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Tyler H

Series 65

Glen Carbon, IL

CarsonAllaria Wealth Management, LTD.

Tyler Hasty is a financial advisor at CarsonAllaria Wealth Management, LTD. with two years of industry experience. He previously worked at Cardinal Investment Advisors for five years and The Boeing Company for three years. In addition to his advisory role, he is a licensed life and health insurance agent. CarsonAllaria Wealth Management is a registered investment adviser serving individuals, high-net-worth clients, trusts, estates, corporations, and retirement plans. The firm manages approximately $791.8 million using a quantitative investment approach and offers a combination of discretionary wealth management and ERISA fiduciary services.

Retirement plans for business owners (SEP, solo 401k) Business exit / sale strategy College savings (529s, UTMA, etc.) Founder/Business Owner Retired Executive
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Christopher C

Series 63, Series 65

Glen Carbon, IL

Integrity Investment Advisors, LLC

Christopher Cottone is a financial advisor with Integrity Investment Advisors, LLC in Glen Carbon, IL, holding Series 63 and Series 65 licenses and bringing 23 years of industry experience. His prior work includes roles at LPL Financial LLC and National Planning Corporation. Outside of his advisory work, he is a commissioned notary in Missouri. Integrity Investment Advisors is a three-advisor registered investment adviser managing approximately $57.4 million in assets for individuals, families, trusts, nonprofits, pensions, and businesses. The firm offers in-house financial planning and portfolio management, employing a process that begins with a written financial plan and emphasizes diversification, cost control, and tax efficiency.

Multi-generational wealth transfer
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Jon P

Series 63, Series 65

East Alton, IL

Genesis Wealth Management

Jon Payne is a financial advisor at Genesis Wealth Management with 40 years of industry experience. He holds Series 63 and Series 65 licenses and has worked with several entities including Genesis Financial Group Inc. since 1999 and Gradient Securities, LLC from 2011 to 2016. Payne also serves on the Macoupin County Board. Genesis Wealth Management provides personalized financial planning and investment management to individuals, trusts, estates, charitable organizations, and retirement plans. The firm manages approximately $54.5 million for around 377 clients and offers tailored portfolios using platforms such as Envestnet, SEI, and Morningstar, as well as specialized services for veterans and long-term care planning.

General retirement planning Long-term care insurance Tax-loss harvesting Retirement plans for business owners (SEP, solo 401k) Retired
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Timothy D

Series 65

O'Fallon, IL

FRA Wealth Management LLC

Timothy Dew is a financial advisor with FRA Wealth Management LLC, holding a Series 65 designation and four years of industry experience. Prior to joining FRA Wealth Management in 2022, he worked for eight years at Logistic Resource Solutions. FRA Wealth Management provides investment advisory and financial planning services to individuals, corporations, and trusts, utilizing an open-architecture investment model that combines passive and active managers and addresses a variety of financial planning needs including retirement and estate planning. The firm manages a large client base with a small advisory team and offers both discretionary and non-discretionary portfolio management.

Private / alternative investments Wealth management
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Blake W

Series 65

Edwardsville, IL

Slagle Financial, LLC

Blake Williams is a financial advisor at Slagle Financial, LLC with three years of industry experience. He holds a Series 65 designation. Prior to joining Slagle Financial, he worked at Coldwell Banker Brown for one year and spent sixteen years in other roles not specified. Slagle Financial provides investment supervisory services and financial planning to individuals, families, and business clients. The firm uses a globally diversified investment approach based on modern portfolio theory, emphasizing index mutual funds and ETFs, and offers both internal portfolio management and recommendations of third-party managers with ongoing oversight.

General retirement planning Income planning Wealth management
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Robert B

CFP®, Series 65

St. Louis, MO

KEB Wealth Advisors

Robert Barrale is a CFP® and Series 65-designated advisor with nine years of industry experience. He has been with KEB Wealth Advisors since 2014 and previously worked at Mastercard Worldwide for 23 years. KEB Wealth Advisors is a multi-advisor firm managing approximately $1.27 billion for around 662 clients, offering investment management, financial planning, and employee benefit services to individuals, trusts, corporations, and not-for-profits. The firm employs an evidence-based, long-term investment approach incorporating Modern Portfolio Theory and coordination with an affiliated accounting firm for integrated tax and estate planning.

Wealth management Passive / index investing Tax-loss harvesting General estate planning guidance College savings (529s, UTMA, etc.)
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Grant G

CFP®

St. Louis, MO

Dew Wealth Management

Grant Giardino is a CFP® professional at Dew Wealth Management with four years of industry experience. He previously worked at Plancorp, SABATKA & CO., and has held roles at Kansas State University and Lombardo & Sons. Dew Wealth Management serves individuals and high-net-worth clients, including business owners, pension plans, and charitable organizations, offering various wealth services from family office assessments to retirement plan consulting. The firm combines financial planning with investment management and coordination of outside professionals, utilizing both discretionary and non-discretionary approaches and employing tools such as direct indexing and data aggregation.

