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Caleb R

Series 65

Lawrence, KS

Mattern Wealth Management LLC

Caleb Regan is a financial advisor at Mattern Wealth Management LLC with a Series 65 credential and one year of industry experience. Prior to joining Mattern Wealth Management, he worked at KU Endowment Association for four years, Corpus Christi Catholic Church for four years, and Ogden Publications, Inc. for ten years. Mattern Wealth Management provides fee-only investment and wealth management services, financial planning, and consulting to individuals, families, trusts, businesses, and retirement plans. The firm combines active and passive strategies, employs portfolio allocation software, and offers ongoing monitoring to align investments with clients’ risk tolerance and cash-flow needs.

Wealth management Tax-loss harvesting Retirement plans for business owners (SEP, solo 401k) Charitable giving & philanthropy Founder/Business Owner Executive
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Ashton R

Series 65

Topeka, KS

Endeavor Private Wealth, Inc.

Ashton Rake is a financial advisor at Endeavor Private Wealth, Inc. in Topeka, KS, holding a Series 65 credential. He has one year of industry experience, having joined Endeavor Private Wealth in 2026 after roles at several other companies including Northwestern Mutual and Walgreens. Endeavor Private Wealth serves individuals, high-net-worth clients, trusts, businesses, and retirement plan sponsors, managing approximately $595 million across discretionary and non-discretionary accounts with a team of ten advisors. The firm employs a mix of active and passive investment strategies and provides services including wealth management, financial planning, fiduciary support, and access to alternative investments.

Private / alternative investments Tax-loss harvesting Concentrated stock management Options & derivatives strategies Income planning Founder/Business Owner
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Thomas M

Series 63, Series 65

Topeka, KS

Stirlingshire Investments

Thomas Munker is a financial advisor at Stirlingshire Investments in Topeka, KS, with 29 years of industry experience. He holds Series 63 and Series 65 credentials and previously worked for Client One Securities, LLC for ten years. Outside of advisory work, he is involved in insurance sales, focusing on life, health, variable contracts, and long-term care insurance under Munker Financial. Stirlingshire Investments serves individuals, trusts, and other entities with discretionary portfolio management, financial planning, and IRA rollover advice, offering access to a wide range of investment instruments tailored to client profiles. The firm employs multiple analytical approaches to portfolio construction and manages most accounts on a discretionary basis, with a distinctive operational structure that includes affiliation with a broker-dealer and a large office network.

Active portfolio management Options & derivatives strategies Private / alternative investments Annuities
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Alexander H

Series 65

Topeka, KS

Carlson Financial

Alexander Hammersley is a financial advisor at Carlson Financial with a Series 65 designation and three years of industry experience. His prior roles include positions at UHY Advisors MO, Inc., BDO USA, LLP, The College of William & Mary, and Christopher Newport University. Carlson Financial serves pre-retirees and retirees as well as individual, trust, small business, family office, and endowment clients, providing comprehensive financial planning and ongoing investment advisory services. The firm uses a cash-flow-based planning process and discretionary portfolios focused on equities and ETFs, with investment decisions managed by a dedicated team employing various analytical techniques.

General retirement planning Income planning Wealth management Retired Approaching retirement
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Zachary P

CFP®, Series 66

Topeka, KS

Clayton Wealth Partners

Zachary Pohlenz is a CFP® and holds a Series 66 license with seven years of industry experience. He is currently with Clayton Wealth Partners, where he has worked since 2020, following prior roles including Ameriprise Financial Services. He has also been involved in non-financial work at Radina's Coffeehouse. Clayton Wealth Partners is a fee-only, SEC-registered adviser serving individuals, families, and institutional clients. The firm offers wealth management, retirement plan advisory, and trust investment services, employing discretionary management through model portfolios that include sustainable options, with a focus on long-term holding and active monitoring.

ESG / Sustainable investing Wealth management College savings (529s, UTMA, etc.) Founder/Business Owner Retired Young Professionals Mid-Career Professionals
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Ronan S

CFP®, Series 65

Lawrence, KS

Rademacher Financial, Inc.

