Douglas Misterly is a financial advisor with Centaurus Financial, Inc. in Anaheim, CA, holding a Series 63 designation and over 33 years of industry experience. He has been with Centaurus Financial since 2005 and also has a long tenure at Industrial Alliance Pacific Blue Cross starting in 2000. Outside of his advisory role, he is a licensed captain and owner of a sailboat charter business on weekends and serves as a volunteer member of the City of Huntington Beach Investment Advisory Board. Centaurus Financial, Inc. serves a diverse client base including individuals, families, businesses, and foundations, offering financial planning, portfolio management, and retirement-plan consulting. The firm utilizes a mix of fundamental and technical analysis and provides both discretionary and non-discretionary investment services.

Brian Waldner is a CFP® and CFA® with nine years of industry experience. He is currently with EP Wealth Advisors in Torrance, CA, where he has worked since 2024, following prior roles at Kahler Financial Group, Clarfeld Financial Advisors, and Natixis Investment Managers. EP Wealth Advisors is a registered investment adviser serving individuals, corporate clients, and retirement plans. The firm offers wealth management, financial planning, and ancillary services, employing customized model portfolios and a range of investment strategies including fundamental, technical, and cyclical analysis.

Walter Goeltz III is a financial advisor at Centaurus Financial, Inc. with 27 years of industry experience. He holds Series 63 and Series 66 designations and has worked at Centaurus Financial since 2017, following six years at H.Beck, Inc. Outside of his advisory role, he is involved with several business entities related to tax planning and payroll services. Centaurus Financial, Inc. serves a diverse client base including individuals, families, small businesses, corporations, trusts, and foundations. The firm offers financial planning, portfolio management, retirement-plan consulting, and specialized advisory services through a combination of discretionary and non-discretionary arrangements, employing both fundamental and technical investment analyses.

Troy Folk is a CFP® professional with 13 years of industry experience, currently serving at Independent Financial Group, LLC. He previously worked at StoneKimbro for three years. Outside of his advisory role, he owns a tax preparation and accounting business and is a notary public. Independent Financial Group, LLC provides investment advisory and brokerage services to a diverse client base, including individuals, high-net-worth clients, trusts, and institutional plans. The firm offers financial planning and portfolio management through multiple platforms and combines strategic asset allocation with ongoing manager oversight across various risk profiles.

Sherry Lin is a financial advisor with Eagle Strategies (NY Life) based in Anaheim, CA, holding Series 63 and Series 65 licenses and possessing 25 years of industry experience. She has been with Eagle Strategies since 2020 and has over two decades of continuous experience with NYLIFE Securities Inc and New York Life Insurance. Lin is active in community organizations, serving on the boards of the Diamond Bar Chinese American Association and School, the Brea Korean Sister Community Association, and the Korean American Chamber of Commerce of Orange County. Eagle Strategies serves a diverse client base, providing financial planning, investment management, and retirement-plan advisory services through a large network of affiliated representatives. The firm offers tailored solutions across multiple program types, with a strong focus on non-discretionary asset management and fiduciary responsibilities to retirement investors.

James King Sr. is a financial advisor at Centaurus Financial, Inc. with 55 years of industry experience. He has been with Centaurus Financial since 1992. Outside of his advisory role, he serves as a course instructor and consultant for Brokerage Design & Development, works as a marketing consultant with Hamilton Strategic Marketing, and owns a tax preparation service, Wespac Tax Service. Centaurus Financial, Inc. provides advisory and brokerage services to a diverse client base including individuals, families, small businesses, corporations, trusts, and foundations. The firm offers a variety of financial planning and portfolio management services through its CLASSIC Plus platform, employing both discretionary and non-discretionary arrangements, and incorporates multiple analytical approaches in its investment process.

Akira Ogasawara is a financial advisor with Transamerica Financial Advisors in Torrance, CA, holding Series 63 and Series 65 licenses and five years of industry experience. He has been involved with multiple business activities, including managing Kamotty Financial Services, LLC, and serving as an independent contractor for Visa to America, Inc., which facilitates visa services and related consulting. Additionally, he acts as a referral contractor for Vanity Fair Media, Inc. dba Funding Suite, focusing on business loan introductions. Transamerica Financial Advisors serves a diverse client base that includes individual investors, pension and profit-sharing plans, trusts, estates, charitable organizations, and corporations. The firm offers advisory and broker-dealer services with proprietary and third-party investment models, managing both discretionary and non-discretionary assets.

Brian Seaman is a financial advisor with United Planners' Financial Services of America and holds the CFP® and ChFC® designations. He has 38 years of industry experience and has been associated with United Planners since 2009. Seaman is also a member of the Lutheran Church of the Master board. United Planners Financial Services is a national wealth-management enterprise serving a broad client base including individuals, retirement plans, corporations, trusts, and institutional clients. The firm’s advisory services are delivered through independent representatives using a variety of custodians, third-party managers, and platform programs, with a significant portion of assets managed on a non-discretionary basis.

Angel Davis is a CFP® professional with four years of industry experience, currently serving as an advisor at EP Wealth Advisors. Prior to joining EP Wealth Advisors, Davis held positions at Focus Partners Wealth, Adero Partners, Centaurus Financial, and Fox Hill Financial & Insurance Services. EP Wealth Advisors is a registered investment adviser serving individuals, corporate clients, and retirement plans. The firm offers wealth management, discretionary portfolio management, financial planning, and ancillary services such as tax preparation and estate-document preparation for qualifying clients, employing a variety of analytical methods and customized model portfolios.

