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Maegen W

Series 66

Rapid City, SD

Morgan Stanley

Maegen Wallum is a financial advisor at Morgan Stanley with 11 years of industry experience. She has been with Morgan Stanley and Morgan Stanley Private Bank, N.A. since 2015. Wallum holds a Series 66 designation and is based in Rapid City, South Dakota. Morgan Stanley Wealth Management is an SEC-registered investment adviser and broker-dealer serving both individuals and institutional clients. The firm offers a broad range of advisory programs, including tailored financial planning and estate planning strategies, managing approximately $2.74 trillion in client assets.

General estate planning guidance
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Aron M

CFA®, Series 66

Rapid City, SD

Cetera

Aron Martz is a CFA® charterholder affiliated with Cetera, based in Rapid City, SD, with 26 years of industry experience. His prior experience includes 15 years at U.S. Bancorp Investments, Inc. Martz is a board member of the Rapid City Club for Boys Foundation, a charitable organization providing a safe place for boys. Cetera Investment Advisers LLC serves a broad client base including individuals, retirement plans, corporate and charitable clients, and institutions. The firm offers a multi-manager platform with discretionary and non-discretionary portfolio management, financial planning, and access to third-party managers across various program structures.

Wealth management Tax-loss harvesting Retirement plans for business owners (SEP, solo 401k) Business exit / sale strategy Founder/Business Owner Executive
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James C

Series 63, Series 65, Series 66

Rapid City, SD

Cetera

James Cunningham is a financial advisor with Cetera, holding Series 63, 65, and 66 designations and has 25 years of industry experience. His career includes roles at Skyline Wealth Management Advisors and Commonwealth Financial Network, among others. He serves as president and investment committee member of the Rapid City Stevens High School Quarterback Club. Cetera Investment Advisers LLC is an SEC-registered firm serving individual and institutional clients nationwide. The firm offers a range of portfolio management and retirement services through a multi-manager platform, supporting both discretionary and non-discretionary account structures.

Wealth management Tax-loss harvesting Retirement plans for business owners (SEP, solo 401k) Business exit / sale strategy Founder/Business Owner Executive
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Jeffrey G

Series 66

Rapid City, SD

Cetera

Jeffrey Goble is a financial advisor with Cetera, holding a Series 66 designation and seven years of industry experience. Prior to his advisory career, he spent sixteen years with the South Dakota Division of Criminal Investigation. He is also the owner of HG Wealth Management, a financial services business. Cetera Investment Advisers LLC serves a broad range of clients including individuals, retirement plans, corporate and charitable entities, and institutional accounts. The firm offers a multi-manager platform with various portfolio management options, supported by over 10,000 advisors and managing assets exceeding $256 billion.

Wealth management Tax-loss harvesting Retirement plans for business owners (SEP, solo 401k) Business exit / sale strategy Founder/Business Owner Executive
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Kevin W

Series 63, Series 66

Rapid City, SD

Edward Jones

Kevin Wolfe is a financial advisor with Edward Jones in Rapid City, SD, holding Series 63 and Series 66 licenses. He has 23 years of industry experience and has been with Edward Jones since 2002. Edward Jones is a full-service wealth management firm serving more than four million individual and institutional clients. The firm offers a range of advisory strategies and affiliated investment products, operates under a fiduciary standard, and maintains a large advisor and branch network across the United States.

Retirement income strategy General estate planning guidance Multi-generational wealth transfer Wealth management Retired Founder/Business Owner Executive
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Vance N

CFP®, Series 63, Series 66

Rapid City, SD

Raymond James Financial

Vance Newman is a CFP®-certified financial advisor with 21 years of industry experience, currently affiliated with Raymond James Financial. He previously worked at Edward Jones for 12 years before joining Boulder Creek Wealth Advisors and Raymond James Financial Services Advisors Inc. in 2017. Outside of advising, he is involved in several agricultural partnerships and co-owns a baseball training facility for youth in Rapid City, SD. Raymond James Financial Services Advisors, Inc. provides financial planning and investment consulting to a diverse clientele, including individuals, high-net-worth clients, institutions, and charitable organizations. The firm employs tailored, non-discretionary planning and analytical tools to align investment strategies with client goals and supports both advisory programs and institutional portfolio management.

Wealth management Tax strategies for small businesses Business succession planning General estate planning guidance Founder/Business Owner Executive
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Douglas M

Series 63, Series 65

Rapid City, SD

LPL Financial

Douglas Maher is a financial advisor with LPL Financial in Rapid City, SD, holding Series 63 and Series 65 licenses and has 28 years of industry experience. He previously worked at Sagepoint Financial, Inc. for 14 years and has been involved with Bms Financial Advisers and Maher Enterprises Inc. for over 18 and 30 years, respectively. LPL Financial is an SEC-registered investment adviser and broker-dealer serving individuals, retirement plans, financial institutions, corporations, and charitable organizations nationwide. The firm offers a range of advisory programs, financial planning, and retirement consulting services, utilizing both discretionary and non-discretionary management supported by research and model portfolios.

