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Brandon H
Series 66
Downers Grove, IL
Ausdal Financial Partners, Inc.
Brandon Hurckes is a financial advisor with Ausdal Financial Partners, Inc. and Clarity Group Midwest, LLC, holding a Series 66 designation and eight years of industry experience. His prior work includes roles at Hurckes/Mccord and Carvey Painting. Hurckes is also involved in insurance sales in addition to his advisory duties. Ausdal Financial Partners is an SEC-registered investment adviser and FINRA-member broker-dealer managing over $2 billion in client assets through a network of approximately 152 advisors. The firm offers investment advisory programs, retirement plan services, and financial planning to individuals, trusts, corporations, pension plans, and charitable organizations, implementing strategies across a range of asset classes and account types.
Peter K
Series 63, Series 65
Elmhurst, IL
LaSalle St. Investment Advisors, L.L.C.
Peter Kearney is a financial advisor at LaSalle St. Investment Advisors, L.L.C. with 31 years of industry experience. He holds Series 63 and Series 65 credentials and has worked with firms including Northwestern Mutual Life and Securities Service Network, Inc. Outside of his advisory role, he refers group health insurance leads to another agent through a non-investment related activity. LaSalle St. Investment Advisors provides personalized, fee-based financial planning and investment supervisory services to individuals, trusts, estates, pension plans, charitable organizations, and small businesses. The firm offers both non-discretionary and discretionary management programs, emphasizing a predominance of non-discretionary assets, and utilizes a range of investment vehicles along with third-party manager oversight.
John W
Series 63, Series 65
Schaumburg, IL
CL Wealth Management LLC
John Wyngaard is a financial advisor with CL Wealth Management LLC in Madison, WI, holding Series 63 and Series 65 designations and with 29 years of industry experience. He has worked at CL Wealth Management since 2011 and has been with Cabot Lodge Securities LLC since 2013. Outside of advisory work, he is involved in independent insurance sales through his own business, Bridgepoint Investments LLC. CL Wealth Management LLC is an SEC-registered multi-advisor firm serving individuals, pension and profit-sharing plans, trusts, estates, charitable organizations, and business entities. The firm provides portfolio advisory services, financial planning, consulting, and client education, using a combination of fundamental and technical analysis tailored to each client’s objectives and risk tolerance.
Christopher S
CFP®, Series 66
Schaumburg, IL
Gladstone Wealth Partners
Christopher Sagan is a CFP® professional with 13 years of industry experience. He is affiliated with Gladstone Wealth Partners in Schaumburg, IL, where he has worked since 2021. His prior experience includes positions at UBS Financial Services. Gladstone Wealth Partners serves individuals, corporations, pension and profit-sharing plans, and charitable organizations through a network of nearly 100 advisors. The firm offers discretionary portfolio management, financial planning, retirement plan consulting, and access to various investment programs, with investment approaches tailored at the advisor level.
Timothy S
CFP®
Downers Grove, IL
JMG Financial Group Ltd
Timothy Stringer is a CFP® professional with seven years of experience in financial advising. He has worked at JMG Financial Group Ltd since 2019, and prior to that, he was with Zuckerman Investment Group and Wells Fargo & Co. JMG Financial Group advises individuals, trusts, retirement plans, business entities, and charitable organizations, providing comprehensive wealth management, portfolio management, and financial and retirement consulting. The firm employs a planning-based, long-term investment approach with strategic asset allocation and utilizes a range of investment vehicles including ETFs, mutual funds, individual equities, fixed income, and private investments.
Brett S
Series 66
Downers Grove, IL
Ausdal Financial Partners, Inc.
Brett Suchy is a financial advisor with Ausdal Financial Partners, Inc. in Downers Grove, IL, holding a Series 66 designation and 14 years of industry experience. His prior roles include positions at Cambridge Investment Research Advisors, Sagepoint Financial, Wells Fargo Clearing Services, and Clune & Associates. In addition to his advisory work, he serves as president of the Franklin Avenue East Homeowners Association, managing governance and vendor payments. Ausdal Financial Partners serves individuals, trusts, estates, retirement plans, and business entities, managing approximately $3.73 billion across more than 16,000 clients. The firm provides a range of advisory and brokerage services with investment strategies tailored to client-specific objectives and risk profiles, utilizing multiple custodians and integrating third-party managers.
Vincent P
CFP®, Series 63, Series 66
Oak Brook, IL
Waverly Advisors, LLC
Vincent Pack is a CFP® professional at Waverly Advisors, LLC with eight years of industry experience. He has previously worked at Christopher Financial Group, LLC, Wolfpack Capital, LLC, and New York Life-related entities. Outside of his advisory role, he operates insurance brokerage businesses under the names Wolfpack Capital and Christopher Financial Group, focusing on non-registered insurance products. Waverly Advisors is a multi-team registered investment adviser managing portfolios for individual clients, retirement plans, and pooled investment vehicles. The firm integrates traditional equity and fixed-income strategies with alternative and private-market allocations and offers both discretionary and non-discretionary portfolio management.
