William Scott is the sole advisor at Scott and Associates of Texas, Inc. in Garland, TX, holding Series 63 and Series 65 licenses with 25 years of industry experience. He has led Scott and Associates since 2013. Scott is also a licensed insurance agent offering fixed and indexed annuities and life insurance. Scott and Associates of Texas provides investment supervisory services and financial planning primarily to individual and high-net-worth clients. The firm uses both fundamental and technical analysis, employs a mix of long- and short-term trading strategies including options writing, and conducts regular account reviews.

Dmitri Rabkin is the sole advisor at Rabkin Advisors LLC in Richardson, TX, holding a Series 65 designation with eight years of industry experience. Prior to founding his independent advisory firm in 2017, he worked at Amdocs Inc. for 14 years. Rabkin Advisors LLC provides discretionary portfolio management primarily to individual investors, including IRAs and self-directed 401(k)s, as well as trusts, estates, and small-business pension clients. The firm’s investment approach focuses on dividend-paying companies with growth potential and share repurchases, offering personalized plans and ongoing portfolio monitoring tailored to each client’s objectives and risk profile.

Dominic Dougherty IV is a CFP® professional with seven years of industry experience, currently serving as the sole advisor at Advising for Life, LLC. His prior roles include positions at Northwestern Mutual Investment Services and TD Ameritrade. Dougherty also operates a bookkeeping subscription service and has passive real estate interests along with property management activities. Advising for Life, LLC provides wealth management and financial planning services primarily to individuals, high net worth clients, trusts, and estates. The firm employs a Modern Portfolio Theory-based investment approach utilizing diversified, low-cost ETFs alongside selective individual securities and alternative investments, offering discretionary portfolio management and estate planning support as needed.

James Hartsock is a financial advisor with ACI Wealth Advisors in Dallas, TX, holding a Series 65 license and 15 years of industry experience. He has been with ACI Wealth Advisors since 2010. Outside of his advisory role, Mr. Hartsock is involved in several business activities, including ownership of a licensed insurance agency and serving as Managing Director of Allied Gaming North America, LLC. He also offers customized family office services through an association with Elite Resource Team, providing access to tax, legal, and business advisory professionals. ACI Wealth Advisors provides discretionary portfolio management, financial planning, and consulting services to individuals, family offices, trusts, and select institutional clients. The firm employs a diversified investment approach combining fundamental, technical, cyclical, and macro analysis, emphasizing index and sector ETFs with defined-risk options overlays, and manages both separately managed accounts and a private pooled fund.

Linda Jackson is a financial advisor with Sueing Investments, LLC in Flower Mound, TX. She holds Series 63 and Series 65 registrations and has 23 years of industry experience, including 21 years with Sueing Investments. In addition to advisory work, she spends a portion of her time involved in traditional insurance sales. Sueing Investments, LLC provides investment advisory and financial planning services to individuals, trusts, estates, and corporations. The firm manages portfolios using fundamental, charting, and technical analysis, tailoring asset allocation to client objectives and market conditions, and offers various billing structures including fixed monthly fees and hourly consultations.

Dale Mcmullen Jr. is a CFP® with 25 years of industry experience and has been the sole advisor at Financial Advantage since 2003. He holds Series 63 and Series 65 securities registrations. Financial Advantage serves individual clients by providing financial planning and investment advice, including retirement, college, and insurance planning, alongside ongoing portfolio management. The firm emphasizes diversification through mutual funds and ETFs, uses a primarily non-discretionary model, and maintains a small client roster with a focus on individualized account oversight.

Troy Alley is a financial advisor at Ark Wealth Management in Austin, TX, with six years of industry experience. He holds a Series 65 designation and previously worked at Third Generation Capital Management, Con-Real, LP, and Bravado, LP. He continues to serve as President and CEO of Third Generation Capital Management, although the firm is currently not operational. Ark Wealth Management serves individuals, including high-net-worth clients, as well as business entities, charitable organizations, and pension and profit-sharing plans. The firm offers discretionary portfolio management, pension consulting, financial planning, and operates a robo-advisor program that uses model portfolios based on a blend of fundamental, quantitative, technical, and modern portfolio theory analyses.

Gary Dennis is the sole advisor at GWD Capital Management, LLC in Coppell, TX, holding Series 63 and Series 65 licenses with 34 years of industry experience. He previously worked at First Research Financial for 24 years before founding his current firm in 2020. Outside of his advisory role, he has ownership interests in several related investment and holding companies. GWD Capital Management provides investment management and financial planning services to individual and high-net-worth clients, as well as business entities including corporations, pension plans, trusts, and charitable organizations. The firm employs a combination of fundamental and technical analysis, offering discretionary and non-discretionary account management and may coordinate with third-party managers when appropriate.

Stephen Galanakis is the sole advisor at BlackBox Capital Management LLC in Allen, TX, holding a Series 65 license with five years of industry experience. Prior to founding BlackBox Capital Management in 2021, he worked at Nutanix, Pure Storage, and Commvault. Outside of advisory work, he manages a rental property business in the Dallas-Fort Worth area. BlackBox Capital Management is an independent firm providing discretionary and non-discretionary portfolio management and financial strategy to individuals, pension plans, trusts, and charitable organizations. The firm primarily uses diversified ETFs along with select individual equities and bonds, applying both fundamental and technical analysis, and employs option and margin strategies alongside a managed Treasury account for lower-risk investments.

