Carole Yates is a financial advisor with Raymond James & Associates in Louisville, KY, holding a Series 66 designation and 24 years of industry experience. She has been with Raymond James & Associates since 2014. Raymond James & Associates, Inc. is a large broker-dealer and SEC-registered investment adviser managing approximately $501 billion in assets. The firm serves a diverse client base, including individuals, institutional investors, and municipal entities, offering financial planning, investment consulting, and institutional fiduciary solutions with a range of portfolio management styles and affiliated research resources.

Ramona Jenkins is a financial advisor with Morgan Stanley in Louisville, KY, holding Series 63 and Series 65 licenses and bringing 32 years of industry experience. She has worked at Morgan Stanley and its affiliates since 2007. Outside of her advisory role, she serves as a committee member for The Family Place, a child abuse treatment agency, and is involved in direct sales for Mary Kay Cosmetics. Morgan Stanley Wealth Management is an SEC-registered investment adviser and broker-dealer serving both individual and institutional clients. The firm offers a range of advisory programs focused on tailored financial planning supported by structured discovery conversations and firm-approved tools.

Jonathan Butcher is a financial advisor at UBS Financial Services with 25 years of industry experience. He holds the Series 66 designation and has been with UBS since 2013. UBS Financial Services Inc. serves individual, corporate, and institutional clients through brokerage and investment advisory offerings, including financial planning and portfolio management. The firm combines institutional trading capabilities with wealth management services and utilizes proprietary research and model-based asset allocations to tailor plans according to clients' goals and risk tolerances.

John Sousan is a financial advisor with Raymond James & Associates in Louisville, KY, holding Series 65 and Series 63 licenses and bringing 29 years of industry experience. His career includes roles at Stock Yards Bank and Trust, Stifel Nicolaus & Co Inc, Robert Baird & Co., and J.J.B. Hilliard W.L. Lyons LLC. Raymond James & Associates is a large, dually registered broker-dealer and SEC-registered investment adviser managing approximately $501 billion in assets. The firm serves a diverse client base, including individuals, institutions, and municipalities, offering financial planning, advisory consulting, and institutional fiduciary services with a range of portfolio management styles and affiliated research.

Jonathan Slevin is a financial advisor at Morgan Stanley with 14 years of industry experience. He has worked at Morgan Stanley Smith Barney since 2012 and with Morgan Stanley Private Bank, National Association since 2015. He holds a Series 66 designation and is based in Louisville, KY. Morgan Stanley Wealth Management is an SEC-registered investment adviser and broker-dealer serving individual and institutional clients. The firm offers a variety of advisory programs and financial planning services, managing approximately $2.74 trillion in client assets.

Mark Naber is a financial advisor with Robert W. Baird & Co. in Louisville, KY, holding Series 63 and Series 65 credentials and over 30 years of industry experience. He has worked at Robert W. Baird & Co. since 2019 and has been with J.J.B. Hilliard, W.L. Lyons, LLC since 2009. Outside of his advisory role, he is involved in managing a partnership that consolidates University of Louisville sports tickets. The DDK Group at Robert W. Baird & Co., where Naber is based, serves individuals, families, pensions, corporations, and institutional clients with tailored financial planning and portfolio management services. Their approach includes a range of strategies from traditional equity and fixed-income allocations to more complex and non-traditional investments, supported by both in-house and third-party managers.

Jonathan Thompson is a financial advisor at Wells Fargo Clearing with 31 years of industry experience. He holds Series 63 and Series 65 credentials and has worked at Wells Fargo Advisors LLC from 2009 to 2016 before joining Wells Fargo Clearing in 2016. Wells Fargo Clearing provides retirement plan consulting services to qualified ERISA plans and non-qualified deferred compensation plans, offering both discretionary and non-discretionary solutions. The firm’s advisory process is IPS-driven and incorporates modern portfolio theory, with a notable inclusion of insurance-related vehicles and bank deposit sweep options among its investment offerings.

Paul Cook is a financial advisor with Osaic Wealth, Inc. in Louisville, KY, holding Series 63 and Series 65 licenses with 26 years of industry experience. He has been with Osaic since 2000. Outside of his advisory role, Cook teaches Bible classes several times a year and serves as a corporate sponsor and advisory board member for a nonprofit organization. Osaic Wealth, Inc. serves a broad range of retail and institutional clients through an extensive network of affiliated advisers, offering integrated brokerage and investment advisory services, financial planning, and access to third-party money managers. The firm employs proprietary tools and multiple platforms to construct diversified portfolios tailored to client needs.

Jack Gapen is a Planning Consultant at Fidelity Investments, where he collaborates with clients to develop financial plans tailored to their individual planning needs. He has been serving in this role since 2026. Jack has been with Fidelity Investments since 2022, progressing through roles including Financial Representative and Relationship Manager before becoming a Planning Consultant. His experience encompasses client relationship management and financial planning within the firm.

Sherry Leavell is a financial advisor with Stifel in Louisville, KY, holding Series 63 and Series 65 licenses and bringing 38 years of industry experience. She has been with Stifel since 1998. Outside of her advisory role, she is an author of devotional books and serves as a board member of the Midland Trail Golf Club, which she co-owns with her husband, and participates in a local charitable giving group called The 6:21 Experience. Stifel serves a diverse client base, including individuals, institutional clients, and municipalities, offering brokerage and investment advisory services supported by proprietary investment analysis and planning methodologies developed by its Investment Strategy Group.

