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Michael F

CFA®

Des Moines, IA

Prairie Wealth Advisors, Inc.

Michael Finnegan is a CFA® charterholder with nine years of industry experience. He is currently with Prairie Wealth Advisors, Inc., where he has worked since 2026. Prior to that, he spent six years at ManchesterStory Fund Management. Prairie Wealth Advisors, Inc. is a team-based registered investment adviser managing approximately $558 million in client assets. The firm serves individuals and high-net-worth clients with comprehensive portfolio management, financial planning, and pension consulting, offering tailored investment solutions and conducting formal reviews at least quarterly.

Private / alternative investments
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Laura W

CFP®, Series 65

Des Moines, IA

West Financial Advisors, L.L.C.

Laura West is a CFP® and holds a Series 65 license with 19 years of industry experience. She has been with West Financial Advisors, L.L.C. since 2006. West Financial Advisors serves high-net-worth individuals and company-sponsored retirement plans, typically managing portfolios of $1 million or more. The firm emphasizes long-term strategies and broad diversification, using fundamental and technical analysis along with third-party research, and offers a range of services including portfolio management, financial planning, and tax preparation.

Retirement income strategy General tax planning General estate planning guidance Cash flow / budgeting Wealth management HENRY (High Earners, Not Rich Yet) Established Professionals
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Scott A

Series 66

Des Moines, IA

Legacy Financial GRoup

Scott Arnburg is a financial advisor with Legacy Financial Group in Des Moines, IA, holding a Series 66 designation and 15 years of industry experience. He has worked at LPL Financial and Legacy Financial Group since 2010. Outside of his advisory role, he serves on the board of the Dragoon Trail Chapter of the Izaak Walton League of America, a conservation nonprofit. Legacy Financial Group serves individuals, high-net-worth clients, families, retirement plans, and institutions by providing investment management, financial planning, retirement and pension consulting, divorce-related financial consulting, and financial education. The firm employs an active, diversified “total portfolio” management approach that emphasizes long-term holdings with periodic rebalancing and incorporates fundamental and technical analysis.

Active portfolio management Options & derivatives strategies Divorce financial planning
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Tyler B

CFP®, Series 63, Series 65

Des Moines, IA

RIA Advisory Group, LLC

Tyler Bookin Nosbisch is a CFP® professional with five years of industry experience, currently affiliated with RIA Advisory Group, LLC. He has worked at several firms including LPL Financial and New York Life Insurance Co. Outside of his advisory role, he volunteers on a farm assisting with seasonal planting and harvesting activities. RIA Advisory Group serves individuals, high-net-worth individuals, corporations, trusts, and estates by providing discretionary investment supervisory services and portfolio management. The firm employs a combination of charting, fundamental, and technical analysis with both long- and short-term trading strategies, and maintains formal affiliations with accounting and legal professionals.

Annuities
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Paul C

Series 63, Series 65

Pleasant Hill, IA

Wellesley Asset Management, Inc.

Paul Chamberlain is a financial advisor at Wellesley Asset Management, Inc. in Pleasant Hill, IA, with 28 years of industry experience. He holds Series 63 and Series 65 credentials and has previously worked at Principal Mutual Life Insurance Company and Foreside Fund Services, LLC. Wellesley Asset Management provides discretionary portfolio management services to individuals, pension and retirement plans, institutional clients, and investment companies. The firm focuses on convertible securities and absolute-return oriented strategies, managing separately managed accounts, affiliated mutual funds, an exchange-traded fund, and private pooled vehicles.

Concentrated stock management Active portfolio management Income planning
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David S

Series 63, Series 65, Series 66

Des Moines, IA

RIA Advisory Group, LLC

David Suntken is a financial advisor with RIA Advisory Group, LLC, holding Series 63, 65, and 66 licenses and totaling 33 years of industry experience. He has worked at RIA Advisory Group since 2020 and previously spent six years with Visionpoint Advisory Group and over two decades with LPL Financial. RIA Advisory Group, LLC is a multi-team registered investment adviser serving individuals, trusts, estates, corporations, and other entities. The firm manages diversified portfolios using discretionary strategies informed by charting, fundamental, and technical analysis, and maintains formal affiliations with legal and accounting professionals alongside operating affiliated technology and research businesses.

Annuities
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Madison V

Series 65

West Des Moines, IA

Private Wealth Asset Management

Madison Vestweber is a financial advisor at Private Wealth Asset Management with a Series 65 credential and one year of industry experience. Prior to joining Private Wealth Asset Management, Madison worked at The 20 MSP and has a background that includes academic roles at the University of Iowa and John F. Kennedy High School. Private Wealth Asset Management serves a diverse client base including individuals, family offices, trusts, and nonprofit organizations, managing approximately $1.85 billion in discretionary assets. The firm employs a strategic asset allocation approach supported by quantitative, fundamental, and technical analysis, and offers specialized services such as oil and gas holdings management and business transition planning.