Business ownership considerations Business Financial Management Tax strategies for small businesses Business exit / sale strategy Founder/Business Owner
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Robert F

Series 63, Series 65

Lebanon, IL

Markowski Investments

Robert Freshour is a financial advisor at Markowski Investments with 17 years of industry experience. He has previously worked at Freshour Financial, Wealth Quest Planning, and Wedgewood Partners, Inc., where he has been associated since 1991. Markowski Investments provides personal financial planning and discretionary portfolio management to individuals, families, trusts, estates, fiduciaries, charitable organizations, small businesses, and retirement plans. The firm manages approximately $473.9 million in client assets and employs a combination of strategic asset allocation with tactical overlays in its investment approach.

Active portfolio management Options & derivatives strategies Founder/Business Owner
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Michael N

Series 66

O'Fallon, IL

FRA Wealth Management LLC

Michael Nichols is a financial advisor with FRA Wealth Management LLC in O'Fallon, Illinois, holding a Series 66 designation and eight years of industry experience. His work history includes roles at Mutual of America, The Prudential Insurance Company of America, Pruco Securities, LLC, and Wells Fargo Clearing Services LLC. Prior to his financial career, he had employment at The Sliced Pint and 54th Street Bar and Grill. FRA Wealth Management provides investment advisory and financial planning services to individuals, corporations, and trusts, with a focus on portfolio management and comprehensive financial planning. The firm uses an open-architecture investment model that integrates passive and active managers and offers access to trust and insurance products through affiliated companies.

Private / alternative investments Wealth management
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Michelle Z

Series 65

East Alton, IL

Genesis Wealth Management

Michelle Zimmer is a financial advisor at Genesis Wealth Management with a Series 65 designation and over 18 years of professional experience, primarily gained at United Community Bank. She has been with Genesis Wealth Management Group since 2026 and previously with Genesis Financial Group. Genesis Wealth Management provides personalized financial planning and investment management services to individuals, trusts, estates, charitable organizations, and retirement plans. The firm manages approximately $54.5 million for 377 clients across five advisors, offering tailored portfolios and both discretionary and non-discretionary services.

General retirement planning Long-term care insurance Tax-loss harvesting Retirement plans for business owners (SEP, solo 401k) Retired
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Christopher D

Series 65

Edwardsville, IL

Slagle Financial, LLC

Christopher Dorsey is a financial advisor at Slagle Financial, LLC with 14 years of industry experience. He holds a Series 65 designation and has been with Slagle Financial and Peak Insurance Agency since 2011. In addition to his advisory role, Dorsey is an insurance agent for Peak Insurance Agency. Slagle Financial provides investment supervisory services and financial planning to individuals, families, and businesses, tailoring strategies to clients’ goals and risk tolerance. The firm uses a globally diversified investment approach with an emphasis on index mutual funds and ETFs, and it operates ten offices across multiple locations.

General retirement planning Income planning Wealth management
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Michael W

CFP®, Series 66

Glen Carbon, IL

CarsonAllaria Wealth Management, LTD.

Michael Wiedner is a CFP® and holds a Series 66 license with 12 years of industry experience. He currently serves at CarsonAllaria Wealth Management, LTD. and has prior experience with Purshe Kaplan Sterling Investments, Edward Jones, Merrill Lynch, and CBS Corporation. Wiedner also acts as a FINRA dispute resolution arbitrator. CarsonAllaria Wealth Management is a registered investment adviser serving individuals, trusts, estates, corporations, and retirement plan sponsors. The firm manages approximately $792 million on a discretionary basis, employing quantitative optimization and risk/return analysis to guide portfolios that include equities, ETFs, mutual funds, cash, and fixed income. The six-advisor team integrates traditional wealth management with ERISA fiduciary services for employer plans.

Retirement plans for business owners (SEP, solo 401k) Business exit / sale strategy College savings (529s, UTMA, etc.) Founder/Business Owner Retired Executive
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Reid M

Series 63, Series 65

East Alton, IL

Genesis Wealth Management

Reid Mortensen is a financial advisor with Genesis Wealth Management who holds Series 63 and Series 65 licenses and has 15 years of industry experience. He has been affiliated with Genesis Wealth Management Group, LLC since 2011 and also operates as an independent insurance agent, dedicating a significant portion of his time to Genesis Insurance & Financial Advisors, LLC. Genesis Wealth Management provides personalized financial planning and investment management services to individuals, trusts, estates, charitable organizations, and retirement plans, managing approximately $54.5 million for around 377 clients. The firm customizes portfolios based on client goals and risk tolerance and offers both discretionary and non-discretionary services while coordinating with outside professionals as needed.

