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Melvin L

Series 63, Series 65

Buffalo Grove, IL

SGL Financial, LLC

Melvin Lubelski is a financial advisor with SGL Financial, LLC, holding Series 63 and Series 65 licenses and 13 years of industry experience. His prior roles include positions at Fifth Third Securities, Cetera, and Bank Financial. He is also a licensed insurance agent. SGL Financial, LLC provides fee-based investment management, financial planning, and consulting services to financially established individuals, high-net-worth clients, small businesses, and certain retirement plans. The firm operates under a fiduciary standard and emphasizes diversified asset allocation and long-term investment horizons, often implementing portfolios through third-party managers.

Active portfolio management Founder/Business Owner Retired
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Michael M

ChFC®, Series 63

Highland Park, IL

North Star Investment Management Corporation

Michael Mazursky is a financial advisor with North Star Investment Management Corporation in Highland Park, IL. He holds the ChFC® and Series 63 designations and has 31 years of industry experience. He has worked with North Star since 2009 and NewEdge Securities since 2016. Outside of his advisory role, Mazursky serves as president of North Star Benefits LLC, an affiliated insurance and benefit planning firm. North Star Investment Management Corporation serves individuals, pension and profit-sharing plans, trusts, estates, charitable organizations, and corporations. The firm offers discretionary portfolio management, financial planning, family office services, and advises multiple mutual funds, managing approximately $2.5 billion in client assets.

Tax-loss harvesting Concentrated stock management Wealth management Business succession planning Retirement plans for business owners (SEP, solo 401k) Founder/Business Owner Executive
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Robert Y

Series 63, Series 66

Deerfield, IL

E. A. Horwitz LLC

Robert Youman is a financial advisor at E. A. Horwitz LLC with 34 years of industry experience. He holds Series 63 and Series 66 licenses and has been with E. A. Horwitz since 2016. He also serves as a board member of Finward Bancorp, a bank holding company. E. A. Horwitz LLC provides portfolio management and comprehensive financial planning primarily for individual clients, focusing on a conservative, principal-preservation investment approach tailored to individual needs. The firm combines small-firm client service with institutional trading and compliance infrastructure.

Equity compensation tax strategy College savings (529s, UTMA, etc.) Active portfolio management Retired Founder/Business Owner Executive
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Erik M

Series 65

Deer Park, IL

Essex LLC

Erik Miller is a financial advisor at Essex LLC with a Series 65 designation and one year of industry experience. Prior to joining Essex, he worked at Safe Harbor Wealth Advisors and has a background including roles at Miami University and several golf and country clubs. Essex LLC is a registered investment adviser serving individuals, trusts, retirement plans, and charitable organizations, managing approximately $649 million across 576 client accounts. The firm employs a multi-member investment policy committee to guide portfolio construction using a combination of fundamental, technical, and sector analysis across various asset classes.

Options & derivatives strategies Retirement plans for business owners (SEP, solo 401k) Annuities Self-Employed Executive
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Nancy F

CFP®, CFA®, Series 63

Deerfield, IL

Nadler Financial Group, Inc.

Nancy Fehrenbach is a CFP® and CFA® credentialed advisor with nine years of industry experience. She is currently with Nadler Financial Group, Inc. and Aisdal Financial Partners, Inc., having previously worked at Moller Financial Services, AMG National Trust, and Phase 3 Advisory Services. Fehrenbach is also registered as an Independent Insurance Agent, a role she has held since 2017. Nadler Financial Group serves individuals, charitable organizations, business entities, and retirement plans, providing discretionary investment management and, upon request, financial planning and retirement plan consulting. The firm employs tactical asset allocation across diversified vehicles and offers a program tailored for smaller accounts alongside multi-advisor scale and institutional support from Schwab Advisor Services.

