Philip Roventini is a financial advisor at Roventini Financial Services, Inc. in New City, NY, holding the ChFC® and PFS™ designations with four years of experience in the industry. He has been practicing as a CPA since 1981 and continues to operate Roventini CPA PC alongside his advisory role. Roventini Financial Services, Inc. provides investment advisory and portfolio management services to individuals, high-net-worth clients, and pension and profit-sharing plans. The firm employs a long-term investment approach combining fundamental analysis with modern portfolio theory, focusing on mutual funds and exchange-traded funds, and maintains documented Investment Policy Statements with regular portfolio reviews.

Vinay Munikoti is the sole advisor at System Research, LLC in White Plains, NY, with 14 years of industry experience. He holds a Series 65 designation and has led System Research since 2008. Outside of his advisory role, Munikoti is the CEO of Returnstream LLC, an online newsletter publisher providing trading signals for stocks, mutual funds, and ETFs, as well as Global Dynamic Systems LLC, which sells artwork. System Research provides discretionary portfolio management to individuals and high-net-worth clients, using systematic, research-driven computer models to generate short- to intermediate-term forecasts and implement trades across multiple asset classes. The firm’s explicit market-timing approach and its combination of quantitative program development and diverse strategies, including digital assets, distinguish it within the independent advisory space.

Brian Moss is a CFA® charterholder and holds a Series 63 license with six years of industry experience. He is the sole advisor at Soaring Capital Management, LLC, an independent firm based in Darien, CT. His prior work includes roles at Barington Capital Group, L.P., and entrepreneurial consulting activities. Soaring Capital Management, LLC provides comprehensive wealth management for high net worth and ultra-high net worth clients, focusing on concentrated advisory relationships. The firm employs an institutionally oriented, evidence-based investment approach with access to private-market strategies and incorporates quantitative tools, generative AI assistance, and tax-aware techniques.

Luke Albright is the sole advisor at Oak Grove Management LLC, an independent firm based in Greenwich, CT. He holds a Series 65 designation and has 12 years of industry experience. Albright has managed Oak Grove since its founding in 2013. Oak Grove Management LLC provides discretionary portfolio management and investment supervisory services primarily to high-net-worth individuals and select institutional clients. The firm employs a variety of analytical methods and manages accounts on a discretionary basis, using performance-based fees for qualified clients and maintaining direct control over portfolio management without outsourcing.

James Botti is a financial advisor at Garrison Phillips, LLC with 7 years of industry experience. He holds the Series 66 designation and has been with Garrison Phillips since 2005. Garrison Phillips, LLC provides investment advisory, management, and financial planning services to individuals, institutions, corporations, trusts, estates, and qualified retirement plans. The firm uses a global macroeconomic framework with sector rotation to guide asset allocation and typically employs ETFs and individual fixed-income securities, while also offering pension consulting and retirement plan sponsor advisory services.

Michael Reisin is a financial advisor with Integrated Wealth Management Solutions, LLC in Port Chester, NY, holding Series 63 and Series 65 licenses and bringing 16 years of industry experience. He has worked at Integrated Wealth Management Solutions since 2017 and concurrently at Wunderlich Securities, Inc. since 2016. Integrated Wealth Management Solutions provides customized financial planning and investment management to individual investors, including high-net-worth clients, and small businesses. The firm employs a mix of strategies combining fundamental research with technical and cyclical analysis and offers both discretionary and nondiscretionary portfolio management.

Alan Nadel is a financial advisor at Flying Point Asset Management LLC with 15 years of experience. He holds the Series 65 designation and is based in Chappaqua, NY. Nadel has worked exclusively at Flying Point Asset Management since 2011. Flying Point Asset Management provides discretionary portfolio management and creates individualized Investment Policy Statements for clients, including individuals, high-net-worth individuals, and trusts. The firm manages approximately $55.7 million across 31 accounts, employing a combination of fundamental, technical, charting, and cyclical analysis alongside long- and short-term trading strategies.

Richard Reach is the sole advisor at RLR Capital Management, Inc., an independent firm based in New Canaan, CT. He holds Series 63 and Series 65 licenses and has 23 years of industry experience. Since founding RLR Capital Management in 1991, he has led the firm for over three decades. RLR Capital Management provides discretionary portfolio management focused on stocks, convertible securities, and corporate bonds for individual clients. The firm emphasizes asset allocation and security selection using valuation models and financial analysis, managing a small, concentrated client base with tailored portfolios.

Paul Mccarthy is a CFA® charterholder and the sole advisor at Kisco Capital, LLC, an independent firm based in Mount Kisco, NY. He has 10 years of industry experience and has been with Kisco Capital since 2013. Kisco Capital provides portfolio management and investment advisory services to individual and high-net-worth clients, using a written Investment Policy Statement to align with client goals, tax considerations, and risk tolerance. The firm employs various analytical methods and trading strategies, offers discretionary portfolio management, and distributes a no-fee market-update newsletter several times monthly.

Christopher Ryckman is a financial advisor at ProSophia Advisors, LLC with six years of industry experience. He holds a Series 65 credential and previously worked at Cartbridge Capital LLC for 17 years before joining ProSophia in 2023. ProSophia Advisors provides discretionary, model-driven investment management to pooled vehicles, registered investment funds, and separately managed accounts, using a proprietary machine-learning system to generate asset-specific trend forecasts and execute algorithmic trading signals. The firm serves institutional clients and high-net-worth individuals, emphasizing a technology-first approach with customizable portfolio implementation.

