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Brian E

Series 63, Series 65

Austin, TX

Kestra Advisory

Brian Eckeberger is a financial advisor with Kestra Advisory in Austin, TX, holding Series 63 and Series 65 licenses and bringing 37 years of industry experience. He has been with Kestra Advisory and Kestra Investment Services since 2017, following six years at LPL Financial. Outside of his advisory work, he serves as treasurer on the board of the Whiffletree Neighborhood Association. Kestra Advisory Services provides investment advisory and retirement-plan consulting to a wide range of institutional and individual clients. The firm offers services including fiduciary consulting, plan design, benchmarking, and employee education, supporting clients such as large institutional investors and sovereign wealth funds.

Retirement plans for business owners (SEP, solo 401k) Business exit / sale strategy Annuities Wealth management Founder/Business Owner Executive
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James S

Series 63, Series 65

Austin, TX

Kestra Advisory

James Smith is a financial advisor with Kestra Advisory Services, holding Series 63 and Series 65 licenses and bringing 48 years of industry experience. His prior roles include positions at Cetera, Indigo LLC, and Voya Financial Advisors. He is also an independent insurance agent involved in the sale of fixed insurance products. Kestra Advisory Services provides investment advisory and retirement-plan consulting to plan sponsors and a wide range of institutional and individual clients. The firm offers services including plan design, fiduciary consulting, employee education, and advisor-managed accounts, with approximately $79.8 billion in assets under management and a notable client base that includes sovereign wealth funds.

Retirement plans for business owners (SEP, solo 401k) Business exit / sale strategy Annuities Wealth management Founder/Business Owner Executive
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Daniel S

CFP®, Series 66

Austin, TX

Kestra Advisory

Daniel Sparta is a CFP® with 20 years of industry experience, currently serving at Kestra Advisory. He previously worked at Axial Financial Group and Commonwealth Financial Network. Outside of his advisory role, he owns Sparta Financial, a business focused on fixed insurance sales and service. Kestra Advisory Services provides investment advisory and retirement-plan consulting to institutional and individual clients, offering fiduciary consulting, plan design, benchmarking, and employee education. The firm manages approximately $79.8 billion in assets and serves large institutional investors, including sovereign wealth funds.

Retirement plans for business owners (SEP, solo 401k) Business exit / sale strategy Annuities Wealth management Founder/Business Owner Executive
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Eric D

Series 63, Series 65

Austin, TX

Kestra Advisory

Eric Duncan is a financial advisor at Kestra Advisory with 24 years of industry experience. He holds Series 63 and Series 65 designations and has worked previously with Moloney Securities Asset Management LLC and Berthel, Fisher & Company Financial Services, Inc. In addition to his advisory work, he is involved in managing small office properties and related business entities. Kestra Advisory Services provides investment advisory and retirement-plan consulting to a diverse client base including institutional and individual investors. The firm offers comprehensive services such as fiduciary consulting, plan design, and vendor benchmarking, and manages approximately $79.8 billion in assets, serving notably large institutional clients including sovereign wealth funds.

Retirement plans for business owners (SEP, solo 401k) Business exit / sale strategy Annuities Wealth management Founder/Business Owner Executive
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Sue Anna P

Series 63, Series 66

Austin, TX

Oppenheimer

Sue Anna Piedra is a financial advisor with Oppenheimer & Co. Inc., holding Series 63 and Series 66 designations and bringing 22 years of industry experience. She has worked at Oppenheimer since 2019 and previously spent 15 years at Merrill. Oppenheimer serves a diverse client base including individuals, corporations, pension and profit-sharing plans, and charitable organizations. The firm offers a variety of advisory and brokerage services, employing strategic and tactical asset allocation along with manager selection and a range of investment strategies tailored to client objectives.

