Matthew Sims is a financial advisor at 49 Financial with the Series 66 designation and 21 years of industry experience. His prior work includes roles at Oakwood Capital Securities, Purshe Kaplan Sterling Investments, Thrivent Advisor Network, and Axa Advisors. Outside of his advisory work, he also provides nonprofit consulting through 25 Giving, assisting organizations in developing charitable plans. 49 Financial serves a diverse client base, including individuals, trusts, corporations, and retirement plans, offering comprehensive financial planning and investment management with an emphasis on diversified, long-term asset allocation. The firm provides tiered fractional family office services and employs a strategy that integrates fundamental, cyclical, technical, and behavioral analysis.

Stuart Huckin is a financial advisor at Waterloo Capital with 15 years of industry experience. He holds a Series 66 designation and has previously worked at firms including Credit Suisse Securities (USA) LLC and Truist Investment Services, Inc. Outside of his advisory role, he is a passive investor in ventures such as oil and gas minerals and private wine storage. Waterloo Capital is a multi-advisor firm serving entrepreneurs, high-net-worth individuals, trusts, and institutional clients. The firm focuses on customized portfolios using fundamental analysis and long-term, strategic buy-and-hold allocations, offering a range of investment management and financial planning services.

Conrad Simpson is a financial advisor at 49 Financial with a Series 65 credential and one year of industry experience. His prior work includes roles at Vector Marketing and Lumenis, as well as involvement with Texas Christian University. Outside of advising, he works as a fixed insurance agent. 49 Financial serves individual and institutional clients, offering financial planning, retirement-plan consulting, and investment management. The firm emphasizes disciplined, diversified asset allocation using a combination of analytical approaches and manages proprietary and external model portfolios with ongoing behavioral coaching.

Christopher Entringer is a CFP® professional with 22 years of industry experience, currently associated with BlueSpring Wealth Management, LLC in Austin, TX. His prior experience includes roles at Kestra Financial Inc., Ritter Daniher Financial Advisory, and Hickory Asset Management. He is a part owner and investor in a limited liability company that holds residential real estate. BlueSpring Wealth Management serves individuals, business owners, trusts, estates, and retirement plans with investment management, financial planning, and consulting services. The firm employs a customized investment approach supported by a dedicated Investment Committee and offers specialized strategies such as option overlays and hedging for concentrated portfolios.

Mark Schreiber is a financial advisor with Transce3nd LLC, holding Series 63 and Series 65 credentials and over 30 years of industry experience. He has held positions at multiple firms including Madison Avenue Securities and Kalos Capital, and he operates his own CPA practice and wealth management firm. Outside of advising, he is involved in e-commerce resale operations through an Amazon fulfillment business. Transce3nd LLC serves a diverse client base ranging from individuals to institutions, providing discretionary and non-discretionary investment management, financial planning, and retirement plan consulting. The firm’s investment approach emphasizes strategic asset allocation supported by fundamental, technical, and quantitative analysis, often utilizing third-party model managers and proprietary risk-profiling tools.

Colin Wagner is a financial advisor at Kestra Private Wealth Services, LLC with two years of industry experience. He holds the Series 66 and Series 63 designations. Prior to joining Kestra, he worked at Merrill and Charles Schwab. In addition to his advisory role, Wagner serves as a Senior Client Service Specialist at Ascend Private Wealth Partners, focusing on client service and market insight related to insurance. Kestra Private Wealth Services, LLC provides investment advisory services through a network of independent advisors and multi-advisor teams to individuals and institutional clients. The firm manages approximately $13.45 billion in client assets and offers a wide range of investment products and specialized services across discretionary and non-discretionary arrangements.

Glen Turner is a financial advisor with Kestra Private Wealth Services, LLC, holding Series 63 and Series 65 credentials and bringing 32 years of industry experience. He previously worked at Bank of America and Merrill, serving clients for over a decade at each firm. Outside of his advisory work, Turner serves as President of the Ocean Reef Towers Board of Directors, addressing community issues. Kestra Private Wealth Services, LLC provides investment advisory services through a network of independent advisors and multi-advisor teams, managing approximately $13.45 billion in client assets. The firm supports a broad range of investment products and platforms while offering both discretionary and non-discretionary management arrangements.

