Nicolle Baria is a financial advisor at IEQ Capital, LLC with five years of industry experience. She holds a Series 65 designation and has worked at IEQ Capital since 2019, following roles at First Republic Investment Management and Northwestern Mutual Investment Services. IEQ Capital provides portfolio management and advisory services primarily to high-net-worth individuals, families, and institutional clients. The firm’s investment approach integrates centralized macro and manager research with allocations to liquid and private alternative investments, serving clients generally with net worth at or above $10 million.

Andrew Newmark is a financial advisor at IEQ Capital, LLC. He holds a Series 65 designation and has one year of industry experience. His prior roles include positions at The Olivier Group, Rockefeller Capital Management, and RFK Racing. IEQ Capital provides portfolio management and investment advisory services primarily to high-net-worth individuals, families, and various institutions. The firm’s investment approach includes centralized macroeconomic research, client-specific Investment Policy Statements, and diversified portfolios composed of liquid strategies, independent managers, and private alternative investments.

Michael Henry is a CFP® professional with 10 years of industry experience, currently serving as an advisor at IEQ Capital, LLC since 2019. He previously worked at Bank of America, N.A. and Merrill. Based in Dallas, TX, he holds the Series 66 designation in addition to his CFP® credential. IEQ Capital provides discretionary and non-discretionary portfolio management and advisory services primarily to high-net-worth individuals, families, and institutional clients. The firm focuses on separately managed accounts and family-office services, utilizing a centralized investment process that includes independent managers and alternative investments across liquid and private markets.

Michael Britton is a Series 66-credentialed advisor with PlanMember Securities Corporation, based in Alameda, CA, and has four years of industry experience. Prior to joining PlanMember, he worked at Raymond James Financial Services Advisors and has held a director role in supply planning and co-manufacturing at Peet's Coffee since 2017. Outside of his advisory work, he maintains a self-employed practice focused on investment-related insurance services. PlanMember Securities Corporation provides retirement-plan advisory services to employers and plan participants, focusing on ERISA Section 3(38) fiduciary responsibilities and participant-level investment options. The firm employs a top-down strategic asset allocation framework and manages risk-based mutual fund portfolios, while offering education and support services including seminars and personalized retirement planning.

Karena Schwenk is a financial advisor with Lincoln Investment in Oakland, CA, holding Series 63 and Series 65 licenses and bringing 27 years of industry experience. She has been affiliated with Lincoln Investment since 2010 and also maintains ongoing roles with Great American Advisors, Inc. and National Education Services. Lincoln Investment Planning, LLC is a large enterprise investment advisory and broker-dealer serving a diverse client base including individuals, high-net-worth investors, trusts, charities, and retirement plans. The firm offers financial planning, portfolio management through model portfolios and third-party managers, and maintains a notable history of serving educators and participants in 403(b) and 457(b) plans.

John Cheung Jr. is a CFP® with 19 years of industry experience currently serving as a Senior Financial Planner at Kestra Advisory. He previously worked at Wells Fargo Clearing and Wells Fargo Investments. In addition to his advisory role, he operates an independent insurance business focused on life insurance products. Kestra Advisory provides investment advisory and retirement-plan consulting services to a diverse client base, including institutional plan sponsors and individual investors. The firm offers comprehensive fiduciary consulting, plan-level investment advice, and access to multiple management platforms, supporting a range of complex and third-party managed investment solutions.

Matthew Kay is a financial advisor with Ameritas Advisory Services, LLC, holding Series 63 and Series 66 licenses and bringing 28 years of industry experience. He has worked with Ameritas in various capacities since 2006 and also owns an incorporated business, All Planning Phases, providing insurance and financial services. Kay is licensed as an independent insurance agent specializing in fixed insurance products. Ameritas Advisory Services, LLC offers investment advisory and planning services to a diverse client base, including individuals, high-net-worth investors, retirement plans, charitable organizations, and businesses. The firm combines model portfolios, mutual funds, ETFs, and individual securities across multiple platforms, with options such as held-away retirement management and interval fund strategies.