Retirement plans for business owners (SEP, solo 401k) Wealth management Active portfolio management Executive Founder/Business Owner
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Nancy H

Series 63, Series 65

Austin, TX

Kestra Advisory

Nancy Hayes is a financial advisor at Kestra Advisory with 43 years of industry experience. She previously worked at Commonwealth Financial Network for eight years and INVEST Financial Corp for thirty years. She holds Series 63 and Series 65 licenses. Kestra Advisory Services provides investment advisory and retirement-plan consulting to a diverse range of institutional and individual clients, offering services such as fiduciary consulting, plan design, and advisor-managed accounts. The firm manages approximately $79.8 billion in assets and serves large institutional investors, including sovereign wealth funds.

Retirement plans for business owners (SEP, solo 401k) Business exit / sale strategy Annuities Wealth management Founder/Business Owner Executive
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Kathryn M

CFP®, Series 66

Austin, TX

Kestra Advisory

Kathryn Medeiros is a CFP® with 12 years of experience in financial services, currently affiliated with Kestra Advisory. Her prior roles include positions at Bank of America and Merrill. She is a principal member of TORCH Family Office, providing consulting services related to family office and executive support, and serves on the boards of Advisors in Philanthropy and the Special Needs Support Center. Kestra Advisory provides investment advisory and retirement-plan consulting services to a range of institutional and individual clients, offering fiduciary consulting, plan design, benchmarking, and employee education. The firm manages approximately $79.8 billion in assets and serves clients including large institutional investors and sovereign wealth funds.

Retirement plans for business owners (SEP, solo 401k) Business exit / sale strategy Annuities Wealth management Founder/Business Owner Executive
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Gene D

Series 66

Austin, TX

Steward Partners Investment Advisory, LLC

Gene Dooley is a Series 66-licensed financial advisor with Steward Partners Investment Advisory, LLC, based in Austin, TX, and has 16 years of industry experience. His prior roles include positions at Raymond James Financial Services, Bank of America, and Merrill. Dooley serves on the advisory council of Thornburg Investment Management and is involved with Seton 50, a nonprofit supporting Dell Seton Medical Center. Steward Partners Investment Advisory, LLC is an SEC-registered, enterprise-scale RIA managing approximately $36.7 billion in assets. The firm serves a diverse client base including individuals, pension and profit-sharing plans, corporations, trusts, estates, and charitable organizations, offering a range of portfolio management and financial planning services through both proprietary and third-party solutions.

ESG / Sustainable investing Private / alternative investments Concentrated stock management Business sale tax planning Retirement income strategy Executive Founder/Business Owner Retired HENRY (High Earners, Not Rich Yet) Mid-Career Professionals
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Curtis M

Series 63, Series 66

Austin, TX

Kestra Advisory

Curtis Mazer is a financial advisor with Kestra Advisory in Austin, TX, holding Series 63 and Series 66 licenses and over 50 years of industry experience. He has previously worked at American Portfolios Financial Services and OSAIC. Mazer provides advisory services that include tax and retirement planning and is also the owner of a firm specializing in qualified retirement plans. Kestra Advisory Services offers investment advisory and retirement-plan consulting to a wide range of institutional and individual clients, providing services such as plan design, fiduciary consulting, employee education, and access to multiple management platforms and third-party solutions. The firm serves large institutional investors and manages approximately $79.8 billion in assets.

Retirement plans for business owners (SEP, solo 401k) Business exit / sale strategy Annuities Wealth management Founder/Business Owner Executive
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Scott O

CFP®, Series 63, Series 65

Austin, TX

Kestra Advisory

Scott Oehrle is a financial advisor with Kestra Advisory and holds the CFP® designation along with Series 63 and Series 65 licenses. He has 30 years of industry experience, including roles at Signature Select Wealth, Marbury Wealth Management, and Kestra Investment Services. Outside of his advisory duties, he serves on the boards of the Laurie Ann West Community Center and The Hacker's Club of Fox Chapel, where he assists with governance and event organization. Kestra Advisory Services provides investment advisory and retirement-plan consulting to plan sponsors and a diverse range of institutional and individual clients. The firm offers fiduciary consulting, plan design, compliance testing, and employee education, and it serves large institutional investors including sovereign wealth funds.