Wealth management Real estate investing
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Thomas M

CFP®, Series 63

Des Moines, IA

RDA Financial network

Thomas McBride III is a CFP® with 46 years of industry experience. He is affiliated with RDA Financial Network, where he has been since 2001, and also works with Monetary Strategies. RDA Financial Network serves individual and institutional clients, offering investment management, financial planning, and retirement-plan advisory services. The firm employs a combination of discretionary portfolio management, third-party sub-advisors, and proprietary strategies, and is notable for providing fiduciary plan-sponsor services and operating a Model Portfolio Advisor Program for other registered investment advisers.

Active portfolio management Options & derivatives strategies Retirement plans for business owners (SEP, solo 401k)
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Drake E

Series 65

Urbandale, IA

Wilon Wealth Management

Drake Ellgren is a financial advisor at Wilon Wealth Management with one year of industry experience. He holds a Series 65 designation and has prior work experience at Iowa State University, Strahan Construction, HyVee, and in education. Wilon Wealth Management provides financial planning and asset management services to individuals, high-net-worth clients, trusts, estates, charitable organizations, and business entities. The firm’s investment approach is planning-driven and goal-focused, emphasizing diversified, passive, low-cost, and tax-efficient strategies tailored to client objectives.

General retirement planning Tax-loss harvesting Charitable giving & philanthropy College savings (529s, UTMA, etc.)
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Keri B

Series 66

Indianola, IA

Wealthcare Capital Partners, LLC

Keri Blake is a financial advisor at Wealthcare Capital Partners, LLC with 15 years of industry experience. She holds a Series 66 designation and has previously worked at Edward Jones, LPL Financial, and Arkadios Capital. Blake is also involved in financial planning through Fellows & Blake Financial and participates in annuity sales and life insurance services related to estate planning. Wealthcare Capital Partners LLC provides investment management, comprehensive financial planning, and retirement plan advisory services to individuals, high-net-worth clients, trusts, estates, charitable organizations, and businesses. The firm employs a goals-based investment process utilizing a patented web-based planning platform combined with evidence-based manager selection and behavioral-economics tools.

Private / alternative investments Real estate investing Tax-loss harvesting Executive Founder/Business Owner
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Paul K

Series 63, Series 65

Des Moines, IA

RIA Advisory Group, LLC

Paul Katsion is a financial advisor at RIA Advisory Group, LLC with nine years of industry experience. He holds Series 63 and Series 65 licenses and has worked previously at NYLife Securities LLC and New York Life. Outside of his advisory role, Katsion serves as a board member for the Henry County Optimist Club, supporting local youth through fundraising and volunteer activities. RIA Advisory Group serves individuals, high-net-worth clients, corporations, trusts, and estates with discretionary portfolio management and investment supervisory services. The firm uses a combination of charting, fundamental, and technical analysis alongside both long- and short-term trading strategies.

Annuities
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Brian V

Series 63

Des Moines, IA

RIA Advisory Group, LLC

Brian Vestal is a financial advisor at RIA Advisory Group, LLC with 23 years of industry experience. He holds a Series 63 designation and has been involved with Iea Wealth Management, LLC and its related entities since 2005. Outside of advisory services, he is a 20% owner of Brokerstreet Insurance Services, a non-variable insurance business. RIA Advisory Group, LLC is a multi-team registered investment adviser serving individuals, trusts, estates, corporations, and other entities. The firm employs a discretionary investment approach using fundamental and technical analysis, managing a diversified mix of asset types while maintaining formal affiliations with legal and accounting professionals.

Annuities
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Patrick K

Series 66, Series 63

Des Moines, IA

DMKC Advisory Services, LLC

Patrick Kelly is a financial advisor with DMKC Advisory Services, LLC in Des Moines, IA, holding Series 63 and Series 66 credentials and having four years of industry experience. He is also a trustee of Lemonade Springs, a non-investment-related entity, where he spends part-time hours. DMKC Advisory Services, LLC is a six-advisor team managing approximately $902.5 million for individuals, businesses, and charitable organizations. The firm provides fee-based investment advisory and financial planning services, employing a long-term buy-and-hold strategy with diversified portfolios that include mutual funds, ETFs, equities, and fixed income.

Wealth management General tax planning Retirement income strategy
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Amy D

Series 66

Des Moines, IA

West Financial Advisors, L.L.C.

Amy Deever is a Series 66-licensed financial advisor at West Financial Advisors, L.L.C. in Des Moines, Iowa, with three years of industry experience. Her prior roles include positions at Morgan Stanley and Eide Bailly LLP. West Financial Advisors serves high-net-worth individuals and company-sponsored retirement plans, typically managing portfolios of $1 million or more. The firm emphasizes long-term, diversified investment strategies supported by multiple analytical approaches and offers a range of services including portfolio management, financial planning, and tax preparation.