William M
Series 63, Series 65
Lombard, IL
Capital Analysts
William Mosler Jr. is a financial advisor with Capital Analysts based in Lombard, IL, holding Series 63 and Series 65 licenses and bringing 15 years of industry experience. He has been with Lincoln Investment Planning, Inc. since 2011. Mosler is also the managing partner of Mosler Wealth Management, an entity used for tax and accounting purposes. Capital Analysts serves a diverse client base including individual and high-net-worth investors, trusts, foundations, businesses, and charitable organizations. The firm offers portfolio management, custom and model portfolios, access to third-party managers, and retirement plan advice, delivering investment management through both discretionary and non-discretionary approaches supported by an in-house Investment Management & Research team.
James S
Series 63, Series 65
Elmhurst, IL
LaSalle St. Investment Advisors, L.L.C.
James Steinbrenner is a financial advisor with LaSalle St. Investment Advisors, L.L.C., holding Series 63 and Series 65 licenses and with 36 years of industry experience. His prior work includes roles at Saxony Securities and National Planning Corporation. Outside of his advisory work, he serves as a director of Heartland Organization Ltd., where he assists with seminars and refers individuals to attorneys for estate planning. LaSalle St. Investment Advisors provides personalized, fee-based financial planning and investment supervisory services to individuals, trusts, estates, pension plans, charitable organizations, and small businesses. The firm offers both non-discretionary and discretionary investment programs, manages third-party managers, and utilizes a predominance of non-discretionary assets in its multi-team advisory approach.
Nedal H
ChFC®, Series 63, Series 65
Lombard, IL
Forum Financial Management, Lp
Nedal Halawa is a ChFC® credentialed financial advisor with 27 years of industry experience, currently affiliated with Forum Financial Management, LP in Lombard, IL. He has served at Pinnacle Wealth Management, LLC and Forum Financial Management since 2018, and owns Healthcare Services of Illinois, a health insurance business. Forum Financial Management, LP provides investment advisory and related services to individuals, retirement plan sponsors, charitable organizations, and institutional clients. The firm uses model asset-allocation portfolios based on Modern Portfolio Theory, primarily employing institutional mutual funds and ETFs, and supports other RIAs through its turn-key asset-management platform and back-office services.
Brian L
Series 63, Series 65
South Elgin, IL
First Advisors National, LLC
Brian Lee is a financial advisor with First Advisors National, LLC, holding Series 63 and Series 65 licenses and bringing 20 years of industry experience. His prior roles include positions at W&S Brokerage Services, Western & Southern Life, and The Prudential Insurance Company of America. Lee is also a full-time sales agent at Western & Southern Life. First Advisors National manages discretionary assets for individual and high-net-worth clients, offering investment management, third-party portfolio recommendations, and retirement plan consulting. The firm’s investment process emphasizes selecting and monitoring third-party money managers, with supplemental recommendations of individual securities based on fundamental analysis.
Nicholas G
CFP®
Downers Grove, IL
JMG Financial Group Ltd
Nicholas Garth is a CFP® professional with one year of industry experience, currently serving at JMG Financial Group Ltd. His previous work includes roles at the University of Dayton and Saint Viator High School prior to joining JMG Financial Group. JMG Financial Group provides wealth management, portfolio management, and financial consulting services to individuals, trusts, retirement plans, business entities, and charitable organizations. The firm uses a planning-based, long-term investment approach with strategic asset allocation and varied investment vehicles, including ETFs, mutual funds, equities, fixed income, and alternative investments.
Benjamin F
CFP®, Series 66
Elmhurst, IL
LaSalle St. Investment Advisors, L.L.C.
Benjamin Feltes is a CFP® with nine years of industry experience, currently serving as a financial advisor at LaSalle St. Investment Advisors, L.L.C. since 2019. His prior work includes roles at Heartland Investment Associates and LaSalle St. Securities, LLC, as well as at Hyvee Corp. He is a board member of Journey Sports, Inc. and co-owner of Fortress Co. LLC. LaSalle St. Investment Advisors provides personalized, fee-based financial planning and investment supervisory services to individuals, trusts, estates, pension and profit-sharing plans, charitable organizations, and small businesses. The firm offers both non-discretionary and discretionary investment approaches, including the non-discretionary LaSalle St. Asset Management Program (LAMP) and managed programs utilizing asset-allocation models, third-party manager selection, and a range of investment vehicles.
