Roy Mullin is an investment professional with 23 years of industry experience, currently serving at Playbook Advisers LLC in Austin, TX. He holds Series 63 and Series 65 licenses and has operated Roy Mullin Enterprises, LLC since 2005. Outside of his advisory role, he co-founded Karmic Payback, LLC, a consulting service for private companies preparing for IPOs or M&A transactions, and holds an equity interest in Lithified Technologies Texas, LLC, a company marketing road base stabilization products. Playbook Advisers LLC acts primarily as an investment manager for pooled investment vehicles and institutional-style accounts, while also providing discretionary portfolio management and financial planning services to individuals, trusts, foundations, and private businesses. The firm focuses on allocations to real estate and private equity, employing a discretionary, bottom-up investment approach that combines fundamental and technical analysis.

Levi Baker is a financial advisor at Silverhaven Strategic Wealth, LLC in Austin, TX, with three years of industry experience. He holds the Series 66 designation and has worked at firms including Merrill Lynch, Pierce, Fenner & Smith, Inc. and Edward D. Jones & Co., LP. In addition to his advisory work, he practices law at Lance Kennedy Law, PLLC. Silverhaven Strategic Wealth provides discretionary portfolio management and financial consulting to individuals, families, trusts, and estates. The firm employs a disciplined, goal-oriented investment process with diversified allocations and may use listed options strategies for approved clients.

Kyle Reese is a financial advisor at Sprout Capital Management, LLC in Austin, TX, holding a Series 65 designation with nine years of industry experience. He has been with Sprout Capital Management since 2015. Sprout Capital Management serves individual clients through discretionary portfolio management and financial planning services, employing rules-based, systematic investment programs driven by economic indicators, technical analysis, and SEC filing data. The firm is notable for publishing performance information for its model strategies and utilizes a concentrated, rules-based stock model alongside a custodial relationship that supports daily billing and institutional execution.

**Flat Fee, Fee-Only, and Fiduciary Financial Advisor - Serving clients nationwide** TwoTen Planning is a fiduciary, fee-only financial planning firm in Austin, TX, serving tech professionals. We specialize in flat-fee financial planning, tax planning, and investment management, with expertise in equity comp (RSUs, stock options, and ESPP). Your Situation: You are a professional and you are navigating the complexities of your equity awards and your financial matters. You have many challenges: ➡️ Navigating your equity awards and making prudent, informed, and timely decisions ➡️ Managing your stock concentration, while investing wisely ➡️ Awareness of the tax, investment, and legal implications ➡️ Getting financially organized with a plan to protect your family and assets from an untimely event These challenges require wise decision-making to ensure that you maximize your financial opportunities, care for your family, and avoid costly mistakes. You are smart and successful. Yet, you may be lacking the time, interest, knowledge, or discipline to manage all the moving financial parts on your own. And let’s face it, we all have blind spots. You desire financial help so you can instead focus on everything that matters most in your life! Stu’s Professional Notes: Prior to founding TwoTen Planning, I enjoyed a successful 25-year career in the asset management industry. Most recently I was a Vice President and Regional Director for 10+ years with Dimensional Fund Advisors, a top tier asset manager that provides evidence-based investments. Prior to that, I spent 10 years as a Regional Vice President for Fidelity Investments, a large global asset manager. The expertise that I acquired and developed at these firms helps me in my work with clients today! ➡️ I received a bachelor’s degree in finance from the University of Minnesota, and a master’s degree in advanced financial planning from Golden Gate University. ➡️ I hold the CERTIFIED FINANCIAL PLANNER™ and CFA charterholder® designations. Stu’s Personal Notes: ➡️ I live in Austin, TX, with my wonderful wife and two sons. ➡️ We enjoy great food trucks, pool time, outdoor activities (especially football), and playing with Ranger (our crazy bernedoodle)! ➡️ We love family vacations and travel, especially to Florida, Hawaii, and the Caribbean. ✅ If you are a professional, I can help you to maximize your equity, reduce taxes, invest wisely, and manage risk. Schedule an Intro Visit with me.

Michael Harris is a financial advisor at Emory Wealth LLC in Austin, TX, with nine years of industry experience. He holds a Series 66 designation and has worked previously at firms including Edward Jones, Ironoak Wealth LLC, Vital Capital LLC, and EntreWealth, LLC. In addition to his advisory role, he also operates as an independent insurance agent. Emory Wealth LLC is an independent advisory firm serving individuals, high-net-worth clients, trusts, and estates. The firm provides discretionary asset management and financial planning, constructing portfolios tailored to clients’ goals using fundamental, technical, charting, and cyclical analyses, and occasionally employing options and various investment strategies. The firm may recommend third-party investment managers and offers ERISA retirement plan services as a limited-scope 3(21) fiduciary.

