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Michael D

Series 65

Zelienople, PA

Foundations Investment Advisors LLC

Michael Diulus is an advisor with Foundations Investment Advisors LLC, holding a Series 65 license and four years of industry experience. He has worked at Foundations Investment Advisors and Secure Money Advisors since 2021. In addition to his advisory role, he is active as an insurance agent involved in the sales of insurance products. Foundations Investment Advisors is a multi-advisor registered investment adviser managing approximately $10.1 billion for over 29,000 clients through a network of nearly 300 investment adviser representatives. The firm offers portfolio management, financial planning, retirement-plan support, and sub-advisory services to individuals, trusts, estates, and registered investment companies.

Private / alternative investments ESG / Sustainable investing Concentrated stock management Founder/Business Owner Executive
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David A

Series 63, Series 65

Fombell, PA

Tucker Asset Management LLC

David Anton is a financial advisor at Tucker Asset Management LLC with 38 years of industry experience. He holds Series 63 and Series 65 credentials and has previously worked at Crown Capital Securities, LP. Outside of investment advisory, he operates a life insurance and fixed annuities business. Tucker Asset Management serves individual and high-net-worth clients, as well as foundations, trusts, estates, and charitable organizations. The firm offers discretionary investment management and financial planning using a top-down, macroeconomic asset-allocation approach that incorporates growth, fixed income, alternative investments, and model portfolios.

Private / alternative investments Tax-loss harvesting Retirement plans for business owners (SEP, solo 401k) Founder/Business Owner Executive
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Jan J

Series 63, Series 65

Beaver Falls, PA

Western Wealth Management LLC

Jan Jumet is a financial advisor with Western Wealth Management LLC in Beaver Falls, PA, holding Series 63 and Series 65 licenses and with 21 years of industry experience. He has been with Western Wealth Management since 2016 and also maintains a long-standing affiliation with LPL Financial since 2010. Jumet serves as a trustee of a charitable trust and is a board member on the Waste Water Management Trust Committee for the City of Beaver Falls. Western Wealth Management serves a diverse client base including individuals, corporations, retirement plans, charitable organizations, and institutional clients. The firm utilizes a decentralized network of investment adviser representatives and combines firm-designed model portfolios with access to multiple third-party managers and strategies, offering comprehensive portfolio management and financial consulting services.

College savings (529s, UTMA, etc.) Options & derivatives strategies
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Brian Q

Series 63, Series 65

Zelienople, PA

Foundations Investment Advisors LLC

Brian Quaranta is a financial advisor at Foundations Investment Advisors LLC with 15 years of industry experience. He holds the Series 63 and Series 65 designations. Brian is also involved in Secure Money Advisors, where he conducts insurance sales and client reviews related to insurance products. Foundations Investment Advisors is a multi-advisor registered investment adviser managing approximately $10.1 billion for nearly 29,615 clients, offering portfolio management, financial planning, and retirement-plan support through a network of nearly 300 investment adviser representatives.

Private / alternative investments ESG / Sustainable investing Concentrated stock management Founder/Business Owner Executive
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Maggie W

Series 65

Zelienople, PA

Foundations Investment Advisors LLC

Maggie Wenzelburger is a financial advisor with Foundations Investment Advisors LLC, holding a Series 65 designation and having six years of industry experience. She has been with Foundations Investment Advisors since 2020 and has also been associated with Secure Money Advisors since 2008, where she engages in the sale of various insurance products. Foundations Investment Advisors is a multi-advisor registered investment adviser managing approximately $10.1 billion for about 29,615 clients through nearly 300 investment adviser representatives. The firm provides portfolio management, financial planning, retirement-plan support, and sub-advisory services to individuals, trusts, estates, and registered investment companies, utilizing a range of investment products and affiliated professional services.

