Richard Giffin is a financial advisor with Amuni Financial, Inc. in Little Rock, Arkansas, holding Series 63 and Series 65 licenses and bringing 36 years of industry experience. He has been with American Municipal Securities, Inc. since 1993. Amuni Financial, Inc. provides portfolio management and advisory services to individuals, high-net-worth clients, trusts, estates, and charitable organizations. The firm employs a fundamental, long-term investment approach and manages approximately $159.7 million in regulatory assets through a team of 11 advisors.

R Iley Jones is a financial advisor at Legacy Capital Wealth Partners, LLC with a Series 65 credential and one year of industry experience. Prior to joining Legacy Capital, Jones worked at Alterra and the University of Arkansas, among other roles. Outside of financial services, Jones has experience in the golf industry through Northshore Golf Range. Legacy Capital Wealth Partners, LLC provides holistic financial planning and both discretionary and non-discretionary investment management to a diverse client base, including individuals, families, and institutions. The firm employs a planning-driven approach with diversified portfolios and integrates ongoing monitoring and reporting.

Cory Johnson is a financial advisor with RetirePath Wealth, LLC in Little Rock, AR, holding Series 65 and Series 66 designations with seven years of industry experience. Prior to joining RetirePath Wealth in 2026, he worked in mortgage lending and real estate, including roles at Valor Home Loans and Trail Run Realty. Cory is also associated with Devereux Group as of 2025. RetirePath Wealth serves individual and high-net-worth clients with portfolio management, financial planning, and consulting. The firm employs both discretionary and non-discretionary advisory programs, using model portfolios and third-party sub-advisors, and manages a multimillion-dollar asset base with a small team.

William Mcmillan is a financial advisor at TMB Capital Partners, LLC with 25 years of industry experience. He holds a Series 66 designation and previously worked at Raymond James & Associates, Inc. for 12 years. Outside of advising, he is a licensed insurance agent involved in insurance sales and implementation. TMB Capital Partners provides discretionary wealth management and financial planning services to individuals, high net worth clients, trusts, estates, businesses, and retirement plans. The firm uses a fundamental-analysis framework and primarily constructs portfolios using model portfolios of ETFs, mutual funds, and individual stocks, with discretionary management and access to institutional research and technology.

John Broadwater Jr. is a CFP® with 27 years of industry experience and has been with The Arkansas Financial Group, Inc. in Little Rock, AR for 17 years. Prior to joining the firm, he worked at the University of Arkansas for Medical Sciences for over three decades. The Arkansas Financial Group provides fee-based wealth management and financial planning services to individuals—including high-net-worth clients—as well as pension and profit-sharing plans, trusts, estates, charitable organizations, and business entities. The firm employs an investment approach grounded in Modern Portfolio Theory and Behavioral Finance, using portfolio-optimization software to tailor asset allocations to clients’ loss tolerance and investment policy statements.

Adams Pryor is a CFP® professional with one year of experience currently working at Bass and Bell, Inc. He previously worked at Empire Trust Inc. for three years and has held various roles including positions at the Sixth Judicial District of Arkansas and the UN World Food Programme. Bass and Bell, Inc. serves individuals, corporations, foundations, and retirement plans by offering discretionary and non-discretionary portfolio management alongside integrated financial planning and retirement plan consulting. The firm employs a range of investment strategies including ETFs, mutual funds, equities, fixed income, and active techniques supported by multiple analytical approaches.

Harriet Bynum is a financial advisor with Castleview Partners, LLC, holding Series 63 and 65 licenses and bringing 27 years of industry experience. She has worked with Hornor, Townsend & Kent, Inc., Argenta Wealth Management, Bynum Investment Service, and John Hancock Mutual Life Insurance Company. Outside of advising, she is involved in insurance sales on a limited basis. Castleview Partners provides investment advisory and financial planning services to individuals, corporations, non-profits, and retirement plans, with offerings including discretionary portfolio management, third-party money manager access, model-based accounts, and wrap-style programs. The firm supports a range of strategies implemented through internal models and external holdings, utilizing its aiAlpha platform for model delivery and trading operations.

Deborah Neumann is a financial advisor at Bass and Bell, Inc. with 40 years of industry experience. She holds Series 63 and Series 65 licenses and has worked previously at Kroger and Raymond James & Associates. She has been with Bass and Bell since 2019. Bass and Bell, Inc. serves individuals, corporations, foundations, and retirement plans, managing approximately $874.6 million across about 295 client relationships. The firm provides portfolio management and financial planning services using a personalized approach that combines strategic asset allocation with active investment tools.

Anderson Bass is a Series 65-licensed advisor with Bass and Bell, Inc. in Little Rock, AR, bringing three years of industry experience. His prior work includes roles at Unilever and J.B. Hunt Transport Inc. Bass and Bell serves individuals, including high net worth clients, as well as corporations, foundations, retirement plans, and plan participants. The firm provides both discretionary and non-discretionary portfolio management alongside integrated financial planning, employing a range of investment strategies supported by fundamental, quantitative, and technical analysis.

Joshua Putnam is a financial advisor at Legacy Capital Wealth Partners, LLC with 25 years of industry experience. He holds a Series 66 designation and previously spent 20 years at Sundvold Financial. Outside of his advisory role, he is a licensed insurance agent and owns The Putnam Group, an entity for collecting residual commissions from insurance policy sales. Legacy Capital Wealth Partners offers holistic financial planning and investment management services to individuals, families, and various institutions. The firm employs a client-specific, planning-driven approach and manages approximately $1.52 billion in assets through a 16-advisor team.