Andrew Shoemaker is a financial advisor with Ameriprise in Louisville, KY, holding Series 63 and Series 65 credentials and six years of industry experience. Prior to joining Ameriprise in 2022, he worked at Mercurio Wealth Advisors and LPL Financial. His background also includes roles outside finance, such as employment at Starbucks and involvement with Zeggz Amazing Eggs. Ameriprise Financial Services is a large, diversified firm serving individual and institutional clients, with a specialized Premier Retirement Income service that provides written recommendation reports and ongoing retirement income planning focused on dependable income sources and tax-aware withdrawal strategies.

Florence Chandler is a financial advisor with Raymond James & Associates in Louisville, KY, holding Series 63 and Series 65 licenses and bringing 32 years of industry experience. She has been with Raymond James & Associates since 2012. Raymond James & Associates, Inc. is a large, dually registered broker-dealer and SEC-registered investment adviser managing approximately $501 billion in assets. The firm serves a diverse client base including individuals, institutions, pension plans, and charitable organizations, offering financial planning, non-discretionary investment consulting, and institutional advisory services.

Matthew Powell is a financial advisor with UBS Financial Services Inc. in Louisville, KY, holding a Series 66 designation and 21 years of industry experience. He has been with UBS since 2005. UBS Financial Services serves individual, corporate, and institutional clients through brokerage and investment advisory offerings, combining institutional trading capabilities with wealth management services and utilizing proprietary research and model-based asset allocations to tailor plans to clients' goals and risk tolerances.

Henry Wall is a financial advisor with Raymond James & Associates in Louisville, KY. He holds a Series 66 designation and has 13 years of industry experience, including 12 years with Raymond James & Associates. Raymond James & Associates is a large broker-dealer and SEC-registered investment adviser managing approximately $501 billion in assets. The firm serves a diverse client base, including individuals, institutional investors, and municipal entities, offering a range of financial planning, consulting, and advisory services supported by a nationwide network of advisers.

Cindi Shrader is a financial advisor with Mass Mutual Investors Services in Louisville, KY, holding Series 63 and Series 65 licenses with 26 years of industry experience. She previously worked at METLIFE SECURITIES Inc from 1999 to 2017 before joining MassMutual Life Insurance Company and MML Investors Services. Mass Mutual Investors Services, LLC is a broker-dealer and SEC-registered investment adviser serving individuals, business owners, trusts, estates, charitable organizations, and employers. The firm offers financial planning, asset management, and educational seminars through collaborative and comprehensive client relationships.

James Walker Jr. is a financial advisor at Edward Jones in Louisville, KY, holding a Series 66 designation with nine years of industry experience. He has been with Edward Jones since 2017 and previously worked at CFI Auto and Leasing and TriJen Material Handling, LLC. Outside of his advisory role, he owns a vacation rental property in Prospect, KY. Edward Jones is a full-service wealth management firm serving individual and institutional clients with a broad range of investment strategies and affiliated financial services. The firm manages over $1 trillion in assets and operates a nationwide network of advisors and branch offices.

Daniel Di Angelo is a financial advisor with Edward Jones in Louisville, KY, holding a Series 66 designation and one year of industry experience. Prior to joining Edward Jones, he worked at AmeriSave Mortgage Corporation for 11 years and Atria Senior Living for one year. He is also the owner of DiAngelo Consulting Group LLC, a sports card selling business. Edward Jones is a full-service wealth management firm serving individual and institutional clients across a broad spectrum, offering various advisory programs and investment solutions supported by a large network of financial advisors and branch offices nationwide.

Philip Parish is a financial advisor with Robert Baird & Co. in Louisville, KY, holding Series 63 and Series 65 credentials and bringing 33 years of industry experience. He has worked at Robert Baird & Co. since 2019 and previously at J.J.B. Hilliard, W.L. Lyons, Inc. since 1994. He is part of The DDK Group within Robert W. Baird & Co.’s Private Wealth Management practice, which serves individuals, families, pensions, profit-sharing plans, corporations, charitable organizations, and institutional clients. The group offers tailored consulting and portfolio services, including financial planning and discretionary and non-discretionary portfolio management, utilizing a mix of in-house and third-party managers across traditional and complex investment strategies.

Lawrence Telle is a financial advisor with Robert Baird & Co. in Louisville, KY, holding Series 63 and Series 66 licenses and four years of industry experience. His prior roles include positions at NYlife Securities LLC and New York Life insurance. He is part of The DDK Group, a team within Robert W. Baird & Co.’s Private Wealth Management practice that serves individuals, families, pensions, corporations, and institutional clients. The group offers a range of services including financial planning, portfolio management, and customized investment strategies utilizing both in-house and third-party managers.

Lindsay Rhodes is a financial advisor with J.P. Morgan Securities, holding a Series 66 designation and eight years of industry experience. Prior to joining J.P. Morgan Securities and JPMorgan Chase Bank, N.A. in 2025, she worked for Merrill Lynch, Pierce, Fenner & Smith Incorporated from 2017 to 2025. Earlier in her career, she was involved in the bridal retail industry and the restaurant sector. J.P. Morgan Securities provides investment consulting and advisory services primarily to institutional clients and retirement plan sponsors, combining quantitative asset-allocation modeling with centralized due diligence and applying an ESG eligibility framework in its recommendations.