Michelle R
CFP®
Downers Grove, IL
JMG Financial Group Ltd
Michelle Rozsypal is a CFP® professional with 23 years of industry experience, currently serving as a financial advisor at JMG Financial Group Ltd since 2005. She practices in Downers Grove, IL, and has focused her career at JMG Financial Group. JMG Financial Group provides wealth management, portfolio management, and financial consulting to individuals, trusts, retirement plans, business entities, and charitable organizations. The firm employs a planning-based, long-term investment approach with strategic asset allocation and utilizes a variety of investment vehicles including ETFs, mutual funds, equities, fixed income, and alternative investments, supported by in-house tax consulting and private fund advisory services.
John J
CFP®, PFS™, Series 63, Series 65
Downers Grove, IL
Ausdal Financial Partners, Inc.
John Janis is a CFP® and PFS™ with over 32 years of industry experience. He has been with Ausdal Financial Partners, Inc. since 2011 and has maintained self-employment in accounting and tax preparation since 1991. In addition to his advisory work, he is also licensed as an insurance agent and provides accounting and tax services. Ausdal Financial Partners, Inc. is an SEC-registered investment adviser and FINRA-member broker-dealer managing approximately $2.13 billion in client assets. The firm serves individuals, trusts, corporations, pension plans, and charitable organizations, offering a range of investment advisory programs, retirement plan services, and financial planning with both discretionary and non-discretionary strategies.
Travis W
Series 63, Series 65
Downers Grove, IL
Ausdal Financial Partners, Inc.
Travis Wolfe is a financial advisor with Ausdal Financial Partners, Inc. in Downers Grove, IL, holding Series 63 and Series 65 licenses and with 15 years of industry experience. He has been with Ausdal Financial Partners since 2016 and also serves as an assistant track and field coach at Tri-Valley Central School. Additionally, he works as an independent contractor selling fixed insurance products. Ausdal Financial Partners serves a diverse client base including individuals, trusts, estates, retirement plans, and business entities, managing approximately $3.73 billion across more than 16,000 clients. The firm provides a range of services including advisor-managed accounts, separately managed accounts, unified managed accounts, retirement-plan advisory, and financial planning, combining tailored investment strategies with access to multiple custodians and third-party managers.
Robert G
Series 63, Series 65
Oak Brook, IL
VestGen Advisors, LLC
Robert Greulich is a financial advisor at VestGen Advisors, LLC with 44 years of industry experience. He holds Series 63 and Series 65 licenses and has worked at firms including Penn Mutual Life Insurance Co, Hornor Townsend & Kent Inc, and Triad Advisors. VestGen Advisors provides investment management, financial planning, and retirement plan services to individuals, high-net-worth clients, small businesses, trusts, and pooled investment vehicles. The firm combines advisor-level client relationships with centralized portfolio construction and serves a diverse client base including institutional investors and other advisory firms.
Foster M
Series 63, Series 65, Series 66
Elmhurst, IL
LaSalle St. Investment Advisors, L.L.C.
Foster Manierre is a financial advisor with LaSalle St. Investment Advisors, L.L.C., holding Series 63, 65, and 66 licenses and seven years of industry experience. His prior roles include positions at Morningstar, RBC Capital Markets, Bank of America, and Merrill. LaSalle St. Investment Advisors provides personalized, fee-based financial planning and investment supervisory services to a diverse client base including individuals, trusts, estates, pension plans, and charitable organizations. The firm offers both non-discretionary and discretionary management programs, employing asset-allocation models and a mix of mutual funds, ETFs, equities, fixed income, and options.
Marc H
CFP®, Series 65, Series 66
Wheaton, IL
Pure Financial Advisors, LLC
Marc Horner is a CFP® professional with 25 years of industry experience, currently serving at Pure Financial Advisors, LLC. His prior roles include positions at Fairhaven Wealth Management, Triad Advisors, UBS Financial Services, and Merrill. Outside of advising, he is president of HighTide Media LLC, a financial education company that produces licensed video content under the trademark "Million Dollar Cup of Coffee." Pure Financial Advisors, LLC is a large registered investment adviser managing approximately $11 billion in assets for individual and high-net-worth clients. The firm emphasizes a financial-planning-centered approach using academic frameworks and offers comprehensive planning and discretionary portfolio management services.
Thomas D
Series 63, Series 65
Downers Grove, IL
Ausdal Financial Partners, Inc.
Thomas Durment is a financial advisor with Ausdal Financial Partners, Inc. in Glenview, Illinois, holding Series 63 and Series 65 credentials and bringing 36 years of industry experience. He has been with Ausdal since 2008 and also operates Durment Financial Planning, which provides investment-related and fixed insurance sales services. Durment serves as a board member and secretary of the Optimist Foundation, where he helps organize golf outings and scholarship programs. Ausdal Financial Partners is an SEC-registered investment adviser and FINRA-member broker-dealer managing approximately $2.13 billion in assets. The firm serves individuals, trusts, corporations, pension plans, and charitable organizations through a range of advisory programs, retirement services, and financial planning, offering both discretionary and non-discretionary investment strategies across multiple asset classes.
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