolio management, and sponsors multiple wrap fee programs administered through Wells Fargo Clearing Services.

Options & derivatives strategies Retirement withdrawal strategies Charitable giving & philanthropy Cash flow / budgeting Executive Founder/Business Owner
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Phillip N

CFA®, Series 66

Atlanta, GA

Persium Advisors, LLC

Phillip Nelson is a CFA® charterholder with 21 years of industry experience. He is currently with Persium Advisors, LLC and has previously worked at Ferguson Shapiro LLC, Meadow Creek Wealth Advisors, and Wells Fargo. He is the immediate past Chair of the Board of the non-profit Historic Oakland Foundation in Atlanta. Persium Advisors serves retirement plan committees as well as individual and high-net-worth investors, offering multiple tiers of retirement plan services along with direct investment management, consulting, and financial planning. The firm employs fundamental analysis in its investment process and provides fiduciary oversight, investment discretion, and ongoing performance reviews.

Retirement plans for business owners (SEP, solo 401k) Business exit / sale strategy Wealth management Founder/Business Owner
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Bradley M

Series 65, Series 66

Atlanta, GA

MartinWright Advisory, LLC

Bradley Martin is a financial advisor at MartinWright Advisory, LLC with five years of industry experience. He holds Series 65 and Series 66 licenses and previously worked at Balentine LLC for 11 years, as well as at AllianceBernstein and Garden Leave. In addition to his advisory role, Martin is a licensed insurance agent providing insurance sales and service. MartinWright Advisory serves a diverse client base including institutional investors, individuals, trusts, estates, qualified purchasers, and retirement plans. The firm offers discretionary and non-discretionary investment management, financial planning, and consulting, utilizing both active and passive strategies with an emphasis on diversification and continuous portfolio management.

Active portfolio management Passive / index investing Options & derivatives strategies Private / alternative investments
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Stephen R

Series 63, Series 65, Series 66

Alpharetta, GA

American Wealth Management, Inc.

Stephen Rowley is a financial advisor at American Wealth Management, Inc. in Alpharetta, GA, holding Series 63, 65, and 66 licenses with 46 years of industry experience. He has worked at H&R Block Financial Advisors, Inc. since 2005. Outside of his advisory role, he is a 20% owner of a sports photography company called BIGSHOTS and spends a small portion of his time involved with fixed annuity sales. American Wealth Management, Inc. is an SEC-registered advisory firm with a team of ten advisors managing approximately $310 million for individuals, retirement plans, and institutional clients. The firm employs a diverse investment approach incorporating economic analysis, fundamental and technical research, and various strategies tailored to client objectives.

Options & derivatives strategies
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Angelique D

CFP®, Series 66

Atlanta, GA

Inlight Wealth

Angelique Dumler is a CFP® and holds a Series 66 license with 19 years of industry experience. She has worked at InLight Wealth Management since 2017 and previously held positions at Morgan Stanley Private Bank and Morgan Stanley Smith Barney. Inlight Wealth Management provides portfolio management, financial planning, and consulting services to individuals, high net worth clients, corporations, trusts, estates, charitable organizations, and retirement plans. The firm develops tailored financial profiles and investment plans, implements strategies through direct management or recommended external managers, and employs derivatives and options strategies in separately managed accounts.

Options & derivatives strategies Wealth management
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Parker P

Series 65

Atlanta, GA

Young Investment Advisors, Inc

Parker Philpot is a financial advisor at Young Investment Advisors, Inc. based in Atlanta, GA, holding a Series 65 designation with seven years of industry experience. He has been with Ty J. Young, Inc. since 2014. Young Investment Advisors provides investment consulting and financial planning services to individual clients, focusing on retirement and estate planning. The firm follows a balanced strategy primarily recommending mutual funds and ETFs, offering non-discretionary advice through one-time or ongoing engagements.

General retirement planning Wealth management
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Clint F

CFP®, Series 66

Marietta, GA

Proactive Wealth Strategies, LLC

Clint Farabaugh is a CFP® with 19 years of industry experience, currently serving at Proactive Wealth Strategies, LLC in Marietta, GA. He has worked with LPL Financial since 2018 and was previously associated with INVEST Financial Corporation from 2011 to 2018. Farabaugh provides investment advisory services through Proactive Wealth Strategies, an independent registered investment advisor. Proactive Wealth Strategies manages approximately $316 million for individuals, families, and trusts, offering comprehensive financial planning and discretionary portfolio management. The firm uses a predominantly top-down, performance-based approach and sponsors a wrap fee program, providing clients with individualized asset allocation and ongoing account monitoring.

Wealth management Active portfolio management Passive / index investing
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Rhett E

CFP®, ChFC®, Series 63, Series 66

Alpharetta, GA

Wealth Science Advisors LLC

Rhett Exley is a CFP® and ChFC® with 16 years of industry experience. He is currently an advisor at Wealth Science Advisors LLC, where he has worked since 2022. Prior to joining Wealth Science Advisors, Rhett spent over a decade at Northwestern Mutual in various roles across wealth management and investment management. He also owns Wealth Science Analytics, a firm providing psychological assessments and consulting. Wealth Science Advisors primarily serves individuals and families, including high-net-worth households, offering discretionary investment management and financial planning. The firm uses a proprietary psychological profiling tool combined with modern portfolio theory to guide its investment approach and provides a range of services including family office functions and tax preparation through affiliated entities.