Samuel Terminello is a CFP® with eight years of industry experience currently working at EP Wealth Advisors. His prior roles include positions at Peninsula Wealth, Facet Wealth, and The Vanguard Group. EP Wealth Advisors serves individuals, corporate clients, and retirement plans, offering wealth management, discretionary portfolio management, financial planning, and ancillary services such as tax preparation and estate-document preparation. The firm employs customized model portfolios using various analysis methods and also provides ERISA plan services and oversight of third-party managers.

Harold Klein is a financial advisor with NewEdge Advisors, holding Series 63 and Series 66 credentials and bringing 44 years of industry experience. His prior work includes roles at Mid Atlantic Capital Corporation, LPL Financial, and National Planning Corporation. Outside of advisory work, he manages a rental property in Lakewood, California. NewEdge Advisors is an enterprise-scale registered investment adviser serving individuals, institutions, and charitable organizations through a network of independent representatives. The firm offers a range of portfolio management, financial planning, and consulting services, combining in-house and third-party manager strategies with technology-supported solutions.

Tracie Southerland is a financial advisor at EP Wealth Advisors with 19 years of industry experience. She holds Series 63 and Series 65 designations and previously worked at Opes Wealth Management, LLC and Opes Advisors, Inc. In addition to her advisory role, she is involved in mortgage finance as a mortgage advisor. EP Wealth Advisors serves individuals, corporate clients, and retirement plans, offering wealth management, discretionary portfolio management, and financial planning. The firm constructs customized model portfolios and provides a range of services including tax preparation, estate-document preparation, and ERISA plan fiduciary services.

Martin Rodriguez is a CFP® and Series 66-registered advisor with three years of industry experience. He has worked at EP Wealth Advisors, LongView Asset Management, Wells Fargo Clearing, and Morgan Stanley. Prior to his financial services career, he spent several years working at Barnes and Noble and Dexter Schools. EP Wealth Advisors is a registered investment adviser serving individuals, corporate and business clients, and retirement plans. The firm offers wealth management, discretionary portfolio management, and financial planning, incorporating customized model portfolios and a range of investment strategies including fundamental, technical, and cyclical analysis.

Connor Bernal is a financial advisor at EP Wealth Advisors with one year of industry experience. He holds a Series 65 designation and previously worked at Magnit and LinkedIn. EP Wealth Advisors is a registered investment adviser that serves individuals, corporate and business clients, and retirement plans. The firm offers wealth management, discretionary portfolio management, financial planning, and ancillary services including tax preparation and estate-document preparation for eligible clients. They utilize customized model portfolios with fundamental, technical, and cyclical analysis, and provide services such as third-party manager recommendations and ERISA plan fiduciary support.

Adam Kulesza is a financial advisor at EP Wealth Advisors with 22 years of industry experience. He holds CFP®, ChFC®, and Series 66 designations and has worked at several firms, including Executive Wealth Management and Private Client Services. Kulesza is also involved as an owner and president of EZC Financial Services Company and Executive Capital Management, which oversees multiple affiliated entities. EP Wealth Advisors serves individuals, corporate clients, and retirement plans, offering wealth management, financial planning, and ancillary services such as tax preparation and estate-document assistance. The firm uses customized model portfolios with a variety of investment strategies and provides fiduciary services for ERISA plans.

Stephanie Saccone is a Series 66 licensed advisor at Citigroup Global Markets with one year of industry experience. She has been with Citibank since 2016. Citigroup Global Markets serves individual and institutional clients across various wealth segments, offering a broad range of investment advisory programs and execution services. The firm uses multi-asset, multi-manager strategies and maintains institutional-scale operations with specialized market roles, including derivatives and futures services.

Raymond Lee is a financial advisor with Transamerica Financial Advisors, holding Series 63 and Series 65 licenses and 15 years of industry experience. He has worked in various roles related to health and Medicare insurance, college planning, and financial education since 2009. Outside of his advisory work, he is involved in college consulting and serves as an instructor at the Heartland Institute of Financial Education. Transamerica Financial Advisors provides investment advisory, brokerage, and retirement-plan services to a diverse client base, including individuals, employer-sponsored plans, trusts, and charitable organizations. The firm utilizes model portfolios and third-party managers to deliver its advisory services through a large network of advisors.

Paul Huddle is a financial advisor with Independent Financial Group, LLC, holding Series 65 and Series 63 licenses and bringing 32 years of industry experience. He has worked with multiple firms including Everbank and operates several business activities, such as providing health and fixed insurance through PS Financial Group and consulting services for small construction and development businesses via PS Huddle Construction. He also serves on the board of a homeowners association. Independent Financial Group, LLC offers investment advisory and brokerage services to a diverse client base including individuals, high-net-worth clients, trusts, and corporate plans. The firm combines strategic asset allocation, multi-manager portfolios, and ongoing due diligence to implement tailored client investment strategies across a range of risk profiles.

Diana Law is a CFP®-certified financial advisor with 16 years of industry experience. She is currently with Empower Advisory Group and has previously worked at GWFS Equities, Transamerica Investors Securities Corporation, Transamerica Retirement Solutions, and Fidelity Investments. Empower Advisory Group provides financial planning and investment management primarily to employer-sponsored retirement plan sponsors and their participants, as well as to retail brokerage clients. The firm delivers services through an integrated model tied to Empower’s administrative platforms, focusing on long-term portfolio returns and annual rebalancing.

Jefferson Davenport is a CFA® charterholder with over 10 years of industry experience. He currently serves as a financial advisor at EP Wealth Advisors, having joined the firm in 2024 after nine years at CornerCap Investment Counsel. EP Wealth Advisors is a registered investment adviser that offers wealth management, discretionary portfolio management, financial planning, and ancillary services to individuals, corporate clients, and retirement plans. The firm utilizes a variety of analytical techniques and manages customized portfolios, including recommendations of third‑party managers and ERISA plan services.