Timothy Coon is a Series 65-licensed advisor at Financial Management, Inc. with over 19 years of industry experience. He previously worked for Forest Hill Capital, LLC from 2008 to 2026 before joining Financial Management, Inc. in 2026. Financial Management, Inc. provides investment management, financial planning, fiduciary, and consulting services to individuals, retirement plans, non-profit organizations, and businesses. The firm emphasizes Strategic Asset Allocation based on Modern Portfolio Theory and uses mutual funds and ETFs to implement portfolios, pairing portfolio management with financial planning and periodic reviews.

Jordan Bauer is a CFP® with nine years of industry experience. He has worked at Naviter Wealth, LLC since 2021 and previously spent seven years at Stephens Inc. Bauer is also a licensed independent insurance agent. Naviter Wealth, LLC is a multi-advisor team serving individual and high-net-worth clients with financial planning and discretionary portfolio management. The firm manages approximately $1.87 billion across 332 client relationships and offers services including separately managed accounts, potential borrowing within accounts, and performance-based fee arrangements.

Gregory Hartz is a CFA® charterholder with over 33 years of experience in the financial industry. He has been with Foundation Resource Management, Inc. since 1992. The firm manages discretionary portfolios primarily focused on long-only positions in individual stocks and bonds for a diverse client base including individuals, high net worth clients, retirement plans, charitable institutions, insurance companies, and hospitals. Foundation Resource Management employs a value-oriented investment approach emphasizing intrinsic value and capital preservation, and it distinguishes itself by serving institutional clients such as insurance companies and hospitals and providing performance analyses in client reporting.

Benjamin Bailey is a financial advisor with TMB Capital Partners, LLC in Little Rock, AR, holding Series 63 and Series 66 licenses and bringing 19 years of industry experience. He previously worked for Raymond James & Associates, Inc. for 12 years before joining TMB Capital Partners in 2025. Bailey is also a licensed insurance agent involved in insurance sales and implementation outside of investment advising. TMB Capital Partners provides discretionary wealth management, investment management, financial planning, retirement-plan advisory, and donor-advised fund management to individuals, high net worth clients, trusts, estates, businesses, and retirement plans. The firm primarily uses model portfolios composed of ETFs, mutual funds, and individual stocks, with additional use of bonds, options, and alternative investments to meet client objectives.

Lauren Young is a financial advisor at Legacy Capital Wealth Partners, LLC with five years of industry experience. She holds the Series 66 designation and has worked at Legacy Capital Wealth Partners since 2018, with prior experience at Purshe Kaplan Sterling Investments and Kestra Financial. Legacy Capital Wealth Partners serves individuals, families, trusts, businesses, charitable organizations, and retirement plans, offering holistic financial planning alongside discretionary and non-discretionary portfolio management. The firm manages approximately $1.3 billion in assets and employs a tailored, long-term investment approach using a variety of investment vehicles, including mutual funds, ETFs, and alternatives.

Wessel Zwiegers is a financial advisor at Legacy Capital Wealth Partners, LLC with 10 years of industry experience. He holds Series 63 and Series 65 licenses and previously worked at Stephens Inc. from 2015 to 2019. Outside of his advisory role, he serves as a regional board member for First Service Bank, assisting in community awareness efforts for the Little Rock branch. Legacy Capital Wealth Partners serves a diverse clientele including individuals, families, trusts, and charitable organizations, providing comprehensive financial planning and portfolio management. The firm manages over $1.3 billion in assets and employs a tailored, long-term investment approach utilizing mutual funds, ETFs, alternatives, options, and individual securities.

Heather Berry is a financial advisor at Applied Capital LLC with a Series 65 designation and one year of industry experience. Prior to joining Applied Capital, she worked in various roles including positions at Immanual Baptist Church, Rock City Complete Fitness, Alcon Vision Care, and CooperVision. Applied Capital LLC serves individual and high-net-worth clients with discretionary investment supervisory services and financial planning through fee-for-service and full-service models. The firm manages approximately $293 million in discretionary assets, emphasizing asset allocation and diversification with market-cap weighted index strategies and offers multi-tiered planning engagements that can coordinate with outside specialists.

Sarah Gutierrez is a CFP® with 10 years of industry experience, currently serving as an advisor at Aptus Financial, LLC since 2015. She is a 50% owner of Club 27, a salsa dancing and event venue in Little Rock, and serves on the Board of Directors of WEHCO Media, a publishing and cable company. Aptus Financial provides flat-fee financial planning and advisory services primarily to early- to mid-career professionals, business owners, and medical/dental trainees, focusing on a passive, long-term approach using tax-aware asset allocation and low-cost index funds and ETFs. The firm operates as a fiduciary adviser without taking custody of client assets, offering tiered subscription support, educational programs, and employer financial wellness services.

Scott Starkel is a financial advisor at Lukas Total Wealth in North Little Rock, AR, holding Series 65 and Series 63 licenses with eight years of industry experience. He has worked at David Lukas Financial since 2019 and previously held roles at Northwestern Mutual Investment Services and Todd Boswell. Lukas Total Wealth advises individual and high-net-worth clients, focusing particularly on those who are retired or approaching retirement. The firm provides financial planning, portfolio management, fixed insurance products, and educational seminars, using tactical and strategic model styles to manage sequence-of-returns risk.

Nicole Neely is a financial advisor at Lukas Total Wealth with five years of industry experience. She holds Series 65 and Series 63 licenses and has previously worked with Northwestern Mutual Investment Services, Nathan Kinard, LPL Financial, and GenWealth Financial Advisors. Lukas Total Wealth serves individual and high-net-worth clients, focusing particularly on retirees or those nearing retirement. The firm provides financial planning, portfolio management, and educational seminars, using tactical and strategic investment models to manage sequence-of-returns risk primarily through discretionary platforms and sub-advisers.