General estate planning guidance Tax strategies for small businesses
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John D

Series 66

Atlanta, GA

Wright Wealth LLC

John Duncan is a financial advisor at Wright Wealth LLC with 11 years of industry experience. He holds a Series 66 designation and has worked at several firms, including NovaPoint Capital LLC and Edward Jones. Wright Wealth LLC serves individuals, retirement plan sponsors, charitable organizations, and businesses by providing discretionary investment management, financial planning, and retirement-plan consulting. The firm combines passive and active strategies within an asset-allocation framework and offers ancillary services such as a subscription financial-planning app and facilitated tax preparation.

Business ownership considerations Business exit / sale strategy Cash flow / budgeting College savings (529s, UTMA, etc.) General estate planning guidance Founder/Business Owner Executive Mid-Career Professionals Established Professionals
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Carmen L

Series 66

Atlanta, GA

Regent Peak Wealth Advisors, LLC

Carmen Laster is a financial advisor at Regent Peak Wealth Advisors, LLC with 22 years of industry experience. She holds the Series 66 designation and has worked at Purshe Kaplan Sterling Investments, Inc. since 2019 and previously at Merrill Lynch from 2016 to 2019. Outside of her advisory role, she serves as a board member for a neighborhood homeowners association. Regent Peak Wealth Advisors, LLC provides investment advisory and wealth planning services to individuals and corporations, managing approximately $706 million in discretionary assets. The firm employs model portfolios and third-party managers with a focus on ETFs and equities, offering services including financial planning, pension consulting, and family office support.

Wealth management Retirement plans for business owners (SEP, solo 401k) Founder/Business Owner Executive
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Jerome B

Series 63, Series 65

Alpharetta, GA

American Wealth Management, Inc.

Jerome Borzello is a financial advisor with American Wealth Management, Inc. in Alpharetta, GA, holding Series 63 and Series 65 licenses and bringing 51 years of industry experience. He has been with American Wealth Management since 1989. American Wealth Management, Inc. is an SEC-registered advisory firm with a team of ten advisors managing approximately $310 million for individuals, retirement plans, and institutional accounts. The firm offers asset and portfolio management, financial planning, and both discretionary and non-discretionary advisory services, employing a diverse investment approach that includes fundamental and technical research as well as strategies ranging from long-term buy-and-hold to shorter-term trading.

Options & derivatives strategies
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Krista P

CFP®, Series 66

Atlanta, GA

CPC Advisors, LLC

Krista Pritchett is a CFP® professional with three years of industry experience, currently serving at CPC Advisors, LLC. She has held positions at Raymond James Financial Services and Consolidated Planning Corporation prior to joining CPC Advisors. Outside of advisory work, she is the owner of Pritchett Enterprises LLC, where she is involved in researching foreclosures and business planning. CPC Advisors provides financial planning and portfolio management services to individuals, trusts, pension and profit-sharing plans, charitable organizations, and other business entities. The firm employs an investment approach centered on model portfolios and asset allocation consistent with Modern Portfolio Theory, with a focus on mutual funds, equities, and ETFs for long-term investment.

College savings (529s, UTMA, etc.) Wealth management Private / alternative investments Retirement plans for business owners (SEP, solo 401k) Executive Founder/Business Owner
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Louis B

Series 66

Marieta, GA

Southbridge Advisors, LLC

Louis Brown is a financial advisor with Southbridge Advisors, LLC, holding a Series 66 designation and 25 years of industry experience. He has worked at firms including Homrich Berg, Wealth & Pension Services Group, Inc., and Triad Advisors, Inc. Outside of his advisory role, Brown provides consulting services to golf course developers, assisting with feasibility, architect selection, project management, and marketing. Southbridge Advisors, LLC offers comprehensive financial planning and portfolio management to individuals, corporations, charities, and retirement plans, managing approximately $350 million in client assets. The firm employs Modern Portfolio Theory to tailor asset allocations and uses both direct implementation and third-party institutional strategists as part of its investment approach.

General retirement planning General tax planning Wealth management Passive / index investing Active portfolio management
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Dewitt W

CFP®, Series 63

Suwanee, GA

Weaver Capital Management, LLC

Dewitt Weaver is a CFP® with 29 years of industry experience and has been with Weaver Capital Management, LLC since 2005. He holds a Series 63 license and is based in Suwanee, GA. Weaver Capital Management, LLC provides fee-only investment management and comprehensive wealth management services to individual and high-net-worth clients, as well as retirement-plan advisory and fiduciary consulting to employer-sponsored plans. The firm employs a long-term, value-oriented investment approach using model portfolios tailored to client risk profiles and incorporates alternative strategies and tactical ETF adjustments to manage risk.

Wealth management Retirement income strategy Charitable giving & philanthropy General estate planning guidance Options & derivatives strategies Professional Athlete Founder/Business Owner Executive Values-based investing
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