Shawn Connolly is the principal at Connolly Wealth Management in Austin, TX, holding Series 63 and Series 65 licenses with 28 years of industry experience. He has operated Connolly Wealth Management since 2010 and concurrently leads Connolly Insurance Group, where he serves as president and insurance agent. He is also involved in trust reviews and insurance sales for CLA USA. Connolly Wealth Management is an independent, fee-based advisory firm providing discretionary portfolio management to individuals and pension and profit-sharing plans. The firm uses a combination of fundamental, technical, and cyclical analysis, offers limited-scope ERISA 3(21) fiduciary services, and regularly holds no-fee educational seminars.

George Posada is a financial advisor at J.P. Wealth Management, LLC in Austin, TX, holding Series 63 and Series 65 designations with 42 years of industry experience. He previously worked at Mutual Securities, Inc. from 2016 to 2019. J.P. Wealth Management is an independent registered investment adviser serving high-net-worth individuals, trusts, estates, and institutional clients. The firm focuses on non-discretionary portfolio management using fundamental analysis to create custom asset allocations and investment policy statements, with strategies that may include covered-call writing, mutual funds, ETFs, and alternative investments.

Matthew Reading is a financial advisor with MTR Advisory Services, Inc. in Austin, TX, holding a Series 63 designation and 23 years of industry experience. He previously worked at Mtr Consulting, Inc. for 24 years before joining MTR Advisory Services in 2026. MTR Advisory Services is an independent investment adviser serving individual investors, including high-net-worth clients, with discretionary investment management and portfolio construction. The firm emphasizes tailored, diversified portfolios and regular account reviews, generally seeking discretionary trading authority while applying a written Code of Ethics and using publicly available research and third-party analysis.

William Hawes is a CFP® and CFA® with 11 years of industry experience. He has been the sole advisor at Candor Asset Advisors, LLC since 2016. The firm manages approximately $15.8 million for around 36 clients, offering asset management, financial planning, and consulting services for both taxable and retirement accounts. Candor employs a fundamental, bottom-up approach with model portfolios that include equity, ETFs, REITs, and limited option strategies. The firm also serves corporate pension and profit-sharing plans and supports held-away employer accounts through a third-party platform, which is less common for firms of its size.

Shankar Meganatha is a financial advisor at Esquires Group LLC with eight years of industry experience. He holds a Series 65 designation and previously worked at Cisco Systems for three years before joining Esquires Group in 2017. In addition to his advisory role, he provides management consulting services focused on data analytics to support business growth. Esquires Group offers investment advisory and portfolio management services to a diverse client base, including private individuals, high-net-worth clients, trusts, foundations, endowments, and companies. The firm uses a structured approach based on risk profiles and portfolio strategies, employing fundamental and technical analysis across various asset classes.

Jeffrey Harshman is a CFP® and Series 65-licensed financial advisor with 17 years of industry experience. He has been the sole advisor at Human Financial since 2008 in Austin, TX. Human Financial is a fee-only independent advisory firm serving individuals, pension and profit-sharing plans, trusts, estates, charitable organizations, and small businesses. The firm provides comprehensive financial planning and investment advice with an emphasis on whole-client planning and a long-term, asset-class investment approach centered on passive index funds and ETFs.

Garrett Prom is a CFP® and holds a Series 65 license with 13 years of industry experience. He is the sole advisor and owner of Prominent Financial Planning LLC, an independent firm he has operated since 2012. Prior to founding his firm, Garrett worked at Boston Scientific starting in 2011. Prominent Financial Planning LLC is a fee-only, solo advisory serving individual clients and families through comprehensive financial planning and portfolio management. The firm uses Modern Portfolio Theory to construct diversified portfolios primarily with low-cost index funds and ETFs, offering ongoing planning and discretionary supervision while focusing on transparent, fixed fees rather than asset-based charges.

I am a CERTIFIED FINANCIAL PLANNER® with a passion for helping families and professionals maximize their finances and organize money to achieve the future they want. I am also personally committed to supporting financial literacy & education for women. Outside of work, I’m a mom to two amazing kids. I've realized how valuable it is to spend time wisely and I want to give my clients the same freedom and peace of mind. As such, I work with a select number of clients each year so that you truly get personalized advice and attention. It is my goal and commitment to help you feel less chaotic and more sure of your finances!