Douglas Simmang is a financial advisor at Turtle Creek Wealthcare in Dallas, TX, with 24 years of industry experience. He holds the Series 63 and Series 65 designations and has been with Turtle Creek Advisors, Inc. since 2006. Turtle Creek WealthCare provides financial planning and advisory services to individuals, trusts, and endowments, serving around 73 clients. The firm uses a licensed WEALTHCARE planning system and simulation analysis to guide goal-based planning, and it co-advises with recommended SEC-registered discretionary managers while focusing on tax-efficient, diversified indexed ETF portfolios.

Robert Hudak II is a Series 65-licensed financial advisor at Tradespro LLC with one year of industry experience. Before joining Tradespro, he held positions at Hydrogen Technologies, MMEFS LLC, Accentcare HomeHealth, Lockheed Martin, and Healthcare Management Systems. He also provides basic engineering consulting services through his single-member LLC, MMEFS LLC. Tradespro LLC is an independent registered investment adviser serving a small client base primarily composed of high-net-worth individuals, retirement accounts, small businesses, and consulting clients. The firm employs a technical and quantitative investment approach that includes market-timing techniques, discretionary and non-discretionary management, and project-based trade structuring, distinguishing it through its combination of tactical trading, subscription research, and institutional-style consulting.

Aaron Miller is the sole advisor at Family Wealth Coaching, LLC, an independent firm based in Plano, TX. He holds a Series 65 designation and has eight years of experience in financial advising. In addition to his advisory role, Miller is a practicing attorney at Miller Law Office, PLLC. Family Wealth Coaching serves individual and high-net-worth clients by providing portfolio analysis reports, one-time financial plans, and educational seminars. The firm operates on a non-discretionary basis, referring clients to third-party advisers and focusing on long-term investment strategies aligned with modern portfolio theory.

Phillip Washington Jr. is a financial advisor at Stone Hill Wealth Management, LLC in Dallas, TX, with 14 years of industry experience. He holds Series 63 and Series 65 licenses and has been with Stone Hill Wealth Management since 2016. Outside of his advisory role, he is the CEO of PW Media, a media and book publishing company, and produces the educational podcast Wealth Building Made Simple. Stone Hill Wealth Management is an independent firm serving individuals, high-net-worth clients, retirement plans, and select corporate clients. The firm employs a "Flow and Foundation" investment philosophy, incorporating broad-market ETFs, alternative exposures, and tactical strategies, while offering services such as portfolio management, financial planning, retirement plan consulting, and private investment due diligence.

Michael Howard is a financial advisor at AfroBloc in Dallas, TX, holding a Series 65 designation with one year of industry experience. His prior work includes roles at Scouting America, RI International, and Broward County. Howard is involved in educational seminars and speaking engagements through his firm’s public outreach efforts. AfroBloc is a fee-only, registered investment adviser serving individuals, charitable organizations, and businesses with discretionary investment management, financial planning, and educational services. The firm uses a combination of passive and active investment strategies, including ESG options, and provides ongoing financial planning at no extra cost to investment management clients.

John Stuart is a financial advisor with Ironwood Wealth Management LLC in Dallas, TX, holding Series 63 and Series 65 licenses and 19 years of industry experience. He has been with Ironwood Wealth Management since 2014 and has worked with related entities since 2009. Ironwood Wealth Management provides advisory services primarily to individual clients, including both high net worth and non-HNW individuals. The firm offers discretionary asset management along with financial, retirement, and college planning, using proprietary model portfolios that combine fundamental and technical analysis and actively managed asset allocations.

Gavin Richey is the principal and sole advisor at Sieve Capital LLC, holding a Series 65 designation with seven years of prior experience at Railroad Ranch Capital. He has been operating in the financial industry since 2016 and formed Sieve Capital in 2024. Sieve Capital is an independent, state-registered investment adviser serving primarily pooled and institutional mandates as well as high-net-worth investors. The firm employs active, short-term trading strategies that combine systematic quantitative models with fundamental analysis and offers discrete investment approaches under written agreements.

Andrew Fisher is the principal of Pathsetter Financial, a state-registered investment adviser based in Coppell, TX. He holds a Series 65 designation and has four years of experience in the financial advisory industry. Prior to founding Pathsetter Financial in 2021, Fisher worked at PepsiCo for nearly four decades. He also provides supply chain consulting services through a separate business. Pathsetter Financial offers investment management and a range of financial planning services to individuals and high-net-worth clients. The firm employs a combination of fundamental, technical, charting, and cyclical analyses within a Modern Portfolio Theory framework, utilizing both passive and active strategies alongside third-party solutions and sub-advisors.

Philip Maguire is the sole advisor at Maguire Stewardship Partners, an independent firm based in Allen, TX. He holds Series 63 and Series 65 licenses and has 14 years of industry experience, including prior roles at Smith, Frank & Partners and MassMutual Life Insurance Co. Although licensed as an insurance agent, he does not currently sell insurance products or offer them to his clients. Maguire Stewardship Partners provides investment management and financial planning services to individual and high-net-worth clients. The firm primarily uses passive portfolio construction complemented by technical analysis and may incorporate third-party managers, offering both project-based and ongoing comprehensive planning.

David Pettus is a Series 65-licensed financial advisor with six years of industry experience, operating independently through Blue Rock Capital in Allen, TX. He retired from prior work in 2015 and currently manages Blue Rock Capital as its sole advisor. Outside of advisory work, he serves as managing member for two investment-related LLCs, holding a voting role in Front Porch Investments LLC and a minor ownership interest in Bald Eagle Asset Management, LLC. Blue Rock Capital provides discretionary investment advisory and portfolio management services for individuals, high-net-worth clients, trusts, companies with excess cash, and small-business retirement plans. The firm employs a Modern Portfolio Theory-based investment approach across core asset classes and incorporates both fundamental and technical analysis, typically favoring a long-term, buy-and-hold strategy with periodic rebalancing.