Frank Gutierrez is a financial advisor with Navy Federal Investment Services, LLC, holding a Series 66 designation and one year of industry experience. His prior roles include positions at Wells Fargo Clearing, Equitable Advisors, and Bank of America. Navy Federal Investment Services serves members of Navy Federal Credit Union along with individual, trust, and institutional clients. The firm emphasizes managed advisory programs using third-party portfolio managers monitored through the Envestnet platform, offering layered investment solutions and automated ETF portfolios.

Richard Leu is a financial advisor with Axxcess Wealth Management, LLC in Carlsbad, CA, holding a Series 66 designation and 21 years of industry experience. He previously worked at Bridge Advisory, LLC dba Penniall & Associates, Inc. from 2016 to 2023. Outside of his advisory role, Leu serves as a volunteer board member and indoor cycling instructor for the YMCA of the Foothills. Axxcess Wealth Management provides wealth management, financial planning, retirement-plan advisory, and consulting services to a diverse client base including individuals, high-net-worth clients, trusts, businesses, and public entities. The firm offers customized, multi-asset portfolios managed through both internal and third-party managers, alongside a formal TAMP platform that supports other registered investment advisers.

Matthew Wiegele is a ChFC® credentialed financial advisor with 13 years of industry experience, currently practicing at Navy Federal Investment Services, LLC. He has worked within various Navy Federal entities since 2013. Outside of his advisory role, he is a co-trustee of the Wiegele Family Trust, managing rental property affairs. Navy Federal Investment Services serves members of Navy Federal Credit Union and other clients by providing portfolio management, financial planning, and retirement-plan fiduciary services. The firm emphasizes managed advisory programs utilizing third-party portfolio managers and offers both traditional and automated investment solutions.

John Forbes is a financial advisor with LaSalle St. Investment Advisors, L.L.C. He holds Series 63 and Series 65 licenses and has 46 years of industry experience. His prior firms include Lasalle St. Securities, Securities America Advisors, Financial West Group, Torrey Pines Securities, and RBC Capital Markets. Outside of his advisory work, he serves as Parliamentarian for the Dalmatian Club of Northern California. LaSalle St. Investment Advisors provides fee-based financial planning and investment supervisory services to individuals, trusts, estates, pension and profit-sharing plans, charitable organizations, and small businesses. The firm offers both non-discretionary and discretionary investment programs, emphasizing a predominantly non-discretionary asset management approach.

Gina Willkomm is a CFP® professional at Aspiriant, LLC with two years of industry experience. Her career includes roles at Aspiriant since 2021 and prior experience at Pure Financial Advisors, Inc. and Wealth Quest Partners, Inc. She has also worked with Corepower Yoga, LLC. Aspiriant serves primarily high-net-worth individuals and families, professional fiduciaries, and select institutional clients, offering comprehensive investment management and wealth planning services. The firm combines customized investment programs with a broad range of family office capabilities and manages public mutual funds that invest in private assets.

Randy Helfond is a CPA affiliated with Concurrent Investment Advisors, LLC, where he has been since 2025. He has 30 years of experience running Randy G. Helfond, CPA. Concurrent Investment Advisors, LLC is an SEC-registered, multi-team advisory firm that serves individuals, high-net-worth clients, families, trusts, estates, businesses, and retirement plans. The firm offers wealth and investment management, financial planning, and retirement plan advisory services through a network of approximately 286 advisors.

Keon Khamsehpour is a Series 65-licensed advisor at Prosperity - An EisnerAmper Company with two years of industry experience. He previously worked at Laird Norton Wetherby Wealth Management and Wetherby Asset Management. Prosperity - An EisnerAmper Company serves individuals, trustees, estates, retirement plans, and business entities with financial planning, portfolio management, and retirement-plan advisory services. The firm employs a multi-team approach, emphasizing asset allocation and diversification, and manages roughly $5 billion in client assets.