Zachary Ashbee is a financial advisor with Kestra Private Wealth Services, LLC, holding Series 63 and Series 65 licenses and bringing 26 years of industry experience. He has previously worked at Wells Fargo Clearing, Morgan Stanley, and Citigroup Global Markets. Outside of his advisory role, Ashbee owns Dauphine Capital, an insurance-related business, and manages payroll through Ashbee Group Capital Management. Kestra Private Wealth Services, LLC provides investment advisory services through a network of independent advisors and multi-advisor teams to individual and institutional clients. The firm manages approximately $13.45 billion in client assets and offers a broad range of investment products and specialized services within a structure that supports both discretionary and non-discretionary arrangements.

Micah Damrow is a financial advisor at 49 Financial in Austin, TX, holding Series 66 and Series 63 licenses with seven years of industry experience. His prior roles include positions at Purshe Kaplan Sterling Investments and Axa Advisors. Outside of his advisory work, he coaches high school basketball and serves as a deacon organizing small groups at a local church. 49 Financial serves individual and institutional clients with financial planning, retirement-plan consulting, and investment management, employing a disciplined, long-term diversified asset allocation approach grounded in Modern Portfolio Theory. The firm offers tiered fractional family office services and manages proprietary model portfolios with an emphasis on client behavioral coaching.

Lori Morris is a financial advisor at Waterloo Capital in Austin, TX, holding Series 63 and Series 65 registrations with 31 years of industry experience. Her career includes roles at Raymond James & Associates, Morgan Keegan & Company, LLC, and RBC Capital Markets. She is a partner in HMI, LLC, which holds a minority interest in a private equity investment. Waterloo Capital is a multi-advisor firm serving entrepreneurs, high-net-worth individuals, trusts, and institutional clients with customized investment management and financial planning. The firm emphasizes long-term, fundamental analysis–based portfolio strategies with discretionary and non-discretionary options, ongoing monitoring, and client-imposed investment restrictions.

Gerald Shaw Jr. is a CFP®-certified financial advisor with 42 years of industry experience. He is currently with Forefront Wealth Partners and also affiliated with Calton & Associates. Shaw owns and operates Seminole Tax Pros, LLC, providing tax preparation and consulting services. Forefront Wealth Partners is a team-based SEC-registered adviser serving individuals, business owners, and corporate clients. The firm offers customized portfolio management, comprehensive financial and estate planning, and integrates related businesses such as tax and insurance services.

Donald Durr is a financial advisor with Transce3nd LLC, holding a Series 65 designation and seven years of industry experience. His prior roles include positions at Tucker Asset Management LLC, Retirement Wealth Advisors, Inc., and Beacon Global Group. In addition to his advisory work, he provides business consulting services through Stryde Solutions. Transce3nd LLC serves a diverse client base including individuals, foundations, trusts, estates, retirement plans, and charitable organizations. The firm employs a strategic asset allocation approach supported by fundamental, technical, and quantitative analysis, often utilizing third-party model and money managers through AE Wealth Management’s platform.

Richard Smith is a financial advisor with Kestra Private Wealth Services, LLC, holding Series 63 and Series 65 licenses and bringing 42 years of industry experience. He spent 28 years at Edward D. Jones & Co., L.P. prior to joining Kestra in 2023. Outside of his advisory role, Smith is president of Inspired Wealth Planning, an insurance business, and Central Planning Group. Kestra Private Wealth Services offers investment advisory through a network of independent advisors and multi-advisor teams, serving individual and institutional clients with access to a broad range of investment products and specialized services such as annuity subaccount and 529 plan management.

