Katherine Larlee is a financial advisor with Ameriprise in Goshen, KY, holding Series 63 and Series 66 licenses and bringing 30 years of industry experience. She has been with Ameriprise and its affiliated entities since 2005. Larlee is also a member of KALAS LLC, a business entity used for managing expenses related to her Ameriprise practice. Ameriprise offers a retirement-income planning service focused on individuals nearing or in retirement who meet specific asset criteria, delivering tailored recommendation reports that incorporate research, modeling, and tax-efficiency analysis. As a large institutional firm, Ameriprise provides a broad range of advisory, brokerage, and insurance solutions through affiliated companies.

Colin Kremer is a financial advisor with Stifel in Louisville, KY. He holds the CFP® designation and Series 63 and 65 licenses. Kremer has three years of prior experience at Briar Hall LLC and has worked at several other financial firms, including Fifth Third Private Bank and Assetmark Financial, Inc. Stifel serves a broad range of clients, including individuals, institutional clients, and charitable organizations, offering brokerage and investment advisory services. The firm utilizes a proprietary investment methodology developed by its Investment Strategy Group to provide asset allocation and financial planning analyses.

Christopher Lynch is a financial advisor with Wells Fargo Clearing, holding a Series 66 designation and three years of industry experience. His prior roles include positions at Baird Trust Company and Fifth Third Bank. Wells Fargo Clearing provides retirement plan consulting services to qualified ERISA and non-qualified deferred compensation plans, offering both discretionary and non-discretionary investment advisory options. The firm’s process is guided by investment policy statements and modern portfolio theory, with a notable inclusion of insurance-related products and bank deposit sweep options among its investment offerings.

Susan Hughes is a financial advisor at Robert W. Baird & Co. with two years of industry experience. She holds a Series 66 designation and previously worked at Computershare N.A. and Norton Healthcare. She is part of The DDK Group, a team within Robert W. Baird’s Private Wealth Management practice that serves individuals, families, pension and profit-sharing plans, corporations, charitable organizations, and institutional clients. The group offers tailored financial planning and portfolio management services using a range of strategies from traditional equity and fixed-income to more complex approaches, including discretionary management and tax overlays.

Amy Sturm is a financial advisor at Robert Baird & Co. in Louisville, KY, with 19 years at Baird and 2 years of industry experience. She holds a Series 66 designation. The DDK Group, part of Baird’s Private Wealth Management department, serves individuals, corporate and business clients, pensions, profit-sharing plans, and charitable organizations. The firm offers a range of advisory services including financial planning, discretionary and non-discretionary portfolio management, and utilizes internal research and tools alongside strategic partnerships to support client advice.

Gregory Mullaney is a financial advisor at LPL Financial with 17 years of industry experience. He holds the CFP® designation and the Series 66 license. Prior to joining LPL Financial in 2024, he spent 15 years at Ameriprise Financial Services, Inc. Outside of his advisory role, he is involved in a tax preparation and bookkeeping service through Somnio CPAs. LPL Financial is a national broker-dealer and SEC-registered investment adviser that serves individuals, retirement plan participants, banks, trust companies, and institutions. The firm offers a range of advisory and brokerage services, including financial planning, model portfolios, third-party asset management, and institutional platforms, utilizing both discretionary and non-discretionary investment strategies.

Michael Jackie is a financial advisor with UBS Financial Services in Louisville, KY, holding Series 65 and Series 63 licenses and having two years of industry experience. He has previously worked at J.P. Morgan Securities, JPMorgan Chase Bank, and several other financial firms. UBS Financial Services serves individual, corporate, and institutional clients with a range of brokerage and investment advisory services, including financial planning and portfolio management. The firm combines institutional trading capabilities with wealth management services and uses proprietary research and model-based asset allocations to tailor client plans.

Andrew Day is a financial advisor at Ameriprise with a Series 66 designation. He has been with Ameriprise since 2025 and has prior work experience at SS&C Technologies, Inc. outside of the financial advisory industry. Ameriprise Financial Services is a large, diversified firm serving individual and institutional clients. It offers a specialized Premier Retirement Income service focusing on retirement income planning through written reports and ongoing advice, utilizing proprietary research, third-party data, and algorithmic tools.

John Herring is a financial advisor with Morgan Stanley in Louisville, KY, holding Series 63, 65, and 66 licenses and bringing 32 years of industry experience. He has been with Morgan Stanley since 2011. Morgan Stanley Wealth Management is an SEC-registered investment adviser and broker-dealer serving individual and institutional clients with a variety of advisory programs, including tailored financial planning and estate planning strategies. The firm manages approximately $2.74 trillion in client assets and employs a structured financial planning process supported by firm-approved tools and modeling techniques.

Thorp Harrison is a financial advisor at Robert W. Baird & Co. with 29 years of industry experience. He holds the Series 63 and Series 65 designations and has worked at Robert W. Baird since 2019. Prior to that, he was with J.J.B. Hilliard, W.L. Lyons, Inc. for over 30 years. Outside of advising, he serves on the finance committee of the Juniper Club in Fort McCoy, Florida, and manages his family's farm on a limited basis. He is part of the DDK Group within Baird’s Private Wealth Management practice, which serves individuals, families, pensions, corporations, and charitable organizations. The group provides tailored financial planning and portfolio management services through a combination of in-house and third-party managers, offering a range of investment strategies including traditional and non-traditional allocations.