Retirement plans for business owners (SEP, solo 401k) Business exit / sale strategy Annuities Wealth management Founder/Business Owner Executive
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Brian T

Series 66

Austin, TX

Kestra Advisory

Brian Trent is a financial advisor with Kestra Advisory Services, LLC, holding a Series 66 designation and eight years of industry experience. He previously worked at Charles Schwab & Co., Inc. and Edward Jones before joining Kestra in 2019. Kestra Advisory Services provides investment advisory and retirement-plan consulting to a diverse range of institutional and individual clients, including plan sponsors. The firm offers services such as fiduciary consulting, plan design, and benchmarking, and manages approximately $79.8 billion in assets, serving large institutional investors as well as sovereign wealth funds.

Retirement plans for business owners (SEP, solo 401k) Business exit / sale strategy Annuities Wealth management Founder/Business Owner Executive
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Yin Y

Series 66

Austin, TX

Kestra Advisory

Yin Yin is a financial advisor with Kestra Advisory in Austin, TX, holding a Series 66 designation and bringing 27 years of industry experience. She has been associated with Kestra Advisory since 2016 and also has longstanding roles at Kestra Investment Services, LLC and Partners Securities, Inc. Outside of her advisory work, she maintains a real estate sales agent license through Keller Williams Realty. Kestra Advisory Services provides investment advisory and retirement-plan consulting to a broad client base including plan sponsors, institutional, and individual clients. The firm offers services such as fiduciary consulting, plan design, and investment advice while serving large institutional investors and utilizing multiple management platforms and third-party solutions.

Retirement plans for business owners (SEP, solo 401k) Business exit / sale strategy Annuities Wealth management Founder/Business Owner Executive
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Matthew B

Series 63, Series 65

Austin, TX

Kestra Advisory

Matthew Borders is a financial advisor with Kestra Advisory, holding Series 63 and Series 65 licenses and 22 years of industry experience. His career includes roles at LPL Financial, Raymond James Financial, and Securities America. Borders is also president of a business entity established for liability protection and tax optimization. Kestra Advisory Services provides investment advisory and retirement-plan consulting to a diverse client base, including institutional and individual investors. The firm offers fiduciary consulting, plan-level investment advice, and utilizes multiple management platforms while serving large institutional clients such as sovereign wealth funds.

Retirement plans for business owners (SEP, solo 401k) Business exit / sale strategy Annuities Wealth management Founder/Business Owner Executive
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Piercen H

CFP®, Series 66

Austin, TX

Kestra Advisory

Piercen Harnish is a CFP® professional with seven years of industry experience, currently serving as an investment advisor representative at Kestra Advisory Services. Prior to joining Kestra in 2023, he worked at Shelton Financial Group and USA Financial Securities. He is a board member of Family Centered Services, a nonprofit organization involved in community fundraising activities. Kestra Advisory Services provides investment advisory and retirement-plan consulting to institutional and individual clients, offering services that include fiduciary consulting, plan-level investment advice, and employee education. The firm serves large institutional investors and offers access to multiple management platforms and third-party managed solutions.

Retirement plans for business owners (SEP, solo 401k) Business exit / sale strategy Annuities Wealth management Founder/Business Owner Executive
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Joseph S

CFP®, Series 66

Austin, TX

Kestra Advisory

Joseph Sarnecki is a CFP® professional with 17 years of experience, currently serving as an Investment Advisor Representative at Kestra Advisory Services, LLC since 2016. He has been affiliated with Kestra Investment Services, LLC since 2011. Outside of his advisory role, he serves as an executive board member for the Clark Soccer Club, overseeing the town recreation soccer program. Kestra Advisory Services provides investment advisory and retirement-plan consulting to plan sponsors as well as institutional and individual clients. The firm offers a range of services including fiduciary consulting, plan-level investment advice, and vendor benchmarking, and manages approximately $79.8 billion in assets with a client base that includes large institutional investors.