Connor Bartley is a Series 66-licensed advisor with 49 Financial in Austin, TX. He has been with Oakwood Capital Securities, Inc. since 2026 and previously held roles at Mizzen and Main, Absolute Recomp, Heaven's Bounty, and Tractor Supply Co. Bartley attended Texas Christian University from 2022 to 2026. 49 Financial serves individual and institutional clients, including retail and high-net-worth individuals, trusts, and corporations, offering financial planning, retirement-plan consulting, and investment management. The firm employs a disciplined, long-term diversified asset allocation approach based on Modern Portfolio Theory and provides tiered fractional family office services.

Kathryn Mc Gough is a CFP® with nine years of industry experience. She is currently with Kestra Private Wealth Services, LLC and has previously worked at Hightower Advisors, TC Wealth Partners, and Trust Company of Illinois. Outside of financial advising, she is an Independent Consultant for Arbonne, where she markets skincare and nutrition products. Kestra Private Wealth Services, LLC provides investment advisory services through a network of independent advisors and multi-advisor teams, serving individuals and institutional clients with a range of investment products and platforms.

Theodore Lisa is a financial advisor at 49 Financial in Austin, TX, holding a Series 65 designation with one year of industry experience. His work history includes academic and hospitality roles prior to joining the firm. 49 Financial serves individual and institutional clients with financial planning, retirement-plan consulting, and investment management, using a disciplined, long-term, diversified asset allocation approach influenced by Modern Portfolio Theory. The firm offers tiered fractional family office services and employs proprietary and third-party model portfolios.

Alexander Monroe is a financial advisor with Kestra Private Wealth Services, LLC, holding a Series 65 designation and 11 years of industry experience. He previously worked for United Capital Financial Advisers, LLC for eight years before joining Kestra in 2023. Kestra Private Wealth Services operates as a multi-advisor platform providing investment advisory services to individuals and institutional clients. The firm manages approximately $13.45 billion in client assets through a network of 208 advisors, offering a range of investment products and specialized services across various discretionary and non-discretionary arrangements.

Nader Al Mooshi is a Series 66 licensed advisor with nine years of experience, currently associated with Kestra Private Wealth Services, LLC since 2023. Prior to Kestra, he worked at JPMorgan Securities LLC and JPMorgan Chase Bank for a total of 12 years. He serves on the finance committee and board of the Knights of Columbus St. Francis Council at Our Lady of Sorrows. He is also the founder of Mooshi Wealth Planning & Management. Kestra Private Wealth Services operates through a network of independent advisors and multi-advisor teams, managing approximately $13.45 billion in client assets. The firm offers a range of investment products and advisory services to individuals and institutional clients, with both discretionary and non-discretionary arrangements.

Ryan Nelson is a financial advisor at Aspiriant, LLC in Austin, TX, holding Series 66 and Series 65 licenses with 11 years of industry experience. He has worked at Aspiriant since 2016 and previously held roles at First Allied Advisory Services, Wells Fargo Clearing, Wells Fargo Investments, and Equitable Advisors. Aspiriant serves high-net-worth individuals, families, professional fiduciaries, and select institutional and retirement plan clients, offering discretionary and non-discretionary investment management along with comprehensive wealth planning and family office services. The firm employs a customized investment approach using asset allocation guided by internal capital market expectations and offers access to a range of investment vehicles, including proprietary mutual funds and private offerings.

Zachary Hawkins is an investment advisor with 11 years of industry experience, currently affiliated with 49 Financial. He holds Series 63 and Series 65 licenses and has previously worked at firms including Purshe Kaplan Sterling Investments, Thrivent Advisor Network, and Axa Advisors. Outside of advising, Hawkins is the owner and CEO of Timeless AI, a technology and digital asset consulting firm, and he also assists nonprofits by helping develop charitable plans through 25 Giving. 49 Financial serves individual and institutional clients with financial planning, advanced planning, retirement‑plan consulting, and investment management. The firm employs a disciplined, long-term diversified asset allocation strategy, utilizing proprietary and third-party model portfolios, emphasizing behavioral coaching and regular portfolio rebalancing.