General retirement planning Long-term care insurance Tax-loss harvesting Retirement plans for business owners (SEP, solo 401k) Retired
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Christopher H

Series 66, Series 65

Saint Louis, MO

Coho Advisory Services, LLC

Christopher Harsley is a financial advisor at Coho Advisory Services, LLC with 14 years of industry experience. He holds Series 65 and Series 66 credentials and has worked previously at firms including AXA Equitable and Mutual of Omaha Investment Services. Outside of his advisory work, he is involved in insurance sales and serves as a substitute teacher. Coho Advisory Services manages approximately $52 million for individual and high-net-worth clients, offering portfolio management, financial planning, and retirement-plan consulting. The firm uses a core passive investment approach with tactical active adjustments and primarily manages assets on a non-discretionary basis through co-advisory relationships with third-party managers.

General estate planning guidance Cash flow / budgeting Debt management College savings (529s, UTMA, etc.) Founder/Business Owner Retired
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Nicholas W

Series 65

Edwardsville, IL

Slagle Financial, LLC

Nicholas Webb is a financial advisor at Slagle Financial, LLC with 11 years of industry experience. He holds the Series 65 designation and has been with Slagle Financial since 2013. Slagle Financial provides investment supervisory services and financial planning to individuals, families, and businesses, tailoring engagement terms and investment policy statements to client goals, time horizons, and risk tolerance. The firm emphasizes globally diversified portfolios based on modern portfolio theory, using fundamental security analysis and a preference for index mutual funds and ETFs, alongside oversight of third-party managers and regular client account reviews.

General retirement planning Income planning Wealth management
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Aaron K

Series 65

Edwardsville, IL

Slagle Financial, LLC

Aaron Keune is a financial advisor at Slagle Financial, LLC with one year of industry experience. He holds a Series 65 designation and has been with Slagle Financial since 2023. Slagle Financial provides investment supervisory services and financial planning to individuals, families, and businesses, tailoring strategies to clients’ goals, time horizons, and risk tolerance. The firm emphasizes globally diversified portfolios using fundamental analysis and prefers index mutual funds and ETFs for internal management, while also selecting and monitoring third-party managers.

General retirement planning Income planning Wealth management
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Robert S

Series 65

Edwardsville, IL

Slagle Financial, LLC

Robert Sims is a financial advisor with Slagle Financial, LLC in Edwardsville, IL, holding a Series 65 designation and seven years of industry experience. He has been with Slagle Financial since 2018 and previously worked at Grojean Insurance Agency from 2012 to 2018. In addition to his advisory role, Sims serves as an independent contractor property and casualty insurance producer. Slagle Financial provides investment supervisory services and financial planning to individuals, families, and businesses, tailoring strategies to clients’ goals, time horizons, and risk tolerances. The firm emphasizes globally diversified portfolios aligned with modern portfolio theory and uses a combination of internal management and third-party managers, conducting regular monitoring and reviews of client accounts.

General retirement planning Income planning Wealth management
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Jennifer C

ChFC®, Series 63, Series 66

St Louis, MO

Vestia Personal Wealth Advisors

Jennifer Chatfield is a financial advisor with Vestia Personal Wealth Advisors in St. Louis, MO, holding the ChFC® designation along with Series 63 and Series 66 licenses. She has 20 years of industry experience, including prior roles at Larson Financial Securities, LLC and Larson Financial Group, LLC. Chatfield is also a registered representative with Ausdal Financial Partners. Vestia Personal Wealth Advisors serves individual and high-net-worth clients, as well as retirement plan sponsors, providing comprehensive financial planning, portfolio management, business consulting, and educational workshops. The firm employs an evidence-based investment approach that incorporates multiple management platforms, alternative investments, and private capital solutions.

Private / alternative investments Business exit / sale strategy Tax-loss harvesting Founder/Business Owner Doctor or Medical Professional Executive
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Chad T

Series 65

Edwardsville, IL

Slagle Financial, LLC

Chad Tobin is a financial advisor at Slagle Financial, LLC with 18 years of industry experience. He holds a Series 65 designation and has been with Slagle Financial since 2009. Tobin also works with Illinois Benefit Services, Inc. and is an independent life and health insurance agent. Slagle Financial provides investment supervisory services and financial planning to individuals, families, and businesses, tailoring strategies to client goals, time horizons, and risk tolerances. The firm employs a globally diversified investment approach focused on fundamental security analysis and uses index mutual funds and ETFs, alongside third-party manager selection and ongoing portfolio monitoring.

General retirement planning Income planning Wealth management
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Scott I

CFP®, ChFC®, Series 63

St. Louis, MO

Claris Advisors, LLC

Scott Iverson is a CFP® and ChFC® with 10 years of industry experience. He has been with Claris Advisors, LLC since 2015. Claris Advisors provides investment management, retirement-plan advisory, financial planning, consulting, and successor-trustee services to individuals, trusts, charitable organizations, businesses, and qualified retirement plans. The firm employs a Modern Portfolio Theory-based, buy-and-hold asset allocation strategy using primarily passive mutual funds and collaborates with third-party sub-advisers for specialized mandates.

Passive / index investing Business exit / sale strategy College savings (529s, UTMA, etc.) Founder/Business Owner Retired
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