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Timothy H

Series 65

Mokena, IL

Hammond Investment Management, LLC

Timothy Hammond is the sole advisor at Hammond Investment Management, LLC in Mokena, IL. He holds a Series 65 designation and has 28 years of industry experience. He has worked at Wall & Associates since 2000 and has been an investment advisor under his own name since 1997. Hammond Investment Management provides discretionary investment management and consulting services to pension plans, municipal clients, and individual investors. The firm follows a long-term, low-turnover investment philosophy emphasizing diversification and asset allocation, with a particular focus on institutional and state/municipal clients and fixed-income solutions.

Wealth management Income planning Retired
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Scott S

Series 65

Downers Grove, IL

Scherrer Financial Services

Scott Scherrer is a financial advisor at Scherrer Financial Services with 21 years of industry experience. He holds a Series 65 designation and has operated his independent practice since 2004. Scherrer Financial Services provides investment management and financial planning primarily for individual clients. The firm employs a bottom-up, buy-and-hold investment approach tailored to client-specific objectives, incorporating portfolio construction with stocks, bonds, annuities, and CDs, alongside retirement, tax, and estate planning advice.

Annuities Retirement income strategy Income planning
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John M

Series 63, Series 65

Oak Brook, IL

Maguire Asset Management, LLC

John Maguire is the sole advisor at Maguire Asset Management, LLC, an independent firm based in Oak Brook, IL. He holds Series 63 and Series 65 licenses and has 24 years of industry experience. Maguire has been with Maguire Asset Management since 2004, overseeing both portfolio management and pension consulting services. Maguire Asset Management provides portfolio management for individual clients and pension consulting for plan sponsors, including 401(k), profit-sharing, trusts, estates, and charitable organizations. The firm combines fundamental, technical, quantitative, and qualitative analysis with asset allocation, trading strategies, and specialized pension consulting services such as Investment Policy Statement preparation and participant educational workshops.

Options & derivatives strategies Passive / index investing
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Paul T

Series 63, Series 65

Orland Park, IL

TomChaney Investment Services, Inc.

Paul Tomchaney is the principal advisor at TomChaney Investment Services, Inc., an independent firm based in Orland Park, IL. He holds Series 63 and Series 65 licenses and has 27 years of industry experience, including 21 years with his current firm. TomChaney's background includes counseling psychology. TomChaney Investment Services provides discretionary asset and portfolio management to individual and high-net-worth clients, managing approximately $30.7 million across 39 accounts. The firm combines Modern Portfolio Theory with fundamental and technical analysis to create diversified portfolios that include mutual funds, ETFs, equities, fixed income, and options, while accommodating special client situations and restrictions.

Options & derivatives strategies Concentrated stock management Tax-loss harvesting
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Daniel H

Series 66

Downer's Grove, IL

Endeavor Capital Management, LLC

Daniel Henry is a financial advisor at Endeavor Capital Management, LLC with 18 years of industry experience. He holds a Series 66 designation and previously worked at J.P. Morgan Securities from 2007 to 2019 before joining IHT Wealth Management LLC in 2020. Outside of investment management, he is involved in training and onboarding new hires at Vedder Price, PC. Endeavor Capital Management provides discretionary investment management and sub-advisory services to high-net-worth individuals, legal entities, corporations, and other registered investment advisers. The firm employs a combination of fundamental valuation, technical analysis, and dividend-growth assessments to manage concentrated, long-term equity portfolios alongside passive asset allocation strategies.

Active portfolio management Passive / index investing
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Jerry S

Series 63, Series 65

Oak Park, IL

Sjostrom Financial Planning Inc.