Retirement plans for business owners (SEP, solo 401k) Business exit / sale strategy Annuities Wealth management Founder/Business Owner Executive
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David D

CFP®, Series 63, Series 65

Austin, TX

Kestra Advisory

David Dugger is a CFP® professional with 25 years of experience in financial advisory roles. He is currently with Kestra Advisory Services, LLC and Kestra Investment Services, LLC, where he has worked since 2018, following prior experience at Summit National Partners and Cetera Advisor Networks. Dugger is also an adjunct professor at the University of North Texas and is involved in tax and accounting services through his ownership of WDW Financial and WDW Tax Services. Kestra Advisory Services provides investment advisory and retirement-plan consulting to a diverse client base, including institutional and individual clients. The firm offers a range of services such as fiduciary consulting, plan design, and employee education, and serves large institutional investors with approximately $79.8 billion in assets under management.

Retirement plans for business owners (SEP, solo 401k) Business exit / sale strategy Annuities Wealth management Founder/Business Owner Executive
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Amanda P

Series 66

Austin, TX

Kestra Advisory

Amanda Pryor is a financial advisor at Kestra Advisory with two years of industry experience. She holds a Series 66 designation and previously worked at Ameriprise for eight years. Kestra Advisory Services provides investment advisory and retirement-plan consulting to a diverse range of institutional and individual clients. The firm offers services including fiduciary consulting, plan-level investment advice, employee education, and access to multiple management platforms and third-party solutions.

Retirement plans for business owners (SEP, solo 401k) Business exit / sale strategy Annuities Wealth management Founder/Business Owner Executive
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Thomas P

Series 63, Series 65

Austin, TX

Kestra Advisory

Thomas Paron is a financial advisor at Kestra Advisory with 35 years of industry experience. He holds Series 63 and Series 65 licenses and has worked at Kestra Advisory since 2017, with prior roles at Cetera Advisor Networks, Compass Capital Management, and L.A. Hertberg Associates. He serves as treasurer on the board of the Olde Crabs Hockey Club and holds board positions with several nonprofits, including The Carving Studio & Sculpture Center and Fiducius. Kestra Advisory Services provides investment advisory and retirement-plan consulting to institutional and individual clients, offering services such as plan design, fiduciary consulting, and employee education. The firm manages approximately $79.8 billion in assets and serves a broad range of clients, including large institutional investors and sovereign wealth funds.

Retirement plans for business owners (SEP, solo 401k) Business exit / sale strategy Annuities Wealth management Founder/Business Owner Executive
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Brenda E

Series 66, Series 63

Austin, TX

Kestra Advisory

Brenda Engro is a financial advisor with Kestra Advisory in Austin, TX, holding Series 66 and Series 63 licenses and 13 years of industry experience. She has worked at Kestra Investment Services and Kestra Advisory since 2017 and previously worked at TD Ameritrade from 2014 to 2017. In addition to her advisory role, she holds a real estate license and operates as a licensed sales agent. Kestra Advisory Services provides investment advisory and retirement-plan consulting to plan sponsors and a diverse range of institutional and individual clients. The firm offers services including fiduciary consulting, plan-level investment advice, and employee education, and manages approximately $79.8 billion in assets.

Retirement plans for business owners (SEP, solo 401k) Business exit / sale strategy Annuities Wealth management Founder/Business Owner Executive
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Diego V

Series 63, Series 65

Austin, TX

Kestra Advisory

Diego Velasquez is a financial advisor with Kestra Advisory in Austin, TX, holding Series 63 and Series 65 credentials and 24 years of industry experience. He previously worked at Ameriprise Financial Services, Inc. for 11 years before joining Kestra in 2023. Outside of his advisory role, he manages D&L Velasquez LLC, an entity created for tax purposes. Kestra Advisory Services provides investment advisory and retirement-plan consulting to plan sponsors and a diverse range of institutional and individual clients, offering services from fiduciary consulting to plan-level investment advice and employee education.

Retirement plans for business owners (SEP, solo 401k) Business exit / sale strategy Annuities Wealth management Founder/Business Owner Executive
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