Ronan Sramek is a CFP® and Series 65-licensed advisor at Rademacher Financial, Inc. with one year of industry experience. Prior to joining Rademacher Financial, he worked at Equity Bank from 2014 to 2024. He is also a licensed independent insurance agent in Lawrence, KS. Rademacher Financial, Inc. serves individuals, trusts, charitable organizations, corporations, insurance companies, and retirement plan participants, providing discretionary portfolio management, financial planning, and retirement plan consulting. The firm emphasizes individualized, typically discretionary investment strategies and has a notable focus on retirement-plan consulting and participant education.

Business succession planning Long-term care insurance Disability insurance Retirement plans for business owners (SEP, solo 401k) Annuities Founder/Business Owner Retired
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Soren K

Series 65

Topeka, KS

Endeavor Private Wealth, Inc.

Soren Knapic is a financial advisor at Endeavor Private Wealth, Inc. in Topeka, KS, holding a Series 65 designation. He has been with Endeavor Private Wealth since 2021 and previously worked at DST / SS&C Technologies and Kansas State University. Endeavor Private Wealth provides investment management, financial planning, and retirement-plan advisory services to a diverse client base including individuals, high-net-worth clients, families, pension and profit-sharing plans, trusts, estates, charitable institutions, and businesses. The firm employs tax-aware, risk-adjusted asset allocations with a combination of active and passive strategies and offers both wrap fee programs and separately managed account platforms.

Private / alternative investments Tax-loss harvesting Concentrated stock management Options & derivatives strategies Income planning Founder/Business Owner
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Brady F

Series 66

Topeka, KS

Endeavor Private Wealth, Inc.

Brady Franklin is a financial advisor with Endeavor Private Wealth, Inc. in Topeka, KS. He holds a Series 66 designation and has 10 years of industry experience, including five years at Wells Fargo Clearing prior to joining Endeavor in 2021. Endeavor Private Wealth serves individuals, high-net-worth clients, trusts, businesses, and retirement plan sponsors, managing approximately $595 million through a team of 11 advisors. The firm employs risk-adjusted, tax-aware asset allocations using a combination of active and passive strategies, leveraging both in-house management and independent managers to deliver investment and wealth management services.

Private / alternative investments Tax-loss harvesting Concentrated stock management Options & derivatives strategies Income planning Founder/Business Owner
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Leasa H

ChFC®, Series 63

Topeka, KS

OFG Financial Services, Inc.

Leasa Huffman is a ChFC® and Series 63 licensed advisor with OFG Financial Services, Inc., where she has worked since 2002. She has 39 years of industry experience. Outside of her advisory role, she is involved in selling essential oils through doTerra. OFG Financial Services provides investment advisory and planning services to individuals and corporations, managing approximately $270 million in assets across 843 client relationships. The firm emphasizes fundamental analysis to build portfolios primarily with no-load mutual funds and listed securities, offering non-discretionary management and documented client objectives.

General retirement planning General tax planning Wealth management Retirement plans for business owners (SEP, solo 401k)
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Elizabeth Y

CFP®

Topeka, KS

Clayton Wealth Partners

Elizabeth Young is a CFP® professional with 16 years of industry experience. She has been with Clayton Financial Services, Inc. since 2005, continuing with the firm through its current iteration as Clayton Wealth Partners. Clayton Wealth Partners serves individuals and families, including high-net-worth clients and younger professionals, as well as trusts, estates, foundations, endowments, and employer retirement plans. The firm offers wealth management services combining discretionary asset management, comprehensive financial planning, and retirement-plan advisory support, using model portfolios that range from Aggressive to Conservative and include sustainable/ESG-aligned options.

ESG / Sustainable investing Wealth management College savings (529s, UTMA, etc.) Founder/Business Owner Retired Young Professionals Mid-Career Professionals
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Chris D

Series 63, Series 65

Topeka, KS

OFG Financial Services, Inc.