Jerry Sjostrom is the principal of Sjostrom Financial Planning Inc. in Oak Park, IL, holding Series 63 and Series 65 licenses with 23 years of industry experience. He has been with Sjostrom Financial Planning since 2002 and also has a long tenure at THE O.N. Equity Sales Company beginning in 1995. Sjostrom Financial Planning Inc. offers comprehensive financial planning and investment advisory services to individual clients, pension and profit-sharing plans, corporations, charities, estates, and trusts. The firm follows a client-specific planning process emphasizing diversified asset allocation and incorporates pension consulting alongside individual wealth management.

College savings (529s, UTMA, etc.) Income planning Retirement plans for business owners (SEP, solo 401k) Founder/Business Owner Retired
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Christine E

Series 63, Series 65

Forest Park, IL

Everett Wealth Solutions, Inc

Christine Everett Frantonius is the principal of Everett Wealth Solutions, Inc., an independent advisory firm. She holds Series 63 and Series 65 licenses and has 25 years of experience in the financial industry. Prior to her current role, she has been affiliated with Abraham & Co., Inc. since 2020 and has managed Everett & Associates, Inc., an insurance brokerage, since 1998. She serves as president and independent insurance agent of Everett & Associates, offering life, disability, long-term care insurance, and fixed annuities. Everett Wealth Solutions provides retirement, financial, estate, and college planning along with discretionary portfolio management for a diverse client base including retirees, professionals, families, and small businesses. The firm follows a documented four-step review process to develop individualized financial plans and model portfolios, managing client accounts primarily through securities available on the client’s custodian platform.

General retirement planning College savings (529s, UTMA, etc.) Cash flow / budgeting Planning for children with special needs Approaching retirement Mid-Career Professionals Established Professionals Parents
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Jeffrey R

CFA®, Series 66

Glen Ellyn, IL

North Forty Investment Advisors LLC

Jeffrey Roberts is a CFA® charterholder and holds a Series 66 license with 25 years of industry experience. He has worked at North Forty Investment Advisors LLC since 2019 and previously spent 13 years at J.P. Morgan Chase Bank, NA. North Forty Investment Advisors LLC serves individual and high-net-worth clients, including IRAs, trusts, foundations, and estates. The firm offers wealth advisory, discretionary and non-discretionary portfolio management, and project-based financial consulting, emphasizing asset allocation and third-party manager selection through tiered service levels.

Wealth management Options & derivatives strategies Concentrated stock management
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Robert M

CFP®, Series 63

Downers Grove, IL

Intuitive Wealth Management, LLC

Robert Mesch is a CFP® with 38 years of industry experience. He is the principal of Intuitive Wealth Management, LLC, an independent advisory firm he has led since 2018, following 17 years at Linsco/Private Ledger Corp operating under the same dba. He is also a licensed insurance agent. Intuitive Wealth Management serves individual clients by providing tailored investment advisory and asset management services, including discretionary and non-discretionary managed accounts. The firm customizes portfolios based on clients’ goals and risk tolerances, employing various strategies and conducting quarterly account reviews directly by the principal.

Annuities
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David O

Series 63, Series 65

Chicago, IL

DCO Capital Management LLC

David Oosterbaan is the founder of DCO Capital Management LLC in Chicago, IL, with 14 years of industry experience. He holds Series 63 and Series 65 licenses and has been self-employed since 2009. Outside of his advisory work, he is a managing member of Jackson Partnership LLC, a private fund, and is involved in private real estate investing and consulting on recruiting and business development. DCO Capital Management provides discretionary portfolio management and financial planning to individuals, trusts, estates, foundations, endowments, pension and profit-sharing plans, and charitable organizations. The firm emphasizes a Buffett-style investment approach focused on fundamental research and long-term growth, constructing individualized portfolios based on client-specific factors.