Private / alternative investments ESG / Sustainable investing Concentrated stock management Founder/Business Owner Executive
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Michael D

Series 63, Series 66

Beaver Falls, PA

Exodus Wealth, LLC

Michael Deluca is a financial advisor with Prosperity Wealth Management, Inc. in Beaver Falls, PA, holding Series 63 and Series 66 licenses and bringing 24 years of industry experience. He has worked at Prosperity Wealth Management since 2017 and at Fortune Financial Services, Inc. since 2010, where he also serves as a compliance officer. Additionally, he is an officer of Gabauer Enterprises, Inc., managing accounting for life and fixed annuity commissions. Prosperity Wealth Management serves individual and high-net-worth clients, as well as trusts, estates, and pension/profit-sharing plans, providing asset management, financial planning, and consulting services. The firm manages approximately $442 million for about 1,600 clients and emphasizes tailored portfolio supervision with quarterly reviews, employing multiple methods of analysis and conducting due diligence on third-party managers.

Options & derivatives strategies Charitable giving & philanthropy
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Samuel B

CFP®, Series 66

Beaver Falls, PA

Western Wealth Management LLC

Samuel Berdine is a CFP® professional affiliated with Western Wealth Management LLC with two years of industry experience. He has worked at Western Wealth Management and LPL Financial since 2022 and has prior experience in various roles including at Robert Morris University and United Parcel Service. Berdine provides administrative support to Western Wealth Management and Jumet Financial, LLC. Western Wealth Management LLC serves individuals, charitable and corporate entities, advisers, and retirement plan sponsors through portfolio management, financial planning, consulting, and institutional investment management. The firm operates a decentralized network of 88 advisers and employs a range of investment strategies including ETFs, mutual funds, equities, bonds, alternatives, derivatives, and cryptocurrency products.

College savings (529s, UTMA, etc.) Options & derivatives strategies
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David M

Series 63, Series 65

Zelienople, PA

Wesbanco Securities, Inc.

David Mcginley is a financial advisor with WesBanco Securities, Inc. in New Castle, PA, holding Series 63 and Series 65 licenses and 18 years of industry experience. He has been with WesBanco Securities since 2015. WesBanco Securities, Inc. provides investment advice and portfolio management to individuals, corporations, trusts, estates, and retirement plans, managing approximately $166 million in assets. The firm offers a range of portfolio management programs and access to third-party managed solutions, using a variety of analytical methods and strategies while maintaining a primarily nondiscretionary approach.

Options & derivatives strategies Active portfolio management ESG / Sustainable investing
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Luke C

Series 65

Zelienople, PA

Foundations Investment Advisors LLC

Luke Constantakis is a financial advisor with Foundations Investment Advisors LLC holding a Series 65 designation and one year of industry experience. His prior roles include positions at Federated Hermes Inc, Peoples Natural Gas, and Fox Chapel Golf Club. Foundations Investment Advisors is a multi-advisor registered investment adviser managing approximately $10.1 billion for over 29,000 clients through nearly 300 investment adviser representatives. The firm offers portfolio management, financial planning, retirement-plan support, and sub-advisory services to individuals, trusts, estates, and registered investment companies.

Private / alternative investments ESG / Sustainable investing Concentrated stock management Founder/Business Owner Executive
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Arthur H

Series 63, Series 65

New Castle, PA

Wesbanco Securities, Inc.

Arthur Hughes is a financial advisor at WesBanco Securities, Inc. in Ellwood City, PA, holding Series 63 and Series 65 licenses with four years of industry experience. He has worked at WesBanco Securities since 2019 and previously at WesBanco Bank from 2016 to 2023. WesBanco Securities, Inc. provides investment advice and portfolio management to individuals, corporations, trusts, estates, and retirement plans, managing approximately $166 million in assets. The firm offers a range of wrap-fee portfolio management programs and access to third-party managed solutions, employing various analytical methods and strategies across nondiscretionary and discretionary accounts.