Chris Davenport is a financial advisor at OFG Financial Services, Inc. with one year of industry experience. He previously worked at Heartland Business Capital for six years and GN Bank for four years. Outside of his advisory role, he owns two investment LLCs related to long-term and short-term rental properties. OFG Financial Services is an SEC-registered multi-advisor firm serving individuals and corporate clients with approximately $271 million in assets under management. The firm employs fundamental analysis to construct portfolios primarily emphasizing no-load mutual funds and offers written financial planning and consulting services on a non-discretionary basis.

General retirement planning General tax planning Wealth management Retirement plans for business owners (SEP, solo 401k)
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Zebadiah E

Series 65

Topeka, KS

Retirewise Tax and Wealth Advisors, Inc.

Zebadiah Elliott is a financial advisor at RetireWise Tax and Wealth Advisors, Inc. He holds a Series 65 designation and has one year of industry experience. Prior to joining RetireWise, he worked at Bettis Asphalt & Construction, Inc. and Sink, Gordon & Associates LLP. RetireWise Tax and Wealth Advisors, Inc. provides discretionary portfolio management and investment advisory services primarily to individual and high-net-worth clients. The firm structures client portfolios across “Now,” “Soon,” and “Later” segments using distinct strategies for each and integrates tax considerations into its planning.

Income planning Annuities Retirement income strategy Cash flow / budgeting Approaching retirement Retired
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Todd P

Series 66

Topeka, KS

OFG Financial Services, Inc.

Todd Payne is a financial advisor at OFG Financial Services, Inc. in Topeka, KS, with 17 years of industry experience. He holds the Series 66 designation and has been with OFG Financial Services since 2008. OFG Financial Services provides investment advisory and planning services to individuals and corporations, managing approximately $270 million in assets for about 843 client relationships. The firm employs fundamental analysis to build portfolios primarily consisting of no-load mutual funds and listed securities, offering non-discretionary management and documented client objectives before recommendations.

General retirement planning General tax planning Wealth management Retirement plans for business owners (SEP, solo 401k)
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James S

Series 63, Series 65

Topeka, KS

OFG Financial Services, Inc.

James Sather is a financial advisor at OFG Financial Services, Inc. with 25 years of industry experience. He has been with OFG Financial Services since 2000 and holds Series 63 and Series 65 licenses. His other business activities include retirement planning and selling mutual funds and variable annuities through SEK Investments, LLC. OFG Financial Services provides investment advisory and planning services to individuals and corporations, managing about $270 million in assets across 843 client relationships. The firm emphasizes fundamental analysis to build portfolios primarily consisting of no-load mutual funds and listed securities, managing client accounts on a non-discretionary basis.

General retirement planning General tax planning Wealth management Retirement plans for business owners (SEP, solo 401k)
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Paul S

Series 63, Series 66

Topeka, KS

Chief Advisors Corp

Paul Swank is a financial advisor with Chief Advisors Corp in Topeka, KS, holding Series 63 and Series 66 registrations and 29 years of industry experience. He has worked at American Global Wealth Management since 2026 and has over a decade of experience with Chief Advisors Corporation and First Asset Financial Inc. Outside of advisory roles, Swank serves as an independent insurance agent and is involved in officiating high school volleyball and basketball games. He also holds nonprofit and community roles, including CFO of the Koenitzer-Sayles Foundation and board member of the Topeka Festival Singers. Chief Advisors Corp is a fee-based registered investment adviser that serves individuals, trusts, retirement accounts, estates, corporations, and nonprofit organizations. The firm manages portfolios on a discretionary basis using fundamental, technical, and behavioral analysis, operating through a small team across multiple offices.

General retirement planning
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Kathleen H

CFP®, Series 66

Topeka, KS

Endeavor Private Wealth, Inc.