Wealth management
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Arun S

CFP®, CFA®

Palos Park, IL

Avenue 90

Arun understands the importance of details specific to each client, which includes tax efficiency, a fulfilling retirement, and legacy planning. He also realizes the importance of a client working with a professional on a consistent basis, rather than speaking to a different person each time the client calls an 800 number for support. As some individuals have an affinity for one sport or hobby over another, Arun has a strong affinity for finance. With 10+ years in wealth management, and another several in other industries prior to graduate school, Arun has a strong interest in financial planning and investing. Aside from his practical experience working directly with clients of all ages and backgrounds, Arun has an MBA in Finance from the University of Wisconsin – Madison. In Madison, he honed his technical skills, and then further developed them by obtaining the Chartered Financial Analyst (CFA®) designation, which is considered to be the most rigorous set of exams in the financial industry. Whether looking for a combination of planning and investment management, or just one of those two, Avenue 90 is available to help.

Wealth management General tax planning Business ownership considerations Founder/Business Owner Baby Boomers (Born 1946-1964)
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Veronica C

Series 63, Series 65

Chicago, IL

Cardenas Asset Management, LLC

Veronica Cardenas is the principal of Cardenas Asset Management, LLC, an independent firm based in Chicago. She holds Series 63 and Series 65 licenses and has 25 years of industry experience. Since founding her firm in 2000, she has focused on providing investment management and financial planning services. Cardenas Asset Management serves individuals, high-net-worth clients, trusts, estates, charitable institutions, and corporate entities. The firm emphasizes publicly traded equities, ETFs, mutual funds, and fixed-income instruments, using a long-term, quality-focused investment approach with tax-aware strategies and supports in-kind donations of appreciated securities as part of its planning services.

General retirement planning General tax planning Debt management Active portfolio management Tax-loss harvesting
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Peigen T

CFA®, Series 63, Series 65

Chicago, IL

Taos Investment Advisors, LLC

Peigen Tao is the principal of Taos Investment Advisors, LLC in Chicago, IL, holding the CFA® designation along with Series 63 and Series 65 licenses, and has 28 years of industry experience. He has worked with Purshe Kaplan Sterling Investments and operates several affiliated businesses, including an accounting firm and an insurance agency, where he holds management roles. Tao’s other business activities include serving as president of an insurance agency and partner in an accounting firm. Taos Investment Advisors provides financial planning, consulting, and discretionary asset management primarily to individual and high-net-worth clients, as well as small business owners. The firm employs both fundamental and technical analysis and manages approximately $78.9 million in assets across about 116 client relationships.

Annuities Founder/Business Owner
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Nino L

Series 63, Series 66

Burr Ridge, IL

WealthRidge Investments LLC

Nino Lekarczyk is a financial advisor with WealthRidge Investments LLC and holds Series 63 and Series 66 designations. He has seven years of industry experience, including prior roles at JPMorgan Chase Bank and J.P. Morgan Securities. Outside of advisory work, he owns and leases residential real estate through Taylor and Lake Properties LLC. WealthRidge Investments LLC is an independent firm offering discretionary asset management, financial planning, and consulting services to individuals, high-net-worth clients, and business entities. The firm employs fundamental and cyclical analysis alongside Modern Portfolio Theory in its investment approach and may use sub-advisors while retaining overall client responsibility.

Options & derivatives strategies Wealth management General retirement planning Cash flow / budgeting Tax-loss harvesting Mid-Career Professionals
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Chwei Guang C

Series 63, Series 66

Lisle, IL

Momentum FinTech LLC

Chwei Guang Chiou is a financial advisor at Momentum FinTech LLC with 14 years of industry experience. He holds Series 63 and Series 66 licenses and has worked at Momentum FinTech since 2018, following two years at Ausdal Financial Partners, INC. Outside of his advisory role, Chiou serves in several leadership positions within Taiwanese-American cultural and nonprofit organizations, including Treasurer of the Taiwanese American Chamber of Commerce of Greater Chicago and board member of the Friends of Taiwan Foundation. Momentum FinTech LLC provides discretionary portfolio management and financial planning services to individuals, high-net-worth clients, and charitable organizations. The firm employs a blend of charting, fundamental, and technical analysis across a range of strategies, including long-term holdings and active trading techniques such as short sales and options, managing approximately $7.35 million across 33 client relationships.