Tax-loss harvesting Active portfolio management Passive / index investing
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Martin K

Series 63, Series 65

Buffalo Grove, IL

SGL Financial, LLC

Martin Kohlieber is a financial advisor at SGL Financial, LLC with seven years of industry experience. He holds Series 63 and Series 65 credentials. Prior to joining SGL Financial in 2022, he worked at E*TRADE Securities LLC from 2018 to 2022. SGL Financial, LLC is a fee-based investment adviser serving financially established individuals, high-net-worth clients, small businesses, and certain retirement and profit-sharing plans. The firm focuses on broad diversification and long-term asset allocation, implementing portfolios primarily through third-party money managers and a sub-advisory relationship with Savant Capital.

Active portfolio management Founder/Business Owner Retired
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Michael C

Series 63, Series 65

Wilmette, IL

Kingsbury Capital Investment Advisors LLC

Michael Collins is a financial advisor at Kingsbury Capital Investment Advisors LLC in Chicago, holding Series 63 and Series 65 designations with 26 years of industry experience. He previously worked at Robert W. Baird from 2010 to 2017 and was associated with Kingsbury Capital, Inc. from 2017 to 2019. Outside of his advisory work, he is a member of Valence Partners LLC, a member-managed LLC based in Chicago. Kingsbury Capital Investment Advisors is an SEC-registered firm serving individuals, high-net-worth clients, trusts, corporations, and retirement plans. The firm offers portfolio management, financial planning, and institutional retirement advisory services, often managing accounts on a discretionary basis and providing ERISA-focused services for retirement-plan clients.

Retirement plans for business owners (SEP, solo 401k) Retirement income strategy Active portfolio management Options & derivatives strategies Founder/Business Owner Executive
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Mark K

CFP®, Series 66

Elmhurst, IL

Wellment Financial

Mark Komorowski is a CFP® and ChFC® with five years of industry experience. He is currently affiliated with Wellment Financial and has prior experience at Equitable Advisors and Nexen Group. Komorowski is also a licensed insurance agent involved with FSR Insurance Planning, Ltd. Wellment Financial provides investment management, financial planning, and retirement-plan advisory services to individuals, high-net-worth clients, and institutional sponsors. The firm utilizes vetted model portfolios and a sub-advisor platform focusing on tax-aware retirement planning and offers both comprehensive and modular financial plans.

General retirement planning General tax planning Tax-loss harvesting Wealth management Cash flow / budgeting
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William B

Series 65

Winnetka, IL

Eastgate Capital Advisors LLC

William Benjamin is a financial advisor at Eastgate Capital Advisors LLC with a Series 65 designation and one year of industry experience. His prior roles include positions at Vibez Fit, Downers Grove, and First Trust Portfolios, as well as four years at Loyola University Chicago. Eastgate Capital Advisors serves affluent individuals, families, retirement accounts, trusts, and other entities by providing multi-family office and comprehensive wealth management services, including investment management, financial planning, trust and estate coordination, and investment-related tax planning. The firm offers customized portfolios using modern portfolio theory and a variety of investment vehicles, with options for discretionary or non-discretionary management tailored to client preferences.

Wealth management Charitable giving & philanthropy Business succession planning Retirement income strategy Founder/Business Owner Executive
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Marty G

Series 63, Series 65

Roselle, IL

Acrylic Financial, Inc.

Marty Grzynkowicz is a financial advisor at Acrylic Financial, Inc. with 37 years of industry experience. He holds Series 63 and Series 65 registrations and has worked at Acrylic Financial since 2020. Prior to this, he was affiliated with Interactive Financial Advisors, Brooklight Place Securities, and Cornerstone Financial Group, where he also serves as president of an insurance brokerage. Acrylic Financial, Inc. provides portfolio management and financial planning services to individuals, other advisers, corporations, and pooled investment vehicles. The firm manages approximately $58.4 million in discretionary assets, employing a combination of asset-allocation frameworks, momentum models, fundamental and technical analysis, and modern portfolio theory to tailor client programs to their goals and risk tolerance.