Peter Young is a financial advisor with Transamerica Financial Advisors who holds Series 63 and Series 65 licenses and has 18 years of industry experience. He has been with Transamerica since 2018 and has prior experience at World Financial Group and Provident Credit Union. Outside of advisory work, he serves as a board member of the Chinese Historical and Cultural Project, which promotes and preserves Chinese and Chinese American history and culture in Santa Clara County. Transamerica Financial Advisors serves a diverse client base including individuals, pension and profit-sharing plans, trusts, and corporations. The firm offers advisory and broker-dealer services through proprietary and third-party model portfolios, providing both discretionary and non-discretionary program options.

Matthew Dolan is a financial advisor with Ameritas Advisory Services, LLC, holding Series 63, 65, and 66 licenses and 28 years of industry experience. He has worked at Ameritas Advisory Services since 2021 and has been affiliated with Ameritas Life Insurance Corp. and Ameritas Investment Corp. since 2006. In addition to his advisory role, he is a licensed insurance agent at David White & Associates, where he has also been active since 2003. Ameritas Advisory Services, LLC provides investment advisory and planning services to a diverse client base, including individuals, high-net-worth investors, retirement plans, charitable organizations, and businesses. The firm utilizes a range of model portfolios, mutual funds, ETFs, and individual securities, supported by multiple program platforms and third-party technology, to tailor investment solutions for its clients.

Kristor Lawson is a CFP® and ChFC® with 31 years of experience in the financial services industry. He has been with HighTower Advisors since 2020 and previously worked at Schultz Collins, Inc. from 2016 to 2020. Outside of his advisory role, he is a partner in a rental real estate partnership in Orinda, CA, dedicating a small amount of time monthly to property management. HighTower Advisors provides investment advisory and planning services to a diverse range of individual and institutional clients. The firm emphasizes manager selection and multi-manager solutions, utilizing both affiliated and third-party managers, and offers services that include discretionary and non-discretionary portfolio management, financial planning, and retirement plan consulting.

Judith Zeigler is a financial advisor with Planmember Securities Corporation in San Leandro, CA, holding Series 63 and Series 65 credentials and bringing 24 years of industry experience. She has operated several self-employed businesses since 2001, including tax preparation and financial planning services, and recently started a Pranic Healing practice, providing coaching and support to other practitioners. Planmember Securities Corporation provides retirement-plan advisory services to employers and plan participants, acting as an ERISA Section 3(38) fiduciary and offering risk-based mutual fund portfolios with a top-down strategic asset allocation approach. The firm also provides education and support services such as seminars and personalized retirement planning.

Timothy Alford is a CFP® certificant with eight years of industry experience, currently serving as a financial advisor at Money Concepts Capital Corp. His prior work includes positions at Consilium Wealth Management and Cetera Wealth Services, along with nearly a decade of self-employment. Outside of his advisory role, he is involved as an employee at NorthPoint Tax, Wealth and Business Advisory, LLP and owns a separate business, Wheelhouse LLC. Money Concepts Advisory Services provides investment advisory, financial planning, and consulting services to a diverse client base including individuals, pension plans, trusts, and corporations. The firm employs model-driven, asset-allocation approaches and offers both discretionary and non-discretionary portfolio programs, leveraging third-party managers and technology platforms to support its enterprise-scale advisory operations.

David Won is a financial advisor at IEQ Capital, LLC and holds a Series 65 designation. He has one year of experience in the industry following a ten-year career with the United States Marine Corps. IEQ Capital provides portfolio management and investment advisory services primarily to high-net-worth individuals and families, as well as trusts, foundations, endowments, and non-profit organizations. The firm’s investment approach incorporates centralized macroeconomic research and client-specific Investment Policy Statements, utilizing a mix of liquid strategies, third-party independent managers, and private alternative investments.