Daniel Shaffer is the sole advisor at Shaffer Asset Management, Inc. in Greenwich, CT, holding the ChFC® designation along with Series 63 and Series 65 licenses. He has 24 years of industry experience and has been managing his independent firm since 1998. His career includes hedge-fund experience and activities in publishing and public speaking. Shaffer Asset Management, Inc. provides discretionary portfolio management and investment supervision to individuals, trusts, pension and profit-sharing plans, charitable organizations, partnerships, and corporations. The firm employs an equity-focused Absolute Investment Strategies Program that combines technical, fundamental, and cyclical analysis to seek positive returns regardless of market direction, managing accounts to program objectives rather than benchmark-relative targets.

Peter Gallagher is a financial advisor with Unified Retirement Planning Group in Briarcliff Manor, NY. He holds the ChFC® designation as well as Series 63 and 65 licenses and has 31 years of industry experience. His work history includes multiple tenures at Unified Retirement Planning Group and Commonwealth Financial Network. He spends a small portion of his time involved in fixed insurance sales. Unified Retirement Planning Group provides retirement-focused financial planning and discretionary portfolio management to individual and high-net-worth clients. The firm employs a combination of quantitative, fundamental, technical, and economic analysis alongside strategic asset allocation and long-term investment strategies, and it sponsors a wrap-fee program that bundles management and administrative services into a single fee.

Nicholas Jones is the sole advisor at Altanes Investments, LLC, an independent firm based in Mill Neck, NY. He holds Series 63 and Series 65 designations and has 17 years of industry experience. Jones has been with Altanes Investments since 2003. Altanes Investments provides discretionary portfolio management and continuous investment advice to individual clients, focusing on personalized investment policies based on goals, time horizon, risk tolerance, and tax considerations. The firm emphasizes fundamental analysis and a long-term purchase strategy, managing approximately $22.8 million across about 20 individual accounts.

Johan Devoogd is a financial advisor at American European Asset Management LLC with 27 years at the firm and four years of industry experience. He holds Series 63 and Series 65 designations. American European Asset Management provides discretionary asset and portfolio management to private individuals, tax-deferred accounts, trusts, and small institutional clients, including tax-exempt foundations and other not-for-profit entities. The firm employs a fundamental analysis-driven approach focused on durable competitive positions and conservative balance sheets, and is notable for its work with charitable organizations and nonprofit investment committees.

Craig Cloud is a financial advisor with Apogee Tactical in Stamford, CT, holding Series 63 and Series 65 licenses and having 10 years of industry experience. He has been associated with Apogee Trading, LLC since 2014. Apogee Trading, LLC provides portfolio management services to individual and high-net-worth clients, offering both discretionary and non-discretionary options. The firm employs a combination of charting, fundamental, technical, and quantitative analysis alongside active trading strategies across a broad range of asset classes.

Douglas Perkins is the sole advisor at Divergence Capital Management in Greenwich, CT, holding Series 63 and Series 66 designations with 30 years of industry experience. He has worked at several firms including Avantax Advisory Services, Old City Securities, and Brookstreet Securities Corporation. Since 2007, he has been managing portfolios through Divergence Capital Management. Divergence Capital Management provides discretionary portfolio management primarily to individual clients using a stock-selection strategy that incorporates top-down macroeconomic analysis and company-specific fundamentals. The firm constructs highly customized, concentrated portfolios with a range of asset types, including equities, debt instruments, commodities, and currencies.

Anthony Devito is a CFP® professional with 14 years of industry experience, operating ADV Investment Management in New Rochelle, NY. He has been with the firm since 1990. ADV Investment Management serves a small group of individual, family, small business, and trust clients, offering customized investment management and financial planning services. The firm employs a fundamental analysis and asset-allocation approach, primarily using mutual funds and ETFs, and operates on a strict fee-only model without commissions or soft-dollar arrangements.

Salo Aizenberg is a financial advisor at Downtown Investment Advisory with four years of industry experience. He holds a Series 65 designation and has been associated with Maytal Asset Management LLC since 2013. Downtown Investment Advisory is an independent SEC-registered firm managing approximately $125 million in discretionary accounts for individuals, high-net-worth clients, institutions, and charitable organizations. The firm focuses on customized fixed-income portfolios with individually selected bonds and income-producing securities, alongside equity index ETFs, applying fundamental, technical, and credit analysis to support long-term growth, income, and capital preservation.

David Kelly is a CFA® charterholder with 28 years of experience in the financial industry. He is the principal advisor at Three Lakes Advisors, Inc., an independent firm he has been with since 1996. Since 2015, he has also served as an independent trustee of the Abacus FCF ETF Trust. Three Lakes Advisors provides discretionary and nondiscretionary investment management primarily for individual clients, including high-net-worth individuals, as well as small businesses and charitable organizations. The firm combines technical charting with fundamental analysis to implement long- and short-term investment strategies and maintains ongoing client account reviews.

Arthur Norton is the managing director of Araglan Capital Management, LLC and holds Series 63 and Series 65 licenses. He has 41 years of industry experience, including roles at Private Client Services, LLC and Business and Financial Services Incorporated. Norton has served as an elected member of the Board of Estimate and Taxation in Greenwich, CT, where he holds leadership positions on the Audit and Investment Advisory Committees. Araglan Capital Management provides discretionary portfolio management and financial planning services to individuals, high-net-worth clients, pension plans, charitable organizations, and trusts. The firm employs fundamental analysis combined with long-term, short-term, and trading strategies, including the use of options, margin borrowing, and short sales in separately managed accounts.