Annuities Real estate investing Social Security optimization Tax-loss harvesting Executive Founder/Business Owner
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Christopher C

CFP®, Series 63, Series 65

Deerfield, IL

Roberts, Glore & Co.

Christopher Ciupke is a CFP® credentialed financial advisor with Roberts, Glore & Co., bringing 20 years of industry experience. He has worked at Roberts Glore & Co. since 2004 and previously spent 12 years at LaSalle St. Securities, L.L.C. Roberts, Glore & Co. provides fee-only investment advisory services to individuals, trusts, family offices, corporate pension or profit-sharing plans, and non-profit organizations. The firm offers customized portfolio management based on clients’ long-term goals and risk tolerance, emphasizing fundamental analysis of mid- and large-cap equities and individual fixed-income holdings.

Concentrated stock management Active portfolio management Private / alternative investments
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Michael H

Series 63, Series 66

Skokie, IL

Uhlmann Investment Management, L.L.C.

Michael Herrmann is a financial advisor at Uhlmann Investment Management, L.L.C. with 39 years of industry experience. He holds Series 63 and Series 66 designations and has worked previously at Uhlmann Price Securities, Wells Fargo Clearing, and Wells Fargo Advisors LLC. Herrmann is based in Skokie, Illinois. Uhlmann Investment Management provides discretionary and non-discretionary portfolio management services to individuals, institutions, and trusts, employing a fundamental analysis and long-term asset allocation approach. The firm offers managed portfolios, third-party advisor programs, and managed-account solutions, integrating a mix of asset classes and allowing client-imposed restrictions.

Private / alternative investments Real estate investing
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Rishit S

Series 65

Mount Prospect, IL

Simplicity wealth

Rishit Shah is a financial advisor at Simplicity Wealth with one year of industry experience. He holds a Series 65 credential and has previously worked in roles including software engineering at Discover and consulting at Kin and Carta. Outside of advising, he is a registered health insurance broker who assists individuals with health plan enrollment during open enrollment periods. Simplicity Wealth serves a diverse client base including individual and high-net-worth investors, retirement plans, and other financial firms. The firm employs a fund-of-funds investment approach using ETFs, mutual funds, and model portfolios, combined with technology and operational services to support advisers.

Tax-loss harvesting ESG / Sustainable investing Passive / index investing Wealth management Retired Founder/Business Owner Values-based investing
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Michael D

Series 63, Series 66

Elmhurst, IL

LaSalle St. Investment Advisors, L.L.C.

Michael Drozd is a financial advisor at LaSalle St. Investment Advisors, L.L.C. with 12 years of industry experience. He holds Series 63 and Series 66 licenses and has prior work history at Bank of America, Merrill, Citigroup, and JPMorgan Chase Bank. LaSalle St. Investment Advisors provides personalized, fee-based financial planning and investment supervisory services to individuals, trusts, estates, pension and profit-sharing plans, charitable organizations, and small businesses. The firm offers both non-discretionary and discretionary asset management programs, with a notable predominance of non-discretionary assets under management.

Active portfolio management Options & derivatives strategies Executive Founder/Business Owner
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Kyle D

Series 66

Elmhurst, IL

LaSalle St. Investment Advisors, L.L.C.

Kyle Dell is a financial advisor at LaSalle St. Investment Advisors, L.L.C. He holds a Series 66 designation and has been in the industry since 2023. His prior experience includes roles at LaSalle St. Securities, LLC, RHM, Avenue Logistics, Airliner, and American Metalcraft. LaSalle St. Investment Advisors serves individuals, trusts, estates, pension and profit-sharing plans, corporations, and charitable organizations with fee-based financial planning and portfolio management services. The firm employs a range of investment strategies across various asset classes, managing both non-discretionary and discretionary accounts, with an emphasis on non-discretionary management.