Peter Pagano is a financial advisor with LPL Financial, holding Series 63 and Series 65 registrations and bringing three years of industry experience. His prior work includes roles at SCS MGMT LLC and Ameriprise, alongside managing a family business, Alla Famiglia LLC dba Mercato Italiano, for four years. He is also involved in a real estate business, C&P Real Estate LLC. LPL Financial is a national broker-dealer and SEC-registered investment adviser serving individuals, retirement plans, banks, trust companies, and institutions. The firm offers a range of advisory and brokerage services, including financial planning, model portfolios, third-party asset management, and institutional platforms, supported by a large network of advisors and extensive resources.

Neil Abney is a financial advisor with Ameriprise in La Grange, KY, holding Series 63 and Series 65 licenses and bringing 26 years of industry experience. His prior experience includes roles at Bank of America and Merrill Lynch. Outside of advisory work, he has involvement in real estate ownership. Ameriprise provides retirement-income planning services primarily for individuals with significant investable assets, combining research, modeling, and tax-efficiency analysis to deliver non-discretionary recommendations. The firm also offers a broad range of advisory, brokerage, and insurance solutions typical of a large institutional provider.

Daryl Regenauer is a financial advisor at Cambridge Investment Research Advisors with 31 years of industry experience. He holds the Series 63 and Series 65 credentials and has worked at several firms including Wells Fargo Advisors and FSC Securities Corp. Outside of his advisory role, Regenauer is an instructor at the Commonwealth School of Insurance and operates an independent insurance agency. Cambridge Investment Research Advisors serves a broad range of clients including individuals, pension plans, charitable organizations, and retirement-plan sponsors by providing financial planning, investment management, and retirement advisory services. The firm offers various portfolio management options through independent Financial Professionals and maintains proprietary model strategies alongside access to unaffiliated strategists.

Haywood Gilbert is a Financial Consultant at Fidelity, a position he has held since 2024. In this role, he partners with clients to co-create tailored financial plans that align with their personal goals and preferences. He employs a collaborative planning process centered around client relationships and leverages the resources at Fidelity to develop and implement strategies aimed at helping clients work toward their objectives. Prior to his current role, Haywood held several positions at Fidelity, including Investment Consultant (2023-2024), Workplace Planning Consultant II (2022-2023), and Retirement Brokerage Services Associate (2020-2022). This progression reflects his growing experience and expertise within the financial services industry. Outside of his professional responsibilities, Haywood's personal interests include camping, cooking and baking, social events with friends, outdoor adventures, spending time with pets, and reading.

Alma Tucker is a financial advisor with Edward Jones in Louisville, KY, holding Series 63 and Series 65 designations and having 35 years of industry experience. She has been with Edward Jones since 2005. Edward Jones is a full-service wealth management firm serving over four million individual and institutional clients. The firm offers a range of advisory programs, including discretionary and non-discretionary wrap fee strategies, separately managed accounts, and affiliated mutual funds, supported by a large nationwide network of advisors and branch offices.

Matthew Petty is a financial advisor with Morgan Stanley in Louisville, KY, holding a Series 66 designation and 26 years of industry experience. He previously worked at PNC Investments for 19 years before joining Morgan Stanley Smith Barney LLC and Morgan Stanley Private Bank, N.A. His current role includes advisory services within Morgan Stanley's wealth management division. Morgan Stanley Wealth Management is an SEC-registered investment adviser and broker-dealer offering a range of advisory programs to individuals and institutions. The firm provides tailored financial planning using structured tools and oversees approximately $2.74 trillion in client assets.

Rebecca Lovan is a financial advisor with Raymond James & Associates, holding Series 63 and Series 65 credentials and bringing 27 years of industry experience. She has worked at Raymond James since 2021 and previously spent 12 years at Wells Fargo Clearing and Wells Fargo Advisors. Raymond James & Associates is a large, dually registered broker-dealer and SEC-registered investment adviser serving a broad client base, including individuals, institutions, and charitable organizations. The firm offers tailored financial planning and consulting services, drawing on a range of portfolio management styles and affiliated research, while also providing municipal advisory services and specialized employer retirement plan consulting.

Connor Sheryak is a financial advisor with UBS Financial Services in Louisville, KY, holding a Series 66 designation and eight years of industry experience. Prior to joining UBS in 2018, he worked at the University of Notre Dame and Georgetown University. UBS Financial Services serves individual, corporate, and institutional clients through a combination of brokerage and investment advisory offerings, including fee-based financial planning and portfolio management. The firm integrates proprietary research and model-based asset allocations to tailor investment strategies and combines institutional trading capabilities with wealth management services.

James Hendon Jr. is a financial advisor with Robert Baird & Co. in Louisville, KY, holding Series 63 and Series 65 credentials and bringing 40 years of industry experience. He has worked at Robert Baird & Co. since 2019 and has been with J.J.B. Hilliard, W.L. Lyons, Inc. since 1985. Hendon is an investment club member of The Prospectors and serves on the Investment Finance Committee as a board member of Calvary Episcopal Church. He is part of the DDK Group within Robert W. Baird & Co.’s Private Wealth Management practice, which advises a diverse client base including individuals, families, pensions, corporations, and charitable organizations. The group offers tailored financial planning and portfolio management services using a variety of strategies and investment options, including discretionary management and overlay services.

Samuel Morton is a financial advisor at LPL Financial with 21 years of industry experience. He holds Series 63 and Series 66 registrations and has previously worked at firms including Investment Centers of America and Chase Investment Services Corp. Morton operates Morton Financial Services, an investment-related business affiliated with his LPL practice. LPL Financial is a national broker-dealer and SEC-registered investment adviser serving individuals, retirement plan participants, banks, trust companies, and institutions. The firm offers a range of advisory and brokerage services, including financial planning, model portfolio programs, third-party asset management, and institutional platforms.