Options & derivatives strategies Active portfolio management ESG / Sustainable investing
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Bridget H

Series 63, Series 65, Series 66

Beaver Falls, PA

Western Wealth Management LLC

Bridget Hommey is a financial advisor at Western Wealth Management LLC with 30 years of industry experience. She holds Series 63, Series 65, and Series 66 credentials. Prior to joining Western Wealth Management in 2016, she was affiliated with LPL Financial starting in 2009 and continues to maintain that association. Western Wealth Management serves individuals, corporations, retirement plans, charitable organizations, other advisors, and institutional clients. The firm operates a decentralized model, combining proprietary and third-party investment strategies across diverse asset classes, with an emphasis on customized portfolio management and a wide range of financial planning services.

College savings (529s, UTMA, etc.) Options & derivatives strategies
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Timothy H

Series 66

New Castle, PA

LaSalle St. Investment Advisors, L.L.C.

Timothy Harrison is a financial advisor with LaSalle St. Investment Advisors, L.L.C., holding a Series 66 designation and four years of industry experience. He previously worked at The Alliance and McConkey Financial before joining Fennick Financial, where he is involved in insurance and investment services. Outside of his advisory role, Harrison occasionally speaks at local churches, drawing on his past work abroad as a clergy worker with the Christian and Missionary Alliances. LaSalle St. Investment Advisors serves a diverse client base including individuals, trusts, estates, and institutional clients, offering fee-based financial planning alongside both discretionary and non-discretionary portfolio management. The firm employs a range of investment strategies using mutual funds, ETFs, equities, fixed income, options, and alternative vehicles.

Active portfolio management Options & derivatives strategies Executive Founder/Business Owner
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Brian D

Series 63, Series 65

New Brighton, PA

Exodus Wealth, LLC

Brian Daniels is a financial advisor with Prosperity Wealth Management, Inc. in New Brighton, PA, holding Series 63 and Series 65 licenses and bringing 19 years of industry experience. He has worked at Prosperity Wealth Management since 2017 and at Fortune Financial Services since 2006. Outside of advisory work, Daniels is president and owner of Daniels Trading Company, LLC, a business focused on importing goods from Paraguay, and he also provides tax preparation services through Forte Financial Inc. Prosperity Wealth Management serves individual and high-net-worth clients, trusts, estates, and pension/profit-sharing plans, offering asset management, financial planning, and consulting. The firm manages approximately $442 million in discretionary assets and emphasizes tailored portfolio supervision with quarterly reviews, employing a diverse set of analytical methods and oversight of third-party managers.

Options & derivatives strategies Charitable giving & philanthropy
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Thomas W

Series 66

Beaver, PA

PNC Wealth Management

Thomas Wigton is a financial advisor at PNC Wealth Management with 10 years of industry experience. He holds the Series 66 designation and has worked in various roles at PNC since 2015, including positions at PNC Investments and PNC Bank. PNC Wealth Management offers retail brokerage and advisory services through model-based programs, including a discretionary online portfolio solution available by invitation to employees. The firm uses algorithm-driven risk assessments to recommend model strategies executed with mutual funds and ETFs, with portfolio management delegated to third parties.

Passive / index investing Active portfolio management Wealth management Executive
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Keith M

Series 66

Mars, PA

Kestra Advisory

Keith Mcgough is a financial advisor at Kestra Advisory with four years of industry experience. His prior roles include positions at Wells Fargo Advisors and Bank of New York Mellon. He also spent two years working in the automotive appearance industry. Kestra Advisory Services provides investment advisory and retirement-plan consulting to institutional and individual clients, offering services such as plan design, fiduciary consulting, and employee education. The firm manages approximately $79.8 billion in assets and serves a diverse client base, including large institutional investors and sovereign wealth funds.