Active portfolio management Options & derivatives strategies Executive Founder/Business Owner
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Dennis R

Series 66

Arlington Heights, IL

Summit Financial, LLC

Dennis Ryan Jr. is a financial advisor with Summit Financial, LLC, holding a Series 66 designation and 15 years of industry experience. His prior roles include positions at Midway Wealth Partners, LLC and World Equity Group, Inc. He is also an author, having published a book in 2022 available on Amazon. Summit Financial, LLC is an SEC-registered, multi-team advisory firm with over $26 billion in assets under management, serving approximately 17,800 clients. The firm offers a range of investment advisory and portfolio management programs, combining discretionary and consultative services with access to alternative investments and retirement plan advisory.

Tax-loss harvesting Private / alternative investments Retirement plans for business owners (SEP, solo 401k) Business exit / sale strategy General estate planning guidance Founder/Business Owner Executive
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Joseph A

CFP®, Series 66

Lake Zurich, IL

Northern Trust Securities, Inc.

Joseph Angileri is a CFP® with 19 years of industry experience, currently serving as a financial advisor at Northern Trust Securities, Inc. in Lake Zurich, IL, where he has worked since 2007. His tenure at Northern Trust Securities spans his entire financial advisory career. Northern Trust Securities, Inc. is a multi-team SEC-registered investment adviser and FINRA-registered broker-dealer that provides discretionary portfolio management services primarily to high-net-worth individuals, retail investors, and institutional clients. The firm utilizes a model-driven approach with a variety of investment products, including proprietary Northern Trust funds, ETFs, and third-party offerings, delivered through a wrap fee program on the Fidelity Managed Account Xchange platform.

Passive / index investing Active portfolio management ESG / Sustainable investing Tax-loss harvesting Founder/Business Owner Executive
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Todd R

CFP®, Series 66

Schaumburg, IL

WORLD EQUITY GROUP, Inc.

Todd Rollins is a CFP® with 18 years of industry experience, currently serving as a financial advisor at World Equity Group, Inc. in Libertyville, IL, where he has worked since 2007. His prior roles include positions at Midway Wealth Partners, LLC and Summit Financial, LLC. Outside of his advisory work, Mr. Rollins is involved in managing a home-based service program that hires and approves personal service workers for his disabled brother. World Equity Group provides investment advisory and brokerage services to individual and high-net-worth clients, business entities, non-profit organizations, and financial institutions. The firm employs both model-based and customized investment approaches and offers a range of portfolio management and retirement planning services.

Active portfolio management
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Daniel S

Series 63, Series 65

Elmhurst, IL

LaSalle St. Investment Advisors, L.L.C.

Daniel Stybr is the sole advisor at Stybr & Associates in Arlington Heights, IL, holding Series 63 and Series 65 licenses with 44 years of industry experience. He has worked at LaSalle St. Investment Advisors, LLC since 2006 and LaSalle St. Securities, LLC since 2003, while operating Stybr & Associates since 1989. Outside of advisory services, he manages tax preparation services and is involved in aircraft registration and firearm transfer documentation through personal business entities. Stybr & Associates is an investment management firm serving clients with a focus on personalized portfolio management.

Active portfolio management Options & derivatives strategies Executive Founder/Business Owner
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Eric S

CFA®, Series 63

Lake Forest, IL

Crescent Grove Advisors

Eric Schmitz is a CFA® charterholder and holds a Series 63 license, with five years of industry experience. He has been with Crescent Grove Advisors since 2016. Crescent Grove Advisors serves individuals, high-net-worth families, family offices, and institutional clients by providing integrated wealth management, family office services, outsourced chief investment officer solutions, and portfolio advisory. The firm manages approximately $5 billion in assets and employs a customized investment process combining long-term strategic allocations with tactical adjustments, supported by an investment committee that conducts manager due diligence and monitoring.

Private / alternative investments ESG / Sustainable investing Business succession planning Charitable giving & philanthropy Founder/Business Owner Executive
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