College savings (529s, UTMA, etc.)
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Christopher D

Series 63, Series 66

Rapid City, SD

Edward Jones

Christopher Doyle is a financial advisor at Edward Jones with 23 years of industry experience. He has been with Edward Jones since 2002 and holds Series 63 and Series 66 designations. Outside of his advising role, he serves as President of the Rimrock Heights Road District in Rapid City, SD, overseeing a board responsible for road maintenance. Edward Jones is a full-service wealth management firm serving individual and institutional clients, including high-net-worth households and corporate clients. The firm manages approximately $1.01 trillion in assets through a network of over 23,700 advisors and offers a range of advisory programs and affiliated investment products under a fiduciary standard.

Wealth management Tax-loss harvesting Multi-generational wealth transfer Retired Founder/Business Owner Executive
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Jordan C

Series 66

Rapid City, SD

Morgan Stanley

Jordan Cook is a financial advisor with Morgan Stanley in Rapid City, SD, holding a Series 66 designation and 15 years of industry experience. He has been with Morgan Stanley Private Bank, N.A and Morgan Stanley Smith Barney LLC since 2015. Outside of his advisory role, he serves as a power of attorney and executor in estate-related matters. Morgan Stanley Wealth Management provides a wide range of advisory programs to individual and institutional clients, offering tailored financial planning and managing approximately $2.74 trillion in client assets. The firm’s planning process involves structured discovery and firm-approved tools, supported by investment research and modeling techniques.

General estate planning guidance
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Hugh B

Series 63, Series 65

Rapid City, SD

LPL Financial

Hugh Boyle is a financial advisor with LPL Financial in Rapid City, SD, holding Series 63 and Series 65 licenses and bringing 28 years of industry experience. His prior experience includes 14 years at Sagepoint Financial and a brief tenure at OSAIC. Outside of advising, he is involved with Intergalactic Marketing Inc., a non-investment business entity established in 1995. LPL Financial is an SEC-registered investment adviser and broker-dealer serving a diverse client base, including individuals, retirement plans, and institutions. The firm offers a range of advisory programs and financial planning services, utilizing both discretionary and non-discretionary management supported by research and model portfolios.

College savings (529s, UTMA, etc.)
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Myles H

Series 66

Rapid City, SD

Thrivent Investment Management

Myles Huether is a financial advisor with Thrivent Investment Management in Rapid City, SD, holding a Series 66 designation and 14 years of industry experience. He has been with Thrivent Financial for Lutherans and Thrivent Investment Management since 2011. Outside of his advisory role, he serves on the Golf and Grounds Committee at Arrowhead Country Club. Thrivent Investment Management provides Dedicated Planning Services to individuals, families, businesses, and nonprofit clients through a network of Financial Advisors. The firm focuses on holistic, goal-based planning without providing portfolio management for institutional clients, offering an integrated approach through its WealthPlan program.

Business ownership considerations
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Zoe T

Series 66

Rapid City, SD

Edward Jones

Zoe Tobin is a financial advisor at Edward Jones with a Series 66 designation and two years of industry experience. Her prior roles include positions at RTS Financial and Aberdeen Federal Credit Union. Edward Jones is a full-service wealth management firm serving over four million individual and institutional clients, offering a range of discretionary and non-discretionary investment strategies, affiliated mutual funds, and tax-efficient services. The firm operates under a fiduciary standard and maintains a large national network of advisors and branch offices.

Wealth management Tax-loss harvesting Multi-generational wealth transfer Retired Founder/Business Owner Executive
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Thietje H

CFP®, Series 63, Series 65

Rapid City, SD

Ameriprise

Thietje Hunt is a CFP®-certified financial advisor with 31 years of industry experience, currently affiliated with Ameriprise in Rapid City, SD. Prior to joining Ameriprise in 2020, Hunt held a position at Ameriprise Financial Services, Inc. for 15 years. Outside of financial advising, Hunt has been involved with Thietje Hunt Ministries and a distribution business for over three decades, as well as active with Hillsview Evangelical Free Church. Ameriprise offers a retirement-income planning service designed for individuals approaching or in retirement who meet certain asset thresholds. The firm provides a comprehensive approach combining research, modeling, and tax-efficiency analysis, supported by a centralized consulting team that collaborates with financial advisors to deliver tailored recommendation reports.

Retirement income strategy Income planning Social Security optimization Retirement withdrawal strategies Approaching retirement
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Alison S

Series 66

Rapid City, SD

RBC Capital Markets

Alison Scherr is a financial advisor at RBC Capital Markets with two years of industry experience. She previously worked for 16 years at Kahler Financial Group. Alison serves as a call moderator for HIFON, LLC, a network for financial operations professionals of independent RIAs, where she facilitates discussions on operational best practices. RBC Wealth Management, a division of RBC Capital Markets, serves a diverse client base including individual investors, institutions, and charitable organizations. The firm offers tailored investment programs combining in-house and third-party managers, with features such as tax management and responsible-investing options.