Retirement plans for business owners (SEP, solo 401k) Business exit / sale strategy Annuities Wealth management Founder/Business Owner Executive
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Owen R

Series 66

Beaver, PA

The huntington Investment company

Owen Rimel is a financial advisor with The Huntington Investment Company and holds a Series 66 designation. He has four years of industry experience with prior roles at Ameriprise Financial Services, Huntington National Bank, New York Life Insurance Co, and PNC Bank. Outside of finance, he owns a small working farm where he sells eggs, produce, and livestock, and serves as an assistant coach for the Big Beaver Falls Area School District. The Huntington Investment Company, operating as Huntington Financial Advisors, provides advisory and brokerage services to individuals, charitable organizations, corporations, and other business entities. The firm uses an open-architecture investment approach combining third-party sub-managers and proprietary models, with advisory arrangements typically based on wrap fees that cover portfolio management and trade execution.

ESG / Sustainable investing Active portfolio management Tax-loss harvesting
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Jonathan H

Series 65, Series 63, Series 66

Mars, PA

OSAIC Institutions, INC.

Jonathan Hileman is a financial advisor with OSAIC Institutions, Inc., holding Series 65, 63, and 66 licenses and 11 years of industry experience. His prior roles include positions at KeyBank, PNC Investments, and First Commonwealth Bank. OSAIC Institutions, Inc. is an SEC-registered investment adviser serving individuals, ERISA retirement plans, trusts, estates, and corporate clients through a network of investment adviser representatives who provide customized advisory services, financial planning, ERISA plan services, and access to alternative investments and lending solutions. The firm operates a hybrid adviser/broker-dealer model with both discretionary and non-discretionary accounts and utilizes third-party promoters and subadvisory arrangements to differentiate its service and distribution approach.

Annuities Tax-loss harvesting Founder/Business Owner Executive
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Benjamin B

ChFC®, Series 63, Series 65

Beaver Falls, PA

Commonwealth Financial Network

Benjamin Burkhead is a financial advisor at Commonwealth Financial Network with 18 years of industry experience. He holds the ChFC® designation as well as Series 63 and Series 65 licenses. His prior roles include positions at Centauri Advisory Group, Inc. and C&L Financial Services LLC. He also engages in fixed insurance sales as part of his professional activities. Commonwealth Financial Network serves a national network of approximately 2,950 advisors and their retail and institutional clients, providing advisory programs, wealth management, and retirement plan consulting. The firm supports affiliated advisors with operations, trading, technology, investment management, compliance, and practice-management services.

Passive / index investing Active portfolio management Tax-loss harvesting Wealth management Retirement income strategy Founder/Business Owner Executive Retired
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John Y

Series 63, Series 65

Beaver, PA

Commonwealth Financial Network

John Yee is a financial advisor with Commonwealth Financial Network, holding Series 63 and Series 65 licenses and bringing 39 years of industry experience. He has been associated with Wealth Management Partners and Commonwealth Financial Network since 2002. Outside of his advisory work, he is involved in fixed insurance sales through Wealth Management Partners, LLC. Commonwealth Financial Network is a dual-registered broker/dealer and SEC-registered investment adviser serving a national network of roughly 2,900 advisors and hundreds of thousands of clients. The firm provides a broad support platform including managed-account programs, third-party asset manager access, and custody services.

Passive / index investing Active portfolio management Tax-loss harvesting Wealth management Retirement income strategy Founder/Business Owner Executive Retired
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Corey A

CFP®, PFS™, Series 65

New Castle, PA

Focus Partners Wealth, LLC

Corey Altman is a CFP® and PFS™ credentialed financial advisor with 13 years of industry experience. He is currently with Focus Partners Wealth, LLC and has previously worked at The Colony Group, LLC, Buckingham Asset Management, LLC, Arnett Carbis Toothman LLP, and A&F Financial Advisors LLC. Focus Partners Wealth, LLC provides wealth advisory and investment management services to individuals, high-net-worth families, family offices, retirement plans, institutions, and businesses. The firm emphasizes a long-term, tax- and fee-sensitive investment approach within an enhanced open architecture framework that combines active and passive strategies, separate account managers, private funds, mutual funds, and ETFs.

Private / alternative investments Options & derivatives strategies Active portfolio management Retirement plans for business owners (SEP, solo 401k) Business exit / sale strategy Founder/Business Owner Dentist Executive Retired Established Professionals
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