Frank Mcfarland III is a financial advisor at IEQ Capital, LLC with 30 years of industry experience. He holds Series 63 and Series 65 credentials and previously worked at First Republic Securities Company, LLC from 2013 to 2019. IEQ Capital provides discretionary and non-discretionary portfolio management and advisory services primarily to high-net-worth individuals, families, trusts, foundations, and private funds. The firm combines centralized macro and manager research with investments in liquid and private alternative assets, serving clients generally with net worth at or above $10 million.

William Crocker is a financial advisor at IEQ Capital, LLC with one year of industry experience. He holds a Series 65 designation and has previously worked at Franklin Templeton, Bertram Capital, and Olukai. Prior to his advisory roles, he was involved with Camp Longhorn and Barbara Butler Artist Builder. IEQ Capital provides portfolio management and advisory services primarily to high-net-worth individuals, families, trusts, and foundations. The firm focuses on separately managed accounts and employs a centralized investment process that includes independent manager research and allocation to alternative investments.

Pei Ooi is a financial advisor with Transamerica Financial Advisors who holds Series 63 and Series 65 licenses and has 31 years of industry experience. He has worked at Transamerica Financial Advisors since 2012 and is also involved with Dream Builder Financial Services and World Financial Group, among other enterprises. Ooi is a co-owner of Penney Enterprise, Inc., a pass-through company affiliated with some of his business activities. Transamerica Financial Advisors, LLC serves a broad client base including individual investors, retirement plans, trusts, estates, charitable organizations, and businesses. The firm delivers services through a large advisor network and multiple program platforms, employing model portfolios and third-party managers to implement its advisory approach.

Mike Barry is a financial advisor with Sanctuary Advisors, LLC, holding Series 63 and Series 65 licenses and bringing 37 years of industry experience. His career includes long tenures at Merrill and Bank of America prior to joining Sanctuary Wealth in 2021. Outside of his advisory role, he serves as a trustee for Carondelet High School and is a committee member for the Diablo Country Club Charitable Foundation. Sanctuary Advisors, LLC offers investment advisory and financial planning services to a diverse client base, including individuals, corporations, pension plans, and charitable organizations. The firm supports independent advisors who implement varied investment strategies, providing portfolio management through multiple account types and employing a range of analytical approaches.

Rowan Bradlee is a financial advisor at IEQ Capital, LLC with a Series 65 designation and one year of industry experience. Prior to joining IEQ Capital in 2026, he held positions at Pathstone and Fidelity Investments, and has a background in education with roles at Skidmore College and Belmont Hill School. IEQ Capital provides portfolio management and investment advisory services primarily to high-net-worth individuals, families, and various institutional clients. The firm’s investment approach is guided by centralized macroeconomic research and involves diversified portfolios with liquid strategies, third-party managers, and private alternative investments.

Barbara Chie Leon is a financial advisor with Transamerica Financial Advisors, holding Series 63 and Series 65 credentials and bringing 15 years of industry experience. She also works as a research scientist at Novartis, focusing on protein interactions. Additionally, she has volunteered with the Leukemia and Lymphoma Society's Team in Training for over a decade. Transamerica Financial Advisors serves a diverse client base including individuals, pension plans, trusts, and corporations, offering advisory and broker-dealer services through proprietary and third-party model portfolios with both discretionary and non-discretionary options.

Kevin Burt is a CFP® and CFA® with 12 years of industry experience. He currently serves as a financial advisor at IEQ Capital, LLC, where he has worked since 2021. His prior experience includes roles at First Republic Investment Management and Professional Traveler. IEQ Capital specializes in portfolio management and investment advisory services for high-net-worth individuals, families, trusts, foundations, and nonprofit organizations. The firm’s investment process is driven by centralized macroeconomic research and uses a combination of liquid strategies, third-party managers, and private alternatives, with a focus on clients typically holding net worths of $10 million or more.