Thomas Grimm is a financial advisor at Kingswood Wealth Advisors, LLC with 29 years of industry experience. He holds the Series 63 and Series 65 credentials and has worked at firms including Benchmark Investments, Inc., Millennial Advisers, LLC, and Laidlaw and Company. Outside of his advisory role, he volunteers as president of a Toastmasters and Youth Leadership Program, teaching public speaking and communication skills. Kingswood Wealth Advisors serves a diverse client base including individual and high-net-worth investors, retirement plan sponsors, and institutions. The firm offers customized portfolio management, financial planning, and ERISA plan advisory services, utilizing an open-architecture platform with a focus on integrating insurance-linked accounts and affiliated financial entities.

Christopher Haddad is a financial advisor at Kingswood Wealth Advisors, LLC with 19 years of industry experience. He holds the Series 63 and Series 65 designations. His prior roles include positions at Raymond James Financial Services and T. Rowe Price Investment Services. Kingswood Wealth Advisors serves a diverse client base including individual and high-net-worth investors, retirement plan sponsors, and institutions, providing portfolio management, financial planning, ERISA plan advisory, and consulting services. The firm employs an open-architecture investment platform and integrates insurance-linked account management alongside institutional consulting.

Kevin Foote is a financial advisor with Kestra Private Wealth Services, LLC in San Diego, CA. He holds a Series 66 designation and has 22 years of industry experience, including prior work at LPL Financial, LLC. He also serves as an operations manager with Kestra Private Wealth Services, providing operational support for securities consulting and investment activities. Kestra Private Wealth Services, LLC provides investment advisory services through a network of independent advisors and multi-advisor teams, serving individuals and institutional clients. The firm manages approximately $13.45 billion in client assets and offers a broad range of investment products and specialized services, overseeing advisor recommendations within its approved platform.

Amon Dothard is a financial advisor at Coppell Advisory Solutions LLC with two years of industry experience. He holds a Series 66 license and has previously worked at Park Avenue Securities, Guardian Life Insurance Company, GW Golden Financial, EMortgage/American Financial, and ReMax/Compass. Outside of his advisory role, he serves as a financial advisor and consultant with Elite Resource Team, an independent marketing organization and virtual family office specializing in holistic planning for accounting professionals and their affluent clients. Coppell Advisory Solutions LLC serves individuals, pension and profit-sharing plans, trusts, estates, and corporate clients with discretionary portfolio management and financial planning services. The firm employs an open-architecture platform and combines tailor-made asset allocation models with fundamental and technical analysis to implement strategies aligned with client objectives.

Adam Slade is a financial advisor at Aspiriant, LLC with two years of industry experience. Prior to joining Aspiriant, he worked at Airbus for three years and has also held positions at Christopher Newport University. Aspiriant primarily serves high-net-worth individuals and families, professional fiduciaries, and select institutional and retirement plan clients, offering comprehensive wealth management services including investment management, tax and estate planning, and specialty consulting. The firm emphasizes customized investment programs and expanded family office capabilities, supported by an affiliated law group and a substantial employee ownership structure.

Han Gu is a CFP® professional with eight years of industry experience, currently affiliated with Kingswood Wealth Advisors, LLC. He has worked at multiple firms, including Crestwood Capital Management LLC and Cetera, and has served as president of Madison Fund Service, Ltd., providing tax consulting and preparation services. Additionally, he works as a property and casualty insurance broker. Kingswood Wealth Advisors serves a diverse clientele, including individual and high-net-worth investors, retirement plan sponsors, and institutions, offering portfolio management, financial planning, ERISA plan advisory, and consulting services. The firm employs an open-architecture platform with customized investment approaches and integrates insurance-related account management alongside its advisory services.

Carl Lamb is a CFP® with 20 years of industry experience, currently serving as a financial advisor at Parallel Advisors, LLC. He previously worked at Allworth Financial, LPL Financial, and Loring Ward Securities. Parallel Advisors serves individuals, business entities, retirement plans, trusts, estates, and charitable organizations with portfolio management, financial planning, and retirement plan consulting. The firm employs a diversified investment approach using fixed income, mutual funds, ETFs, and independent managers, and incorporates technology platforms for tax-efficient rebalancing and held-away account management.