Options & derivatives strategies Concentrated stock management College savings (529s, UTMA, etc.) Life insurance needs analysis
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Scott W

CFP®, Series 63, Series 65

Western Springs, IL

Wentsel Wealth Management, LLC

Scott Wentsel is a CERTIFIED FINANCIAL PLANNER™ with nine years of industry experience and the principal advisor at Wentsel Wealth Management, LLC. He has managed his independent advisory firm since 2016 and has been a professor at DePaul University since 2011. Outside of his advisory work, he serves as a trustee for an investment-related advisory firm. Wentsel Wealth Management provides investment management and financial planning to individuals, high-net-worth households, pension and profit-sharing plans, and charitable organizations. The firm uses a low-cost, globally diversified investment approach centered on asset allocation, combining index-oriented ETFs and mutual funds with selective active management and individual securities, and offers institutional services uncommon for a firm of its size.

Cash flow / budgeting College savings (529s, UTMA, etc.) General tax planning
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James K

CFP®, Series 63, Series 65

Burr Ridge, IL

CIC Investment Consultants, LLC

James Krebec is a CFP® professional with 28 years of industry experience, currently serving as the sole advisor at CIC Investment Consultants, LLC since 2003. He holds Series 63 and Series 65 licenses and maintains an Arkansas insurance license, though he spends no meaningful time in the insurance business. CIC Investment Consultants provides investment management and financial planning services to individuals, pension and profit-sharing plans, charitable organizations, and corporate clients. The firm offers discretionary portfolio management, written financial plans, and advisory services on private securities and alternative investments, using a variety of analytical methods and strategies tailored to client goals and risk tolerance.

Private / alternative investments Options & derivatives strategies Executive
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Timothy Q

CFP®, Series 63, Series 65

Orland Park, IL

Quinn Financial Planning, LLC

Timothy Quinn is a CFP® professional with 26 years of experience in financial planning. He is the principal of Quinn Financial Planning, LLC, an independent firm he founded in 2009. In addition to his advisory role, he is a partner at GT Tax & Business Services, LLC, where he provides tax advice, planning, and preparation. Quinn Financial Planning serves individuals, trusts, and qualified retirement plans with discretionary investment management and comprehensive financial planning, including retirement, estate, insurance, college, and tax planning. The firm uses a structured, risk-based asset allocation process and offers limited pension consulting focused on investment planning and asset allocation for small businesses.

Retirement income strategy College savings (529s, UTMA, etc.) Options & derivatives strategies Retired
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Kevin Y

CFP®, CFA®, Series 63, Series 65

Chicago, IL

Yunistone Investment Group, LLC

Kevin Yu is a CFP® and CFA® charterholder with 20 years of experience in financial advisory. He has led Yunistone Investment Group, LLC since its founding in 2009. The firm provides investment advisory and management services to high-net-worth individuals and institutional clients, focusing on long-term, globally diversified, and tax-efficient portfolios using a core-satellite approach that combines passive index and ETF exposures with actively managed funds.

Passive / index investing Active portfolio management Tax-loss harvesting Private / alternative investments
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Edward G

PFS™, Series 65

Orland Park, IL

Personal Financial Management, Inc.

Edward Grudowski is a financial advisor at Personal Financial Management, Inc. in Orland Park, IL, with 27 years of industry experience. He holds the PFS™ designation and Series 65 license and has been with Personal Financial Management, Inc. since 1997. In addition to his advisory role, he operates an independent accounting practice as a Certified Public Accountant. Personal Financial Management, Inc. provides investment advisory services primarily to individuals, trusts, and estates, focusing on personalized portfolio management and limited-scope investment consulting. The firm develops individualized investment policies based on client goals and risk tolerance and employs fundamental, mutual fund/ETF, and technical analysis in portfolio implementation.

Wealth management Passive / index investing Active portfolio management
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