Retirement income strategy General tax planning General estate planning guidance Cash flow / budgeting Wealth management HENRY (High Earners, Not Rich Yet) Established Professionals
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Andrew H

Series 66, Series 63

Des Moines, IA

DMKC Advisory Services, LLC

Andrew Harrison is a financial advisor with DMKC Advisory Services, LLC in Des Moines, IA, holding Series 63 and Series 66 credentials and bringing 11 years of industry experience. His career includes roles at Fidelity Investments, Principal Financial, Thrivent Financial, and Affiliates before joining DMKC Advisory Services and D.M. Kelly & Company. Outside of finance, he writes fiction publications. DMKC Advisory Services, LLC is a six-advisor team managing approximately $902.5 million for individuals, businesses, and charitable organizations. The firm offers fee-based investment advisory and financial planning services with a focus on long-term buy-and-hold strategies using diversified portfolios across mutual funds, ETFs, equities, and fixed income.

Wealth management General tax planning Retirement income strategy
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Nicholas H

Series 65

Des Moines, IA

Legacy Financial GRoup

Nicholas Hemsted is a financial advisor at Legacy Financial Group with three years of industry experience. He holds a Series 65 designation and previously worked at Bankers Trust and Veridian Credit Union. Nicholas is also a licensed life and health insurance agent in Iowa, appointed with various carriers to provide insurance and fixed annuity products. Legacy Financial Group serves individuals, high-net-worth clients, families, and retirement plans with investment management, financial planning, pension consulting, and divorce-related financial consulting. The firm employs an active, diversified investment approach tailored through written policy statements and offers financial education services including employer and classroom presentations.

Active portfolio management Options & derivatives strategies Divorce financial planning
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Erin R

Series 65

Des Moines, IA

RIA Advisory Group, LLC

Erin Roberts is a financial advisor at RIA Advisory Group, LLC with a Series 65 designation and two years of industry experience, including prior work at RCM Capital. Before entering the advisory field, Roberts spent 17 years at Southeastern Community College. RIA Advisory Group, LLC is a multi-team registered investment adviser serving individuals, trusts, estates, corporations, and other entities. The firm manages a diverse range of investments and employs a discretionary approach based on documented client objectives, utilizing both fundamental and technical analysis.

Annuities
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Andrew S

Series 63

Des Moines, IA

RIA Advisory Group, LLC

Andrew Susanin is a financial advisor at RIA Advisory Group, LLC with 28 years of industry experience. He holds the Series 63 designation and has worked at firms including LPL Financial and VisionPoint Advisory Group. Susanin has been involved in fixed insurance sales and operates an investment-related business entity for tax and investment purposes. RIA Advisory Group serves individuals, high-net-worth clients, corporations, trusts, and estates with discretionary portfolio management and investment supervisory services. The firm employs a combination of charting, fundamental and technical analysis, and both long- and short-term trading strategies, while maintaining formal affiliations with accounting and legal professionals.

Annuities
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John P

Series 66

Des Moines, IA

RIA Advisory Group, LLC

John Peak Jr. is a financial advisor with RIA Advisory Group, LLC in Des Moines, IA, holding a Series 66 designation and 19 years of industry experience. He has worked at RIA Advisory Group since 2012 and has also been involved with EA Advisors LLC and Advisor Back Office Technologies, LLC. Additionally, he is a CPA and Managing Member of John Peak Jr CPA PC. RIA Advisory Group serves individuals, high-net-worth clients, corporations, trusts, and estates with investment supervisory services and portfolio management. The firm uses a combination of charting, fundamental and technical analysis, and both long-term and short-term trading strategies, often operating under discretionary authority while maintaining affiliations with accounting and legal professionals.

Annuities
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Rachel W

Series 63, Series 66

Des Moines, IA

Legacy Financial GRoup

Rachel Wood is a financial advisor with Legacy Financial Group in Des Moines, IA, holding Series 63 and Series 66 licenses and bringing 21 years of industry experience. She has worked with Legacy Financial Group since 2016 and Brokers International Financial Services since 2018. Outside of her advisory role, Wood serves as treasurer for the Indianola Church of Christ and is involved in fixed and traditional insurance sales through related business activities. Legacy Financial Group provides investment management, financial planning, pension consulting, and divorce-related financial consulting services to individuals, high-net-worth clients, families, and retirement plans. The firm employs an active, diversified investment approach, developing written investment policy statements tailored to client objectives and offering financial education through employer and classroom presentations.

Active portfolio management Options & derivatives strategies Divorce financial planning
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