Kathleen Heit is a CFP® and Series 66-licensed financial advisor with 14 years of industry experience. She currently works at Endeavor Private Wealth, Inc. and previously held roles at Bowersock Capital, US Bank, and Clayton Wealth Partners. Outside of her advisory work, she serves as a trustee on the board of directors for Topeka Collegiate School and owns a family-operated business called Reaching New Heits, LLC, which provides fruit smoothies and juices. Endeavor Private Wealth, Inc. is a team-based firm offering investment management, financial planning, and retirement-plan advisory services to individuals, families, institutions, and businesses. The firm employs a tax-aware, risk-adjusted approach using a blend of active and passive strategies across various asset classes and manages both wrap fee programs and separately managed accounts.

Private / alternative investments Tax-loss harvesting Concentrated stock management Options & derivatives strategies Income planning Founder/Business Owner
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Richard H

Series 63, Series 65

Topeka, KS

OFG Financial Services, Inc.

Richard Higgs Jr. is a financial advisor with OFG Financial Services, Inc. in Topeka, Kansas, holding Series 63 and Series 65 licenses and bringing 40 years of industry experience. He has been with OFG Financial Services since 1993. Outside of advising, he serves as a board member of Wabunsee Pines Golf Course and is president and owner of Higgs Financial Services, which focuses on insurance sales including life, group, LTC, health, and fixed annuities. OFG Financial Services provides investment advisory and planning services to individuals and corporations through a team of 37 advisors managing approximately $270 million in assets. The firm employs fundamental analysis to build portfolios emphasizing no-load mutual funds and listed securities, managing accounts on a non-discretionary basis and documenting client objectives prior to implementing recommendations.

General retirement planning General tax planning Wealth management Retirement plans for business owners (SEP, solo 401k)
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Gabriel D

CFP®, Series 63, Series 65

Lawrence, KS

Rademacher Financial, Inc.

Gabriel D'angelo is a CFP® professional with two years of experience in financial advising, currently with Rademacher Financial, Inc. He previously worked at Strategic Wealth Advisors Group, Inc. and Charles Schwab & Co., Inc. In addition to his advisory role, Gabriel is a licensed independent insurance agent. Rademacher Financial, Inc. serves individuals, trusts, charitable organizations, corporations, and retirement plan participants, offering discretionary portfolio management, financial planning, and retirement-plan consulting. The firm provides tailored investment advice and emphasizes retirement-plan services, including participant education and fiduciary guidance for state and municipal government clients.

Business succession planning Long-term care insurance Disability insurance Retirement plans for business owners (SEP, solo 401k) Annuities Founder/Business Owner Retired
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Tyler M

Series 63, Series 65

Topeka, KS

OFG Financial Services, Inc.

Tyler Mcmaster is a financial advisor at OFG Financial Services, Inc. in Topeka, KS, with 30 years of industry experience. He holds Series 63 and Series 65 licenses and has been with OFG Financial Services since 2015. Outside of his advisory role, he works as a contracted football official for K-12 games. OFG Financial Services provides investment advisory and planning services to individuals and corporations, managing approximately $270 million in assets across 843 client relationships. The firm employs fundamental analysis to construct portfolios primarily composed of no-load mutual funds and listed securities, offering non-discretionary advice tailored to client objectives.

General retirement planning General tax planning Wealth management Retirement plans for business owners (SEP, solo 401k)
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Rachel R

Series 66

Lawrence, KS

Rademacher Financial, Inc.

Rachel Rademacher is a financial advisor at Rademacher Financial, Inc. with 18 years of industry experience. She holds a Series 66 designation and has worked at Raymond James Financial Services, Inc. for 15 years and been involved with Rademacher Financial since 1999. Outside of finance, she is also a glass artist. Rademacher Financial serves individuals, trusts, charitable organizations, corporations, and retirement plan participants, providing discretionary portfolio management, financial planning, and retirement plan consulting. The firm emphasizes tailored investment advice and has a notable focus on retirement-plan services with ERISA/IRC fiduciary status.

Business succession planning Long-term care insurance Disability insurance Retirement plans for business owners (SEP, solo 401k) Annuities Founder/Business Owner Retired
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