John Gillespie is a CFP® with 24 years of experience in the financial services industry. He is the principal of Wealth Management Services of Austin, LLC and has a background that includes roles at H.D. Vest Investment Securities, Inc. since 1998 and operating his own accounting practice, Gillespie Financial Services. He also serves as president of Equi Capital Group, an investment-related financial services business. Wealth Management Services of Austin, LLC provides discretionary portfolio management and hourly financial planning primarily to individual clients, as well as charitable organizations, pension and profit-sharing plans, and private businesses. The firm’s investment approach focuses on fundamental security analysis with a long-term orientation, conducting formal reviews at least quarterly.

Khadir Richie is a financial advisor at Richie Capital Group in Austin, TX, with 10 years of industry experience. He holds Series 63 and Series 65 licenses and has been with Richie Capital Group since 2015. Richie Capital Group serves foundations, endowments, pensions, family offices, trusts, business entities, and high-net-worth individuals, providing discretionary portfolio management through separately managed accounts and privately offered pooled investment vehicles. The firm manages a private long/short equity fund and offers proprietary strategies based on fundamental, bottom-up research to build concentrated equity portfolios designed for long-term capital appreciation.

Patrick Swint is the principal of Knightsbridge Ventures and holds Series 66, 65, and 63 licenses with 10 years of industry experience. He previously worked at Cobalt Capital, Inc. and Academy Securities and has been involved in real estate through Salsa Properties since 2000. Swint serves on nonprofit boards for the University of Texas UK Alumni Association and the University of Chicago Alumni Association UK and holds board roles with several international firms, including a commercial bank in Armenia and private equity and SPAC entities in Europe. Knightsbridge Ventures provides discretionary portfolio management and private consultation focused on private equity real estate for accredited investors, family offices, and pension funds. The firm combines top-down market analysis with bottom-up due diligence alongside local partners, targeting opportunistic value-add real estate projects with typical holding periods of three to five years.

Pamela Krueger is the sole advisor at Pamela Krueger and Company, Inc., an independent investment advisory firm based in Austin, TX. She holds a Series 65 designation and has 28 years of industry experience. Since founding her firm in 2014, she has focused on providing discretionary asset management and related planning services. Pamela Krueger and Company, Inc., operating under the dba Womanvest, serves individual clients without requiring a minimum account balance. The firm employs a combination of fundamental analysis, discounted cash flow models, and technical analysis to construct portfolios, managing accounts on a discretionary basis with written Investment Policy Statements and regular reporting.

Harold Peterson is a financial advisor at Mission Hill Advisors, LLC in Austin, TX, with 24 years of industry experience. He holds a Series 65 designation and has worked at several firms, including Castle Hill Advisors, LLC and Cpwm, LLC. Outside of his advisory role, he serves on multiple investment committees and boards, including the University of Texas at Austin McCombs School of Business Advisory Council, The Seton Fund, the Austin Community Foundation, and Tarrytown United Methodist Church. Mission Hill Advisors is an independent investment adviser managing approximately $137 million for family offices, high-net-worth individuals, endowments, foundations, and select charitable and corporate clients. The firm combines fundamental analysis with modern portfolio theory to construct strategic asset allocations and offers discretionary asset management alongside fee-based investment consulting with an emphasis on institutional-style analysis and fiduciary support.

Jeffrey Broadhurst is a CFP® and CFA® with 21 years of industry experience. He is the founder and sole advisor at Broadhurst Financial Advisors, Inc. Prior to his current role, he spent 14 years at Index Funds Advisors, Inc. Broadhurst also serves as a solicitor for Index Funds Advisors, dedicating a small portion of his time to that activity. Broadhurst Financial Advisors is an independent, single-advisor firm that provides wealth management, investment consulting, and advanced planning primarily to affluent individuals and families. The firm emphasizes globally diversified, low-cost, tax-efficient portfolios built with passive asset-class funds and offers tailored plans with a focus on high-net-worth clients.

David Eagan is the principal at Eagan Ventures LLC, an independent financial advisory firm based in Austin, TX. He holds a Series 65 credential and has five years of industry experience. Prior to founding Eagan Ventures in 2021, he worked at Vrbo Inc from 2016 through 2019. Eagan Ventures provides financial planning services primarily to individual clients, delivering comprehensive written plans, annual reviews, and hourly consultations. The firm does not manage client assets or accept discretionary authority, instead focusing on fixed and hourly planning fees and allowing clients to implement recommendations through outside custodian relationships.