Aaron Malardino is a financial advisor with RBC Securities, Inc. based in Solana Beach, CA, holding Series 63 and Series 65 credentials and bringing 13 years of industry experience. His prior roles include positions at City National Securities, Unionbanc Investment Services, MUFG Union Bank, and Wells Fargo Advisors. Outside of his advisory work, he serves as an officer and board member for Malsimi Holdings, Inc., a company involved in real estate acquisition and management. RBC Securities, Inc. provides wealth management and brokerage services to individuals, trusts, estates, IRAs, and retirement plans through a wrap-fee investment advisory program. The firm integrates investment management with a broad financial services group affiliated with a bank parent, offering comprehensive financial planning, portfolio management, and ongoing reporting.

Jason Parker is a Certified Financial Planner® with 17 years of industry experience. He is currently with Kingswood Wealth Advisors, LLC, where he has worked since 2024. His prior experience includes roles at Eudaimonia Partners, LLC, B. Riley Wealth Management, Inc., and Raymond James Financial Services, Inc. Outside of his advisory role, he owns Chase & Jax, LLC, a non-investment related business. Kingswood Wealth Advisors serves a diverse client base including individual and high-net-worth investors, retirement plan sponsors, and institutions. The firm offers portfolio management, financial planning, ERISA plan advisory, and consulting services while utilizing an open-architecture platform that incorporates third-party managers and supports insurance-linked account management.

Jacob Benson is a Series 66-licensed financial advisor with Navy Federal Investment Services, LLC, based in San Diego, CA. He has one year of industry experience and has held roles within Navy Federal’s affiliated entities since 2021. Prior to joining Navy Federal, he worked at Solidago Management and the University of Nebraska. Navy Federal Investment Services serves members of Navy Federal Credit Union as well as individual, trust, and institutional clients, offering portfolio management, financial planning, and automated investment options. The firm primarily uses managed advisory programs featuring third-party portfolio managers and provides layered solutions such as unified managed accounts and strategist portfolios.

Matthew Auchard is a financial advisor with Golden State Wealth Management, LLC, holding Series 63 and Series 66 licenses and 23 years of industry experience. He has worked at Golden State Wealth Management since 2018 and previously at Independent Financial Partners and LPL Financial. Outside of his advisory role, he is co-owner of a clothing company formed by college alumni and serves as vice president on the board of directors for a mortgage associates group. Golden State Wealth Management serves individuals, trusts, pension and profit-sharing plans, and businesses by providing asset management, financial planning, and retirement plan consulting. The firm primarily offers discretionary portfolio management using various analytic approaches and may utilize third-party managers and model portfolios.

Dontae Kennedy Harrison is a Series 66 licensed financial advisor with RBC Securities, Inc. in La Jolla, CA, bringing one year of industry experience. Prior to his current role, he served in the United States Air Force for seven years and held positions at Northwestern Mutual Investment Services LLC and City National Securities, Inc. Outside of his financial career, he operates a video gaming streaming channel as a sole proprietor. RBC Securities, Inc. provides wealth management and brokerage services to individuals, trusts, estates, IRAs, and retirement plans through its wrap-fee investment advisory program. Investment management is delegated to affiliated sub-advisor RBC Rochdale, which constructs and implements asset allocation strategies using mutual funds, ETFs, SMAs, and individual securities.

Mark Petrie is a CFP®, CFA®, and Series 65 credentialed advisor with 22 years of industry experience. He has been with Aspiriant LLC since 2016 and is currently based in San Diego, CA. Aspiriant serves high-net-worth individuals and families, professional fiduciaries, and select institutional and retirement plan clients. The firm offers discretionary and non-discretionary investment management alongside wealth planning, family office, and specialty services, using customized investment programs that employ a range of implementation options and internal research.