Tax-loss harvesting ESG / Sustainable investing Private / alternative investments Concentrated stock management Wealth management Executive Founder/Business Owner Retired Financial Professional Approaching retirement HENRY (High Earners, Not Rich Yet)
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Thomas P

Series 63, Series 65

Rapid City, SD

Ameriprise

Thomas Pavlik is a financial advisor with Ameriprise in Rapid City, SD, holding Series 63 and Series 65 licenses and bringing 27 years of industry experience. He has been with Ameriprise and its affiliate Ameriprise Financial Services, Inc. since 2005. Outside of his advisory role, Pavlik owns a retail business called High Five 385 and also works with LFP Consulting in a financial advisory capacity. Ameriprise provides retirement-income planning services primarily for clients nearing or in retirement with substantial investable assets, combining research, modeling, and tax-efficiency analysis to deliver customized, non-discretionary recommendations through a centralized consulting team.

Retirement income strategy Income planning Social Security optimization Retirement withdrawal strategies Approaching retirement
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Andrew T

CFP®, Series 63, Series 65

Rapid City, SD

Raymond James Financial

Andrew Thompson is a CFP® professional with 26 years of experience in the financial services industry. He is currently affiliated with Raymond James Financial Services Advisors, Inc. and has prior experience at LPL Financial. Thompson serves on the finance and investment committee for Blessed Sacrament Catholic Church and is an advisory board member of the South Dakota Investment Council. Raymond James Financial Services Advisors, Inc. provides financial planning, investment consulting, and advisory services to individuals, high-net-worth clients, pension plans, corporations, charitable organizations, and institutions. The firm offers tailored non-discretionary planning and employs analytical tools to support client goals, with a focus on technology and regulatory compliance.

Wealth management Tax strategies for small businesses Business succession planning General estate planning guidance Founder/Business Owner Executive
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Jenee N

Series 66

Rapid City, SD

Cetera

Jenee Niehaus is a financial advisor with Cetera in Rapid City, SD, holding a Series 66 designation and five years of industry experience. She has worked with multiple Cetera entities since 2019 and has prior experience at US Bancorp Investments and Financial Consultants of Rapid City. Besides her advisory role, she is involved with Point Wealth Advisors as a client associate. Cetera Investment Advisers LLC serves a diverse client base including individuals, retirement plans, corporate, charitable, and institutional clients. The firm offers a range of portfolio management and financial planning services through a multi-manager platform, supporting both discretionary and non-discretionary strategies.

Wealth management Tax-loss harvesting Retirement plans for business owners (SEP, solo 401k) Business exit / sale strategy Founder/Business Owner Executive
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Jennifer G

Series 66

Rapid City, SD

RBC Capital Markets

Jennifer Greene is a financial advisor at RBC Capital Markets with six years at the firm and two years of industry experience. She previously worked at UBS Financial Services and Sears Holding Corporation. RBC Wealth Management, a division of RBC Capital Markets, serves a diverse client base including individual investors, institutional clients, and corporations. The firm offers a range of advisory programs with discretionary and non-discretionary portfolio management, financial planning, and brokerage services tailored to client risk profiles.

Tax-loss harvesting ESG / Sustainable investing Private / alternative investments Concentrated stock management Wealth management Executive Founder/Business Owner Retired Financial Professional Approaching retirement HENRY (High Earners, Not Rich Yet)
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Peter S

Series 66

Rapid City, SD

Morgan Stanley

Peter Saffell is a financial advisor at Morgan Stanley in Rapid City, SD, holding a Series 66 designation with eight years of industry experience. He worked at All American Roofing & Sales, Inc. from 2016 to 2018 before joining Morgan Stanley, where he has been since 2018. Morgan Stanley Wealth Management is an SEC-registered investment adviser and broker-dealer that serves both individual and institutional clients, offering tailored financial planning and a range of advisory programs. The firm manages approximately $2.74 trillion in client assets and employs a structured planning process supported by firm-approved tools and modeling techniques.

General estate planning guidance
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Taylor S

Series 66

Rapid City, SD

Thrivent Investment Management

Taylor Sperlich is a financial advisor with Thrivent Investment Management based in Rapid City, SD, holding a Series 66 designation and two years of industry experience. His prior work includes roles at Black Hills Corporation, Morgan Stanley, Biotest Pharmaceuticals, and the University of South Dakota. Thrivent Investment Management provides Dedicated Planning Services to individuals, families, businesses, and nonprofit clients through a network of Financial Advisors, offering comprehensive, goal-based planning across various financial topics without including implementation of recommendations.

Business ownership considerations
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